0001020617-20-000010.txt : 20201112 0001020617-20-000010.hdr.sgml : 20201112 20201112105759 ACCESSION NUMBER: 0001020617-20-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 EFFECTIVENESS DATE: 20201112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROOSEVELT INVESTMENT GROUP INC CENTRAL INDEX KEY: 0001020617 IRS NUMBER: 133592307 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03511 FILM NUMBER: 201304574 BUSINESS ADDRESS: STREET 1: 570 LEXINGTON AVE STREET 2: SUITE 1800 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 6464526700 MAIL ADDRESS: STREET 1: 570 LEXINGTON AVE STREET 2: SUITE 1800 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SHEER ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990407 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001020617 XXXXXXXX 09-30-2020 09-30-2020 false ROOSEVELT INVESTMENT GROUP INC

570 LEXINGTON AVE SUITE 1800 New York NY 10022

13F HOLDINGS REPORT 028-03511 N Steven Weiss 646-452-6712 Steven Weiss New York NY 11-12-2020 0 214 1233369 INFORMATION TABLE 2 infotable.xml 3M COMPANY COMMON STOCK 88579Y101 1552 9687 SH SOLE 2906 0 6781 A T & T INC NEW COMMON STOCK 00206R102 1327 46530 SH SOLE 13959 0 32571 ABBOTT LABORATORIES COMMON STOCK 002824100 267 2450 SH SOLE 735 0 1715 ABBVIE INC COMMON STOCK 00287Y109 3003 34280 SH SOLE 10284 0 23996 ALLEGHANY CORP. COMMON STOCK 017175100 2141 4114 SH SOLE 1234 0 2880 ALPHABET INC - CLASS A COMMON STOCK 02079K305 26521 18096 SH SOLE 4535 0 11621 ALPHABET INC - CLASS C COMMON STOCK 02079K107 1840 1252 SH SOLE 376 0 876 ALTRIA GROUP INC COMMON STOCK 02209S103 1006 26031 SH SOLE 7809 0 18222 AMAZON COM INC COMMON STOCK 023135106 50319 15981 SH SOLE 4125 0 10432 AMERICAN EXPRESS COMPANY COMMON STOCK 025816109 249 2485 SH SOLE 742 0 1732 AMERIS BANCORP COMMON STOCK 03076K108 237 10422 SH SOLE 3127 0 7295 ANWORTH MORTGAGE ASSET CORP REAL ESTATE INVESTMENT TRUST (REIT) 037347101 120 73099 SH SOLE 21930 0 51169 APOLLO COMMERCIAL REAL ESTSTE FINANCE, INC REAL ESTATE INVESTMENT TRUST (REIT) 03762U105 333 36919 SH SOLE 11076 0 25843 APPLE INC COMMON STOCK 037833100 59277 511851 SH SOLE 131972 0 333599 APTIV PLC ORDINARY COMMON STOCK G6095L109 19000 207240 SH SOLE 52146 0 133165 ARES CAP CORP COM BUSINESS DEVELOPMENT COMPANIES 04010L103 460 32956 SH SOLE 9887 0 23069 ASTRAZENECA PLC ADR COMMON STOCK 046353108 3319 60562 SH SOLE 18169 0 42393 BANK OF AMERICA CORP COMMON STOCK 060505104 799 33158 SH SOLE 9947 0 23211 BERKSHIRE HATHAWAY CL A COMMON STOCK 084670108 800 2 SH SOLE 1 0 2 BERKSHIRE HATHAWAY CL B COMMON STOCK 084670702 26125 122686 SH SOLE 31775 0 80006 BLACKROCK CORE BOND TRUST CLOSED