0001020617-21-000003.txt : 20210212 0001020617-21-000003.hdr.sgml : 20210212 20210212135017 ACCESSION NUMBER: 0001020617-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210212 DATE AS OF CHANGE: 20210212 EFFECTIVENESS DATE: 20210212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROOSEVELT INVESTMENT GROUP LLC CENTRAL INDEX KEY: 0001020617 IRS NUMBER: 133592307 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03511 FILM NUMBER: 21625399 BUSINESS ADDRESS: STREET 1: 570 LEXINGTON AVE STREET 2: SUITE 1800 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 6464526700 MAIL ADDRESS: STREET 1: 570 LEXINGTON AVE STREET 2: SUITE 1800 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: ROOSEVELT INVESTMENT GROUP INC DATE OF NAME CHANGE: 20020807 FORMER COMPANY: FORMER CONFORMED NAME: SHEER ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990407 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001020617 XXXXXXXX 12-31-2020 12-31-2020 false ROOSEVELT INVESTMENT GROUP LLC

570 LEXINGTON AVE SUITE 1800 New York NY 10022

13F HOLDINGS REPORT 028-03511 N Steven Weiss 646-452-6712 Steven Weiss New York NY 02-12-2021 0 222 1409190 INFORMATION TABLE 2 infotable.xml 3M COMPANY COMMON STOCK 88579Y101 1713 9802 SH SOLE 2941 0 6861 A T & T INC NEW COMMON STOCK 00206R102 1575 54747 SH SOLE 16424 0 38323 ABBOTT LABORATORIES COMMON STOCK 002824100 280 2553 SH SOLE 766 0 1787 ABBVIE INC COMMON STOCK 00287Y109 3677 34316 SH SOLE 10295 0 24022 ALLEGHANY CORP. COMMON STOCK 017175100 2485 4116 SH SOLE 1235 0 2881 ALPHABET INC - CLASS A COMMON STOCK 02079K305 26323 15019 SH SOLE 3803 0 9755 ALPHABET INC - CLASS C COMMON STOCK 02079K107 2188 1249 SH SOLE 375 0 874 ALTRIA GROUP INC COMMON STOCK 02209S103 1780 43426 SH SOLE 13028 0 30398 AMAZON COM INC COMMON STOCK 023135106 48671 14944 SH SOLE 3900 0 9832 AMERICAN EXPRESS COMPANY COMMON STOCK 025816109 318 2633 SH SOLE 790 0 1843 AMERIS BANCORP COMMON STOCK 03076K108 397 10422 SH SOLE 3127 0 7295 ANWORTH MORTGAGE ASSET CORP REAL ESTATE INVESTMENT TRUST (REIT) 037347101 191 70664 SH SOLE 21199 0 49465 APOLLO COMMERCIAL REAL ESTSTE FINANCE, INC REAL ESTATE INVESTMENT TRUST (REIT) 03762U105 324 29036 SH SOLE 8711 0 20325 APPLE INC COMMON STOCK 037833100 72518 546524 SH SOLE 143234 0 359872 APTIV PLC ORDINARY COMMON STOCK G6095L109 26588 204070 SH SOLE 51529 0 131649 ARES CAP CORP COM BUSINESS DEVELOPMENT COMPANIES 04010L103 556 32899 SH SOLE 9870 0 23029 ASTRAZENECA PLC ADR COMMON STOCK 046353108 3058 61172 SH SOLE 18352 0 42820 BANK OF AMERICA CORP COMMON STOCK 060505104 1005 33158 SH SOLE 9947 0 23211 BERKSHIRE HATHAWAY CL A COMMON STOCK 084670108 870 2 SH SOLE 1 0 2 BERKSHIRE HATHAWAY CL B COMMON STOCK 084670702 28349 122261 SH SOLE 31740 0 79971 