0001020710-21-000020.txt : 20210316 0001020710-21-000020.hdr.sgml : 20210316 20210316164141 ACCESSION NUMBER: 0001020710-21-000020 CONFORMED SUBMISSION TYPE: NT 10-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210316 DATE AS OF CHANGE: 20210316 EFFECTIVENESS DATE: 20210316 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DXP ENTERPRISES INC CENTRAL INDEX KEY: 0001020710 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-INDUSTRIAL MACHINERY & EQUIPMENT [5084] IRS NUMBER: 760509661 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 10-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-21513 FILM NUMBER: 21746428 BUSINESS ADDRESS: STREET 1: 5301 HOLLISTER STREET CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7139964700 MAIL ADDRESS: STREET 1: 5301 HOLLISTER STREET CITY: HOUSTON STATE: TX ZIP: 77040 FORMER COMPANY: FORMER CONFORMED NAME: INDEX INC DATE OF NAME CHANGE: 19960808 NT 10-K 1 nt-10k2020.htm NT 10-K Document


United States
Securities and Exchange Commission
Washington, D.C. 20549
 
FORM 12b-25
 
Notification of Late Filing
 
(Check One):Form 10-KForm 20-FForm 11-KForm 10-QForm 10-DForm N-SARForm N-CSR
 
For Period Ended:December, 31, 2020
 
Transition Report on Form 10-K
Transition Report on Form 20-F
Transition Report on Form 11-K
Transition Report on Form 10-Q
Transition Report on Form N-SAR
 
For the Transition Period Ended: 
 

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
 
If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
 
 
Part I - Registrant Information
 
DXP ENTERPRISES INC
Full Name of Registrant
 
 N.A.
 Former Name if Applicable
 
5301 Hollister Drive
Address of Principal Executive Office (Street and Number)
 
 Houston, TX 77040
City, State and Zip Code
 




Part II - Rules 12b-25(b) and (c)
 
If the subject report could not be filed without unreasonable effort of expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate.)
 
 (a)
The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense.
 
(b)The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
 (c)The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
 
Part III - Narrative
 
State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.
DXP Enterprises, Inc. (the “Company”) is unable to file its Annual Report on Form 10-K for the fiscal year ended December 31, 2020 (the “2020 10-K”) within the prescribed time period without unreasonable effort or expense. The delay in filing the 2020 10-K was primarily due to the unforeseen consequences of the recent winter storms in Houston, Texas where the Company has headquarters. The winter storm caused widespread power and water outages in the area. The outages delayed the work required for the Company and its auditors to complete the 2020 10-K filing. The Company currently intends to file the Form 10-K prior to the end of the 15-day extension period.
 
Part IV - Other Information
 
1. Name and telephone number of person to contact in regard to this notification
 
Kent Yee
 
713
 
996-4736
(Name)
 
(Area Code)
 
(Telephone Number)
 
2. Have all other periodic reports required under section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). Yes ☑   No
 
3. Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? Yes ☐   No ☑
 

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
 

 

 




DXP ENTERPRISES, INC.
(Name of Registrant as Specified in Charter)
 
has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized
 
Date:3-16-2021By:
/s/ Kent Yee
Title:Senior Vice President & CFO