END FUNDS-FIXED INCOME 09249E101 193 12312 SH SOLE 3694 0 8618 BLACKROCK DEBT STRATEGIES FUND, INC. CLOSED END FUNDS-FIXED INCOME 09255R202 338 33992 SH SOLE 10198 0 23794 BLACKROCK TCP CAPITAL CORP. BUSINESS DEVELOPMENT COMPANIES 09259E108 503 51252 SH SOLE 15376 0 35876 BLOCK H & R INC COMMON STOCK 093671105 1173 72000 SH SOLE 21600 0 50400 BOEING CO COM COMMON STOCK 097023105 244 1477 SH SOLE 443 0 1034 BOOKING HOLDINGS INC COMMON STOCK 09857L108 564 330 SH SOLE 99 0 230 BRISTOL-MYERS SQUIBB CO COMMON STOCK 110122108 1026 17018 SH SOLE 5105 0 11913 CANNAE HOLDINGS, INC. COMMON STOCK 13765N107 376 10097 SH SOLE 3029 0 7068 CAPITAL SOUTHWEST CORPORATION BUSINESS DEVELOPMENT COMPANIES 140501107 366 26035 SH SOLE 7810 0 18224 CARRIER GLOBAL CORP COMMON STOCK 14448C104 11064 362279 SH SOLE 91503 0 234341 CEDAR FAIR LP COMMON STOCK 150185106 379 13500 SH SOLE 4050 0 9450 CELANESE CORPORATION COMMON STOCK 150870103 8058 74990 SH SOLE 18563 0 47957 CENTERPOINT ENERGY INC COM COMMON STOCK 15189T107 873 45100 SH SOLE 13530 0 31570 CHENIERE ENERGY INC COMMON STOCK 16411R208 333 7200 SH SOLE 2160 0 5040 CHEVRON CORPORATION COMMON STOCK 166764100 328 4551 SH SOLE 1365 0 3186 CISCO SYSTEMS INC COMMON STOCK 17275R102 564 14324 SH SOLE 4297 0 10027 CITIGROUP INC COMMON STOCK 172967424 250 5803 SH SOLE 1741 0 4062 CLEARWATER ENERGY INC COMMON STOCK 18539C204 1274 12400 SH SOLE 3720 0 8680 CME GROUP INC COMMON STOCK 12572Q105 1504 8991 SH SOLE 2697 0 6294 COCA COLA CO COMMON STOCK 191216100 982 19886 SH SOLE 5966 0 13920 COMCAST CORP NEW CL A COMMON STOCK 20030N101 1801 38922 SH SOLE 11677 0 27246 CONAGRA FOODS INC COMMON STOCK 205887102 2146 60092 SH SOLE 18028 0 42064 CONSTELLATION BRANDS COMMON STOCK 21036P108 18140 95720 SH SOLE 24014 0 61625 CORTEVA INC COMMON STOCK 22052L104 529 18365 SH SOLE 5510 0 12856 COSTCO WHSL CORP COMMON STOCK 22160K105 861 2425 SH SOLE 728 0 1698 CRITEO SA-SPON ADR AMERICAN DEPOSITORY 226718104 234 19216 SH SOLE 5765 0 13451 CROWN CASTLE INTERNATIONAL CORP. COMMON STOCK 22822V101 21911 131595 SH SOLE 33397 0 84856 CVS HEALTH CORP COMMON STOCK 126650100 1001 17140 SH SOLE 5142 0 11998 DANAHER CORP DEL COM COMMON STOCK 235851102 1575 7315 SH SOLE 2194 0 5120 DISCOVER FINANCIAL SVCS COMMON STOCK 254709108 17565 304006 SH SOLE 75521 0 195027 DISCOVERY COMMUN SER A SERIES A COMMON STOCK 25470F104 986 45310 SH SOLE 13593 0 31717 DISNEY WALT CO COMMON STOCK 254687106 792 6385 SH SOLE 1915 0 4469 DOMINION RESOURCES INC VA COMMON STOCK 25746U109 684 8662 SH SOLE 2599 0 6064 DOW INC COMMON STOCK 260557103 1124 23884 SH SOLE 7165 0 16719 DUKE ENERGY CORP NEW COMMON STOCK 26441C204 2059 