BLACKROCK CORE BOND TRUST CLOSED END FUNDS-FIXED INCOME 09249E101 201 12312 SH SOLE 3694 0 8618 BLACKROCK DEBT STRATEGIES FUND, INC. CLOSED END FUNDS-FIXED INCOME 09255R202 355 33992 SH SOLE 10198 0 23794 BLACKROCK TCP CAPITAL CORP. BUSINESS DEVELOPMENT COMPANIES 09259E108 568 50499 SH SOLE 15150 0 35349 BLOCK H & R INC COMMON STOCK 093671105 1348 85000 SH SOLE 25500 0 59500 BOEING CO COM COMMON STOCK 097023105 333 1556 SH SOLE 467 0 1090 BOOKING HOLDINGS INC COMMON STOCK 09857L108 729 328 SH SOLE 98 0 229 BRISTOL-MYERS SQUIBB CO COMMON STOCK 110122108 480 7735 SH SOLE 2320 0 5414 BROOKFIELD ASSET MGMT F D VTG SHS CL A COMMON STOCK 112585104 444 10747 SH SOLE 3224 0 7523 CANNAE HOLDINGS, INC. COMMON STOCK 13765N107 625 14127 SH SOLE 4238 0 9889 CAPITAL SOUTHWEST CORPORATION BUSINESS DEVELOPMENT COMPANIES 140501107 467 26326 SH SOLE 7898 0 18428 CARRIER GLOBAL CORP COMMON STOCK 14448C104 17038 451709 SH SOLE 113911 0 292522 CEDAR FAIR LP COMMON STOCK 150185106 531 13500 SH SOLE 4050 0 9450 CELANESE CORPORATION COMMON STOCK 150870103 16271 125221 SH SOLE 31322 0 80742 CENTERPOINT ENERGY INC COM COMMON STOCK 15189T107 976 45100 SH SOLE 13530 0 31570 CHENIERE ENERGY INC COMMON STOCK 16411R208 432 7200 SH SOLE 2160 0 5040 CHEVRON CORPORATION COMMON STOCK 166764100 489 5795 SH SOLE 1739 0 4057 CISCO SYSTEMS INC COMMON STOCK 17275R102 670 14965 SH SOLE 4490 0 10476 CITIGROUP INC COMMON STOCK 172967424 421 6832 SH SOLE 2050 0 4782 CLEARWATER ENERGY INC COMMON STOCK 18539C204 1283 12400 SH SOLE 3720 0 8680 CME GROUP INC COMMON STOCK 12572Q105 1579 8674 SH SOLE 2602 0 6072 COCA COLA CO COMMON STOCK 191216100 1101 20080 SH SOLE 6024 0 14056 COMCAST CORP NEW CL A COMMON STOCK 20030N101 2029 38718 SH SOLE 11615 0 27103 CONAGRA FOODS INC COMMON STOCK 205887102 2181 60145 SH SOLE 18044 0 42102 CONSTELLATION BRANDS COMMON STOCK 21036P108 20710 94543 SH SOLE 23793 0 61093 CORTEVA INC COMMON STOCK 22052L104 764 19719 SH SOLE 5916 0 13803 COSTCO WHSL CORP COMMON STOCK 22160K105 914 2425 SH SOLE 728 0 1698 CRITEO SA-SPON ADR AMERICAN DEPOSITORY 226718104 258 12585 SH SOLE 3776 0 8810 CROWN CASTLE INTERNATIONAL CORP. COMMON STOCK 22822V101 20950 131605 SH SOLE 33524 0 85093 CVS HEALTH CORP COMMON STOCK 126650100 2407 35243 SH SOLE 10573 0 24670 DANAHER CORP DEL COM COMMON STOCK 235851102 1625 7315 SH SOLE 2194 0 5120 DISCOVER FINANCIAL SVCS COMMON STOCK 254709108 27000 298239 SH SOLE 74476 0 192322 DISCOVERY COMMUN SER A SERIES A COMMON STOCK 25470F104 1488 49465 SH SOLE 14840 0 34626 DISNEY WALT CO COMMON STOCK 254687106 1122 6195 SH SOLE 1858 0 4336 DOMINION RESOURCES INC VA COMMON STOCK 25746U109 651 8662 SH SOLE 2599 0 6064 DOW INC COMMON STOCK 260557103 1328 23928 SH SOLE 7178 0 16750 DUKE ENERGY CORP NEW COMMON