0001079973-21-000401.txt : 20210519 0001079973-21-000401.hdr.sgml : 20210519 20210519164745 ACCESSION NUMBER: 0001079973-21-000401 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210517 FILED AS OF DATE: 20210519 DATE AS OF CHANGE: 20210519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES EVAN/ FA CENTRAL INDEX KEY: 0001020741 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37367 FILM NUMBER: 21940918 BUSINESS ADDRESS: STREET 1: 9000 VIRGINIA MANOR ROAD STREET 2: SUITE 206 CITY: BELTSVILLE STATE: MD ZIP: 20705 BUSINESS PHONE: 240-813-1260 MAIL ADDRESS: STREET 1: C/O OPGEN, INC. STREET 2: 708 QUINCE ORCHARD ROAD, SUITE 205 CITY: GAITHERSBURG STATE: MD ZIP: 20878 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPGEN INC CENTRAL INDEX KEY: 0001293818 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 061614015 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9717 KEY WEST AVENUE STREET 2: SUITE 100 CITY: ROCKVILLE STATE: MD ZIP: 20878 BUSINESS PHONE: 240-813-1260 MAIL ADDRESS: STREET 1: 9717 KEY WEST AVENUE STREET 2: SUITE 100 CITY: ROCKVILLE STATE: MD ZIP: 20878 4 1 ownership.xml X0306 4 2021-05-17 0 0001293818 OPGEN INC OPGN 0001020741 JONES EVAN/ FA C/O OPGEN, INC. 9717 KEY WEST AVE., SUITE 100 ROCKVILLE MD 20850 1 0 0 0 Common Stock 2021-05-17 4 M 0 883 0.00 A 22617 D Restricted Stock Units 2021-05-17 4 M 0 883 0.00 D Common Stock 883 884 D All stock information is adjusted to reflect a twenty-five-to-one reverse stock split effected on August 29, 2019. Represents vesting of restricted stock units ("RSUs") granted in May 2019 that convert into common stock on a one-for-one basis. On May 17, 2019, the Reporting Person was granted 2,650 RSUs (on a post-stock split basis). The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one-third of the award on the first, second and third anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant. /s/ Timothy C. Dec as attorney in fact for Evan Jones 2021-05-19