23250 SH SOLE 6975 0 16275 DUPONT DE NEMOURS, INC. COMMON STOCK 26614N102 966 17414 SH SOLE 5224 0 12190 DYNEX CAPITAL, INC. REAL ESTATE INVESTMENT TRUST (REIT) 26817Q886 608 39949 SH SOLE 11985 0 27964 EATON CORP PLC COMMON STOCK G29183103 2206 21625 SH SOLE 6488 0 15138 ECHOSTAR CORPORATION A COMMON STOCK 278768106 225 9049 SH SOLE 2715 0 6334 ELI LILLY & CO COMMON STOCK 532457108 6140 41478 SH SOLE 12443 0 29035 ENBRIDGE INC COM COMMON STOCK 29250N105 703 24083 SH SOLE 7225 0 16858 ENERGY TRANSFER LP COMMON STOCK 29273V100 217 40015 SH SOLE 12004 0 28010 ENPLOYERS HOLDINGS INC COMMON STOCK 292218104 315 10399 SH SOLE 3120 0 7279 ENTERGY CORP NEW COM COMMON STOCK 29364G103 2246 22800 SH SOLE 6840 0 15960 ENTERPRISE PRD PRTNRS LP COMMON STOCK 293792107 1180 74739 SH SOLE 22422 0 52317 EQUINOR ASA-SPON ADR AMERICAN DEPOSITORY 29446M102 432 30693 SH SOLE 9208 0 21485 ERICSSON LM TEL CO ADR AMERICAN DEPOSITORY 294821608 905 83130 SH SOLE 24939 0 58191 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 376 10951 SH SOLE 3285 0 7665 FACEBOOK INC COMMON STOCK 30303M102 29871 114053 SH SOLE 28545 0 73101 FIRST REPUBLIC BANK/ CA COMMON STOCK 33616C100 10751 98578 SH SOLE 24399 0 63001 FORTIVE CORP COMMON STOCK 34959J108 276 3618 SH SOLE 1085 0 2533 GALLAGHER ARTHUR J & CO COMMON STOCK 363576109 3081 29183 SH SOLE 8755 0 20428 GAMING AND LEISURE PROPERTIES INC COMMON STOCK 36467J108 496 13430 SH SOLE 4029 0 9401 GENERAL ELECTRIC CO (USD) COMMON STOCK 369604103 574 92098 SH SOLE 27629 0 64468 GENERAL MILLS INC COMMON STOCK 370334104 2423 39285 SH SOLE 11786 0 27500 GETTY REALTY CORP NEW COMMON STOCK 374297109 1087 41774 SH SOLE 12532 0 29242 GLOBAL PARTNERS LP COM UNITS COMMON STOCK 37946r109 225 17200 SH SOLE 5160 0 12040 GLOBAL X U.S. PREFERRED ETF FIXED INCOME ETF 37954Y657 699 28251 SH SOLE 8475 0 19775 GOLDMAN SACHS ACTIVEBETA US SMALL CAP EQTY EXCHANGE TRADED FUNDS 381430602 10690 253821 SH SOLE 76146 0 177675 GOLDMAN SACHS BDC INC COMMON STOCK 38147U107 361 24033 SH SOLE 7210 0 16823 GRANITE POINT MORTGAGE TRUST, INC. REAL ESTATE INVESTMENT TRUST (REIT) 38741L107 83 11696 SH SOLE 3509 0 8187 GW PHARMACEUTICALS - ADR AMERICAN DEPOSITORY 36197T103 9297 95499 SH SOLE 24111 0 61498 HACKETT GROUP COMMON STOCK 404609109 118 10521 SH SOLE 3156 0 7365 HCA HEALTHCARE INC COMMON STOCK 40412C101 630 5050 SH SOLE 1515 0 3535 HOLLY ENERGY PARTNERS COMMON STOCK 435763107 288 23703 SH SOLE 7111 0 16592 HOME DEPOT INC COM COMMON STOCK 437076102 21636 77910 SH SOLE 19651 0 50303 HONEYWELL INTERNATIONAL INC COM COMMON STOCK 438516106 20313 123399 SH SOLE 31047 0 79465 INSIGHT ENTERPRISES, INC COMMON STOCK 45765U103 