STOCK 26441C204 2129 23250 SH SOLE 6975 0 16275 DUPONT DE NEMOURS, INC. COMMON STOCK 26614N102 1245 17513 SH SOLE 5254 0 12259 DYNEX CAPITAL, INC. REAL ESTATE INVESTMENT TRUST (REIT) 26817Q886 709 39810 SH SOLE 11943 0 27867 EATON CORP PLC COMMON STOCK G29183103 2598 21625 SH SOLE 6488 0 15138 ELI LILLY & CO COMMON STOCK 532457108 7056 41793 SH SOLE 12538 0 29255 ENBRIDGE INC COM COMMON STOCK 29250N105 770 24083 SH SOLE 7225 0 16858 ENERGY TRANSFER LP COMMON STOCK 29273V100 976 157973 SH SOLE 47392 0 110581 ENTERGY CORP NEW COM COMMON STOCK 29364G103 2276 22800 SH SOLE 6840 0 15960 ENTERPRISE PRD PRTNRS LP COMMON STOCK 293792107 2592 132330 SH SOLE 39699 0 92631 EQUINOR ASA-SPON ADR AMERICAN DEPOSITORY 29446M102 504 30693 SH SOLE 9208 0 21485 ERICSSON LM TEL CO ADR AMERICAN DEPOSITORY 294821608 995 83267 SH SOLE 24980 0 58287 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 443 10751 SH SOLE 3225 0 7525 FACEBOOK INC COMMON STOCK 30303M102 24808 90820 SH SOLE 22952 0 58793 FIRST REPUBLIC BANK/ CA COMMON STOCK 33616C100 17176 116902 SH SOLE 29013 0 75175 FORTIVE CORP COMMON STOCK 34959J108 256 3618 SH SOLE 1085 0 2533 GALLAGHER ARTHUR J & CO COMMON STOCK 363576109 3610 29183 SH SOLE 8755 0 20428 GAMING AND LEISURE PROPERTIES INC COMMON STOCK 36467J108 576 13575 SH SOLE 4073 0 9503 GENERAL ELECTRIC CO (USD) COMMON STOCK 369604103 995 92098 SH SOLE 27629 0 64468 GENERAL MILLS INC COMMON STOCK 370334104 2313 39329 SH SOLE 11799 0 27530 GENERAL MOTORS CORP COMMON STOCK 37045V100 269 6461 SH SOLE 1938 0 4522 GETTY REALTY CORP NEW COMMON STOCK 374297109 1150 41774 SH SOLE 12532 0 29242 GLOBAL PARTNERS LP COM UNITS COMMON STOCK 37946r109 286 17200 SH SOLE 5160 0 12040 GLOBAL X U.S. PREFERRED ETF FIXED INCOME ETF 37954Y657 807 31275 SH SOLE 9383 0 21893 GOLDMAN SACHS ACTIVEBETA US SMALL CAP EQTY EXCHANGE TRADED FUNDS 381430602 17500 323297 SH SOLE 96989 0 226308 GOLDMAN SACHS BDC INC COMMON STOCK 38147U107 460 24033 SH SOLE 7210 0 16823 GRANITE POINT MORTGAGE TRUST, INC. REAL ESTATE INVESTMENT TRUST (REIT) 38741L107 104 10385 SH SOLE 3116 0 7270 GW PHARMACEUTICALS - ADR AMERICAN DEPOSITORY 36197T103 14759 127885 SH SOLE 32291 0 82649 HACKETT GROUP COMMON STOCK 404609109 150 10425 SH SOLE 3128 0 7298 HCA HEALTHCARE INC COMMON STOCK 40412C101 831 5050 SH SOLE 1515 0 3535 HOLLY ENERGY PARTNERS COMMON STOCK 435763107 337 23703 SH SOLE 7111 0 16592 HOME DEPOT INC COM COMMON STOCK 437076102 20616 77613 SH SOLE 19647 0 50286 HONEYWELL INTERNATIONAL INC COM COMMON STOCK 438516106 26043 122438 SH SOLE 30933 0 79174 INSIGHT ENTERPRISES, INC COMMON STOCK 45765U103 742 9753 SH SOLE 2926 0 6827 INTEL CORP COMMON STOCK 458140100 3419 68618 SH SOLE 20585 0 48033 INTERNATIONAL PAPER CO COMMON STOCK 460146103 581 11677 