428 7565 SH SOLE 2270 0 5296 INTEL CORP COMMON STOCK 458140100 3590 69332 SH SOLE 20800 0 48532 INTL BUSINESS MACHINES COMMON STOCK 459200101 2682 22043 SH SOLE 6613 0 15430 INVESCO DYNAMIC CREDIT OPP FIXED INCOME ETF 46132R104 409 44394 SH SOLE 9784 0 22828 INVESCO HIGH INCOME 2024 TARGET TERM FUND CLOSED END FUNDS-FIXED INCOME 46136K105 124 15706 SH SOLE 4712 0 10994 INVESCO VARIABLE RATE PREFERRED ETF FIXED INCOME ETF 46138G870 787 31981 SH SOLE 9594 0 22387 ISHARES 0-5 YE INV GRADE CORPORATE FIXED INCOME ETF 46434V100 329 6311 SH SOLE 1893 0 4418 ISHARES CORE MSCI EAFE ETF EXCHANGE TRADED FUNDS 46432F842 86206 1430101 SH SOLE 429030 0 1001070 ISHARES GOLD TRUST COMMON STOCK 464285105 275 15277 SH SOLE 4583 0 10694 ISHARES MSCI EAFE ETF EXCHANGE TRADED FUNDS 464287465 496 7794 SH SOLE 2338 0 5456 ISHARES TRUST CORE S&P TTL STK ETF EXCHANGE TRADED FUNDS 464287150 894 11841 SH SOLE 3552 0 8289 ISHARES TRUST RUS MDCP VAL ETF EXCHANGE TRADED FUNDS 464287473 3763 46547 SH SOLE 13964 0 32583 ISHARES U.S. FALLEN ANGELS USD BOND FIXED INCOME ETF 46435G474 332 12161 SH SOLE 3648 0 8513 ISHARES US DIVIDEND AND BUYBACK ETF EXCHANGE TRADED FUNDS 46435U861 18143 633040 SH SOLE 189912 0 443128 JEFFERIES FINANCIAL GRP INC COMMON STOCK 47233W109 676 37547 SH SOLE 11264 0 26283 JOHNSON & JOHNSON COMMON STOCK 478160104 26066 175081 SH SOLE 45209 0 114203 JPMORGAN BETABUILDERS CANADA ETF EXCHANGE TRADED FUNDS 46641Q696 11310 474212 SH SOLE 142263 0 331948 JPMORGAN CHASE & CO COMMON STOCK 46625H100 20691 214927 SH SOLE 54034 0 138149 KEYSIGHT TECHNOLOGIES INC COMMON STOCK 49338L103 17720 179386 SH SOLE 45030 0 115308 KINDER MORGAN INC COMMON STOCK 49456B101 866 70220 SH SOLE 21066 0 49154 KKR & CO INC CL-A COMMON STOCK 48251W104 1652 48100 SH SOLE 14430 0 33670 KRAFT HEINZ CO COMMON STOCK 500754106 932 31102 SH SOLE 9331 0 21771 LAMB WESTON HOLDINGS, INC. COMMON STOCK 513272104 15737 237471 SH SOLE 60453 0 153656 LAS VEGAS SANDS CORP COMMON STOCK 517834107 1168 25025 SH SOLE 7508 0 17518 LAZARD LTD COMMON STOCK G54050102 776 23484 SH SOLE 7045 0 16439 LIBERTY BROADBAND-A COMMON STOCK 530307107 790 5571 SH SOLE 1671 0 3900 LKQ CORPORATION COM COMMON STOCK 501889208 411 14810 SH SOLE 4443 0 10367 LOCKHEED MARTIN CORP COMMON STOCK 539830109 19643 51251 SH SOLE 13602 0 33801 MAGNOLIA OIL & GAS CORPORATION COMMON STOCK 559663109 323 62423 SH SOLE 18727 0 43696 MARKETAXESS HLDGS INC COM COMMON STOCK 57060D108 13545 28126 SH SOLE 6994 0 18027 MARSH & MC LENNAN CO INC COMMON STOCK 571748102 1055 9200 SH SOLE 2760 0 6440 MARVELL TECH GROUP LTD ORD COMMON STOCK G5876H105 15763 397045 SH SOLE 99410 0 255798 MASTERCARD