SH SOLE 3503 0 8174 INTL BUSINESS MACHINES COMMON STOCK 459200101 2822 22416 SH SOLE 6725 0 15691 INVESCO DYNAMIC CREDIT OPP FIXED INCOME ETF 46132R104 480 44714 SH SOLE 9879 0 23052 INVESCO HIGH INCOME 2024 TARGET TERM FUND CLOSED END FUNDS-FIXED INCOME 46136K105 137 15706 SH SOLE 4712 0 10994 INVESCO VARIABLE RATE PREFERRED ETF FIXED INCOME ETF 46138G870 863 33264 SH SOLE 9979 0 23285 ISHARES 0-5 YE INV GRADE CORPORATE FIXED INCOME ETF 46434V100 336 6427 SH SOLE 1928 0 4499 ISHARES CORE MSCI EAFE ETF EXCHANGE TRADED FUNDS 46432F842 100781 1458687 SH SOLE 437606 0 1021081 ISHARES EDGE MSCI MIN VOL EAFE ETF EXCHANGE TRADED FUNDS 46429B689 589 8030 SH SOLE 2409 0 5621 ISHARES GOLD TRUST COMMON STOCK 464285105 277 15277 SH SOLE 4583 0 10694 ISHARES MSCI EAFE ETF EXCHANGE TRADED FUNDS 464287465 453 6213 SH SOLE 1864 0 4349 ISHARES S&P PREFERRED STOCK INDEX F FIXED INCOME ETF 464288687 730 18956 SH SOLE 5687 0 13269 ISHARES TRUST CORE S&P TTL STK ETF EXCHANGE TRADED FUNDS 464287150 693 8039 SH SOLE 2412 0 5627 ISHARES TRUST RUS MDCP VAL ETF EXCHANGE TRADED FUNDS 464287473 4488 46291 SH SOLE 13887 0 32404 ISHARES U.S. FALLEN ANGELS USD BOND FIXED INCOME ETF 46435G474 368 12511 SH SOLE 3753 0 8758 ISHARES US DIVIDEND AND BUYBACK ETF EXCHANGE TRADED FUNDS 46435U861 21783 657112 SH SOLE 197133 0 459978 JEFFERIES FINANCIAL GRP INC COMMON STOCK 47233W109 555 22570 SH SOLE 6771 0 15799 JOHNSON & JOHNSON COMMON STOCK 478160104 27676 175856 SH SOLE 45554 0 115054 JPMORGAN BETABUILDERS CANADA ETF EXCHANGE TRADED FUNDS 46641Q696 13030 485636 SH SOLE 145691 0 339945 JPMORGAN CHASE & CO COMMON STOCK 46625H100 27251 214456 SH SOLE 54095 0 138373 KEYSIGHT TECHNOLOGIES INC COMMON STOCK 49338L103 23798 180168 SH SOLE 45590 0 116543 KINDER MORGAN INC COMMON STOCK 49456B101 960 70220 SH SOLE 21066 0 49154 KKR & CO INC CL-A COMMON STOCK 48251W104 1948 48100 SH SOLE 14430 0 33670 KRAFT HEINZ CO COMMON STOCK 500754106 1078 31089 SH SOLE 9327 0 21762 LAMB WESTON HOLDINGS, INC. COMMON STOCK 513272104 18665 237042 SH SOLE 60440 0 153850 LAS VEGAS SANDS CORP COMMON STOCK 517834107 1491 25025 SH SOLE 7508 0 17518 LAZARD LTD COMMON STOCK G54050102 1021 24147 SH SOLE 7244 0 16903 LIBERTY BROADBAND-A COMMON STOCK 530307107 878 5571 SH SOLE 1671 0 3900 LKQ CORPORATION COM COMMON STOCK 501889208 957 27159 SH SOLE 8148 0 19011 LOCKHEED MARTIN CORP COMMON STOCK 539830109 18295 51538 SH SOLE 13719 0 34068 MAGNOLIA OIL & GAS CORPORATION COMMON STOCK 559663109 324 45836 SH SOLE 13751 0 32085 MAIN STREET CAPITAL CORP COMMON STOCK 56035L104 247 7656 SH SOLE 2297 0 5359 MARKETAXESS HLDGS INC COM COMMON STOCK 57060D108 15933 27926 SH SOLE 6988 0 17984 MARRIOTT INTERNATIONAL INC NEW CL A COMMON STOCK 571903202 8948 67830 SH SOLE 16990 0 43627 MARSH & MC LENNAN CO INC COMMON STOCK 571748102 1076 9200 SH SOLE 2760 0 6440 MARVELL TECH GROUP LTD ORD COMMON STOCK G5876H105 18632 391928 SH SOLE 98546 0 253555 MASTERCARD INC COMMON STOCK 57636Q104 18604 52122 SH SOLE 15081 0 35365 MC DONALDS CORP COMMON STOCK 580135101 834 3887 SH SOLE 1166 0 2721 MDC HOLDINGS INC COMMON STOCK 552676108 1555 32000 SH SOLE 9600 0 22400 MERCK & CO INC NEW COMMON STOCK 58933Y105 984 12028 SH SOLE 3608 0 8419 MEREDITH CORP COMMON STOCK 589433101 481 25039 SH SOLE 7512 0 17527 MERITAGE HOMES CORP COM COMMON STOCK 59001A102 485 5862 SH SOLE 1759 0 4103 MFA MORTGAGE INVESTMENT REAL ESTATE INVESTMENT TRUST (REIT) 55272X102 133 34085 SH SOLE 10226 0 23860 MGM RESORTS INTERNATIONAL COMMON STOCK 552953101 233 7379 SH SOLE 2214 0 5165 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 37631 272473 SH SOLE 70909 0 178502 MICROSOFT CORP COMMON STOCK 594918104 55514 249590 SH SOLE 65983 0 165033 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 366 6255 SH SOLE 1877 0 4379 NETFLIX INC COM COMMON STOCK 64110L106 817 1510 SH SOLE 453 0 1057 NEW MOUNTAIN FINANCE CORPORATION BUSINESS DEVELOPMENT COMPANIES 647551100 327 28776 SH SOLE 8633 0 20143 NEW YORK COMMUNITY BANCORP INC COMMON STOCK 649445103 141 13356 SH SOLE 4007 0 9349 NEXTERA ENERGY INC COMMON STOCK 65339F101 31466 407849 SH SOLE 104809 0 266414 NEXTERA ENERGY PTNRS COM UNIT PART IN COMMON STOCK 65341B106 5605 83597 SH SOLE 25079 0 58518 NOVO-NORDISK A-S ADR AMERICAN DEPOSITORY 670100205 288 4128 SH SOLE 1238 0 2890 NUVEEN AMT-FREE MUNICIPAL INC FD FIXED INCOME ETF 670657105 386 25539 SH SOLE 7662 0 17877 NUVEEN PFD & CV INC FD COM SHS CLOSED END FUNDS-FIXED INCOME 67073D102 70 11133 SH SOLE 3340 0 7793 NUVEEN REAL ASSET INCOME AND GROWTH FUND CLOSED END FUNDS-EQUITY 67074Y105 344 25534 SH SOLE 7660 0 17874 NVIDIA CORP COMMON STOCK 67066G104 9251 17716 SH SOLE 4688 0 11689 OLD DOMINION FREIGHT LNS COMMON STOCK 679580100 29921 153300 SH SOLE 38360 0 98832 ONE LIBERTY PROPERTIES REIT COMMON STOCK 682406103 255 12690 SH SOLE 3807 0 8883 OUTFRONT MEDIA INC COMMON STOCK 69007J106 2197 112321 SH SOLE 33696 0 78625 PAYPAL HOLDINGS INC COMMON STOCK 70450Y103 418 1785 SH SOLE 536 0 1250 PENNANTPARK FLOATING RATE CAPITAL LTD. BUSINESS DEVELOPMENT COMPANIES 70806A106 904 85832 SH SOLE 25749 0 60082 PEPSICO INC COMMON STOCK 713448108 1112 7502 SH SOLE 2250 0 5251 PFIZER INC COMMON STOCK 717081103 3000 81499 SH SOLE 23240 0 54227 PHILIP MORRIS INTL INC COMMON STOCK 718172109 1919 23184 SH SOLE 6955 0 16229 PLAINS ALL AMER PIPELINE LP COMMON STOCK 726503105 101 12200 SH SOLE 3660 0 8540 PNC FINANCIAL SERVICES GROUP COMMON STOCK 693475105 289 1941 SH SOLE 582 0 1359 POTLATCH CORPORATION NEW COMMON STOCK 737630103 2401 