INC COMMON STOCK 57636Q104 17364 51348 SH SOLE 14934 0 34846 MC DONALDS CORP COMMON STOCK 580135101 853 3887 SH SOLE 1166 0 2721 MDC HOLDINGS INC COMMON STOCK 552676108 1507 32000 SH SOLE 9600 0 22400 MERCK & CO INC NEW COMMON STOCK 58933Y105 966 11646 SH SOLE 3494 0 8152 MEREDITH CORP COMMON STOCK 589433101 329 25039 SH SOLE 7512 0 17527 MERITAGE HOMES CORP COM COMMON STOCK 59001A102 647 5862 SH SOLE 1759 0 4103 MFA MORTGAGE INVESTMENT REAL ESTATE INVESTMENT TRUST (REIT) 55272X102 182 67946 SH SOLE 20384 0 47562 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 28310 275495 SH SOLE 71279 0 179389 MICROSOFT CORP COMMON STOCK 594918104 52594 250056 SH SOLE 65802 0 164557 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 342 5957 SH SOLE 1787 0 4170 NETFLIX INC COM COMMON STOCK 64110L106 755 1510 SH SOLE 453 0 1057 NEW MOUNTAIN FINANCE CORPORATION BUSINESS DEVELOPMENT COMPANIES 647551100 279 29188 SH SOLE 8756 0 20432 NEW YORK COMMUNITY BANCORP INC COMMON STOCK 649445103 110 13356 SH SOLE 4007 0 9349 NEXTERA ENERGY INC COMMON STOCK 65339F101 28355 102160 SH SOLE 26093 0 66352 NEXTERA ENERGY PTNRS COM UNIT PART IN COMMON STOCK 65341B106 5011 83573 SH SOLE 25072 0 58501 NOVO-NORDISK A-S ADR AMERICAN DEPOSITORY 670100205 295 4253 SH SOLE 1276 0 2977 NUVEEN AMT-FREE MUNICIPAL INC FD FIXED INCOME ETF 670657105 366 25539 SH SOLE 7662 0 17877 NUVEEN PFD & CV INC FD COM SHS CLOSED END FUNDS-FIXED INCOME 67073D102 66 11133 SH SOLE 3340 0 7793 NUVEEN REAL ASSET INCOME AND GROWTH FUND CLOSED END FUNDS-EQUITY 67074Y105 308 25534 SH SOLE 7660 0 17874 NVIDIA CORP COMMON STOCK 67066G104 10175 18801 SH SOLE 4992 0 12401 OLD DOMINION FREIGHT LNS COMMON STOCK 679580100 27958 154532 SH SOLE 38399 0 98903 ONE LIBERTY PROPERTIES REIT COMMON STOCK 682406103 207 12631 SH SOLE 3789 0 8842 OUTFRONT MEDIA INC COMMON STOCK 69007J106 1634 112321 SH SOLE 33696 0 78625 PAYPAL HOLDINGS INC COMMON STOCK 70450Y103 266 1350 SH SOLE 405 0 945 PENNANTPARK FLOATING RATE CAPITAL LTD. BUSINESS DEVELOPMENT COMPANIES 70806A106 783 92785 SH SOLE 27835 0 64949 PEPSICO INC COMMON STOCK 713448108 208 1502 SH SOLE 450 0 1051 PFIZER INC COMMON STOCK 717081103 11114 302839 SH SOLE 80241 0 199880 PHILIP MORRIS INTL INC COMMON STOCK 718172109 1736 23147 SH SOLE 6944 0 16203 PLAINS ALL AMER PIPELINE LP COMMON STOCK 726503105 73 12200 SH SOLE 3660 0 8540 PNC FINANCIAL SERVICES GROUP COMMON STOCK 693475105 211 1917 SH SOLE 575 0 1342 POTLATCH CORPORATION NEW COMMON STOCK 737630103 2021 48000 SH SOLE 14400 0 33600 PRINCIPAL FINANCIAL GP COM COMMON STOCK 74251V102 305 7576 SH SOLE 2273 0 5303 PROCTER & GAMBLE COMMON STOCK 742718109 4692 