48000 SH SOLE 14400 0 33600 PRINCIPAL FINANCIAL GP COM COMMON STOCK 74251V102 339 6842 SH SOLE 2053 0 4789 PROCTER & GAMBLE COMMON STOCK 742718109 4709 33846 SH SOLE 10154 0 23692 PROLOGIS INC COMMON STOCK 74340W103 13367 134124 SH SOLE 33575 0 86162 PUB SVC ENT GROUP INC COMMON STOCK 744573106 1322 22668 SH SOLE 6800 0 15868 PVH CORP COMMON STOCK 693656100 16692 177786 SH SOLE 44656 0 114737 QURATE RETAIL, INC. COMMON STOCK 74915M100 560 51040 SH SOLE 15312 0 35728 RAYONIER INC WITH STOCK SPLIT SHARES REIT COMMON STOCK 754907103 1452 49425 SH SOLE 14828 0 34598 RAYTHEON TECHNOLOGIES CORP COMMON STOCK 75513E101 2540 35526 SH SOLE 10658 0 24868 REALTY INCOME CORP COM COMMON STOCK 756109104 767 12333 SH SOLE 3700 0 8633 REGIONS FINANCIAL CORP COM COMMON STOCK 7591EP100 403 25000 SH SOLE 7500 0 17500 ROSS STORES INC COM COMMON STOCK 778296103 23273 189508 SH SOLE 47449 0 121959 ROYAL DUTCH SHELL CL A ADR COMMON STOCK 780259206 722 20550 SH SOLE 6165 0 14385 S&P GLOBAL INC COMMON STOCK 78409V104 15467 47051 SH SOLE 11999 0 30553 SCHLUMBERGER LTD COMMON STOCK 806857108 1012 46366 SH SOLE 13910 0 32456 SELECT SECTOR SPDR TRUST SBI HEALTHCARE ET EXCHANGE TRADED FUNDS 81369Y209 579 5101 SH SOLE 1530 0 3570 SHOPIFY INC - CLASS A COMMON STOCK 82509L107 1273 1125 SH SOLE 338 0 788 SIX FLAGS ENTERTAINMENT CORP COMMON STOCK 83001A102 546 16000 SH SOLE 4800 0 11200 SIXTH STREET SPECIALTY LENDING, INC. BUSINESS DEVELOPMENT COMPANIES 83012A109 532 25653 SH SOLE 7696 0 17957 SPDR BBG BARC IG FLOATING RT FIXED INCOME ETF 78468R200 941 30750 SH SOLE 9225 0 21525 SPDR PORTFOLIO INTERMED TERM CORP B FIXED INCOME ETF 78464A375 2857 76848 SH SOLE 23054 0 53794 SPDR PORTFOLIO LARGE CAP ETF EXCHANGE TRADED FUNDS 78464A854 15649 355983 SH SOLE 106795 0 249188 SPDR PORTFOLIO S&P EMERGING MARKETS ETF EXCHANGE TRADED FUNDS 78463X509 1642 38938 SH SOLE 11681 0 27256 SPDR PORTFOLIO SHORT TERM CORP BOND FIXED INCOME ETF 78464A474 361 11502 SH SOLE 3451 0 8051 SPDR S&P500 ETF TRUST TR UNIT ETF EXCHANGE TRADED FUNDS 78462F103 2685 7182 SH SOLE 2096 0 5087 STRYKER CORP COMMON STOCK 863667101 13651 55709 SH SOLE 13710 0 35674 SYNCHRONY FINANCIAL COMMON STOCK 87165B103 965 27808 SH SOLE 8342 0 19466 TANGER FACTORY OUTLET COM REAL ESTATE INVESTMENT TRUST (REIT) 875465106 263 26432 SH SOLE 7930 0 18502 TARGET CORP COMMON STOCK 87612E106 2282 12928 SH SOLE 3878 0 9049 TCG BDC, INC. BUSINESS DEVELOPMENT COMPANIES 872280102 223 21738 SH SOLE 6521 0 15217 TECHNIPFMC PLC COMMON STOCK G87110105 398 42348 SH SOLE 12704 0 29644 TELEFLEX INC COM COMMON STOCK 879369106 640 1554 SH SOLE 466 0 1088 TESLA MOTORS INC COMMON STOCK 88160R101 1787 2532 SH SOLE 760 0 1772 THE FIDELITY LOW VOLATILITY FACTOR ETF EXCHANGE TRADED FUNDS 316092824 13358 312759 SH SOLE 93828 0 218931 THE INVESCO VARIABLE RATE INV. GRAD FIXED INCOME ETF 46090A879 707 28281 SH SOLE 8484 0 19797 THE MACERICH COMPANY REAL ESTATE INVESTMENT TRUST (REIT) 554382101 158 14818 SH SOLE 4445 0 10373 THE SOUTHERN COMPANY COMMON STOCK 842587107 2337 38049 SH SOLE 11415 0 26634 THE TRADE DESK, INC. - CLASS A COMMON STOCK 88339J105 801 1000 SH SOLE 300 0 700 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 17776 38164 SH SOLE 9565 0 24667 TIMKEN CO COM COMMON STOCK 887389104 209 2700 SH SOLE 810 0 1890 TOLL BROTHERS INC COMMON STOCK 889478103 12680 291696 SH SOLE 72664 0 187561 TRACTOR SUPPLY CO COMMON STOCK 892356106 1828 13000 SH SOLE 3900 0 9100 ULTRA FINANCIALS PROSHARES COMMON STOCK 74347X633 327 7731 SH SOLE 2319 0 5412 UNILEVER PLC SPON ADR NEW AMERICAN DEPOSITORY 904767704 1606 26600 SH SOLE 7980 0 18620 UNION PACIFIC CORP COMMON STOCK 907818108 24255 116488 SH SOLE 28809 0 74525 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 22395 63862 SH SOLE 16016 0 41232 UNIVERSAL DISPLAY CORP COMMON STOCK 91347P105 5845 25436 SH SOLE 6485 0 16550 VANGUARD DIV APP ETF EXCHANGE TRADED FUNDS 921908844 2912 20627 SH SOLE 6188 0 14439 VANGUARD FTSE DEV MKT ETF EXCHANGE TRADED FUNDS 921943858 5226 110691 SH SOLE 33207 0 77484 VANGUARD HIGH DIV YLD ETF EXCHANGE TRADED FUNDS 921946406 2011 21979 SH SOLE 6594 0 15385 VANGUARD INT-TERM CORPORATE FIXED INCOME ETF 92206C870 277 2854 SH SOLE 856 0 1998 VANGUARD S&P 500 ETF EXCHANGE TRADED FUNDS 922908363 2852 8298 SH SOLE 2489 0 5809 VANGUARD VALUE ETF EXCHANGE TRADED FUNDS 922908744 35218 296052 SH SOLE 88816 0 207237 VEREIT, INC. REAL ESTATE INVESTMENT TRUST (REIT) 92339V308 1062 28110 SH SOLE 8433 0 19677 VERITEX HOLDINGS INC. COMMON STOCK 923451108 231 8990 SH SOLE 2697 0 6293 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 16511 281040 SH SOLE 73324 0 184543 VERTEX PHARMACEUTICALS COMMON STOCK 92532F100 14109 59696 SH SOLE 15144 0 38778 VERTIV HOLDINGS LLC COMMON STOCK 92537N108 1168 62585 SH SOLE 18776 0 43810 VIATRIS INC COMMON STOCK 92556V106 293 15626 SH SOLE 4549 0 10613 VISA INC CL A COMMON STOCK 92826C839 13038 59607 SH SOLE 12012 0 35903 WAL-MART STORES INC COMMON STOCK 931142103 217 1504 SH SOLE 451 0 1053 WEYERHAEUSER CO COMMON STOCK 962166104 3236 96514 SH SOLE 28954 0 67560 WILLIAMS COS INC COM COMMON STOCK 969457100 1122 55945 SH SOLE 16784 0 39162 WISDOMTREE BARCLAYS YIELD EN FIXED INCOME ETF 97717X511 2050 38188 SH SOLE 11457 0 26732 WISDOMTREE EMG MKTS HY EQ EXCHANGE TRADED FUNDS 97717W315 7461 181354 SH SOLE 54406 0 126947 WISDOMTREE EMRGNG MKTS EX-STATE OWNED ENT EXCHANGE TRADED FUNDS 97717X578 26629 671272 SH SOLE 201382 0 469890 XCEL ENERGY INC COM COMMON STOCK 98389B100 1076 16137 SH SOLE 4841 0 11296