33756 SH SOLE 10127 0 23629 PROLOGIS INC COMMON STOCK 74340W103 13603 135195 SH SOLE 33723 0 86489 PUB SVC ENT GROUP INC COMMON STOCK 744573106 1195 21754 SH SOLE 6526 0 15228 PVH CORP COMMON STOCK 693656100 7955 133380 SH SOLE 33184 0 85405 QURATE RETAIL, INC. COMMON STOCK 74915M100 380 52919 SH SOLE 15876 0 37043 RAYONIER INC WITH STOCK SPLIT SHARES REIT COMMON STOCK 754907103 1307 49425 SH SOLE 14828 0 34598 RAYTHEON TECHNOLOGIES CORP COMMON STOCK 75513E101 2044 35526 SH SOLE 10658 0 24868 REGIONS FINANCIAL CORP COM COMMON STOCK 7591EP100 288 25000 SH SOLE 7500 0 17500 ROSS STORES INC COM COMMON STOCK 778296103 17770 190421 SH SOLE 47520 0 122063 ROYAL DUTCH SHELL CL A ADR COMMON STOCK 780259206 517 20550 SH SOLE 6165 0 14385 S&P GLOBAL INC COMMON STOCK 78409V104 17034 47239 SH SOLE 11989 0 30568 SCHLUMBERGER LTD COMMON STOCK 806857108 721 46366 SH SOLE 13910 0 32456 SELECT SECTOR SPDR TRUST SBI HEALTHCARE ET EXCHANGE TRADED FUNDS 81369Y209 556 5276 SH SOLE 1583 0 3693 SHOPIFY INC - CLASS A COMMON STOCK 82509L107 1151 1125 SH SOLE 338 0 788 SIX FLAGS ENTERTAINMENT CORP COMMON STOCK 83001A102 325 16000 SH SOLE 4800 0 11200 SIXTH STREET SPECIALTY LENDING, INC. BUSINESS DEVELOPMENT COMPANIES 83012A109 441 25653 SH SOLE 7696 0 17957 SPDR BBG BARC IG FLOATING RT FIXED INCOME ETF 78468R200 929 30383 SH SOLE 9115 0 21268 SPDR PORTFOLIO INTERMED TERM CORP B FIXED INCOME ETF 78464A375 2698 73383 SH SOLE 22015 0 51368 SPDR PORTFOLIO LARGE CAP ETF EXCHANGE TRADED FUNDS 78464A854 13947 354445 SH SOLE 106333 0 248111 SPDR PORTFOLIO S&P EMERGING MARKETS ETF EXCHANGE TRADED FUNDS 78463X509 1409 38553 SH SOLE 11566 0 26987 SPDR PORTFOLIO SHORT TERM CORP BOND FIXED INCOME ETF 78464A474 345 11000 SH SOLE 3300 0 7700 SPDR S&P500 ETF TRUST TR UNIT ETF EXCHANGE TRADED FUNDS 78462F103 2454 7326 SH SOLE 2198 0 5129 STRYKER CORP COMMON STOCK 863667101 11675 56030 SH SOLE 13713 0 35707 SYNCHRONY FINANCIAL COMMON STOCK 87165B103 728 27824 SH SOLE 8347 0 19477 TANGER FACTORY OUTLET COM REAL ESTATE INVESTMENT TRUST (REIT) 875465106 240 39881 SH SOLE 11964 0 27917 TARGET CORP COMMON STOCK 87612E106 2049 13016 SH SOLE 3905 0 9111 TCG BDC, INC. BUSINESS DEVELOPMENT COMPANIES 872280102 196 21952 SH SOLE 6586 0 15366 TELEFLEX INC COM COMMON STOCK 879369106 529 1554 SH SOLE 466 0 1088 TESLA MOTORS INC COMMON STOCK 88160R101 1083 2525 SH SOLE 758 0 1768 THE FIDELITY LOW VOLATILITY FACTOR ETF EXCHANGE TRADED FUNDS 316092824 19753 499327 SH SOLE 149798 0 349529 THE INVESCO VARIABLE RATE INV. GRAD FIXED INCOME ETF 46090A879 696 28000 SH SOLE 8400 0 19600 THE MACERICH COMPANY REAL ESTATE INVESTMENT TRUST (REIT) 554382101 157 23186 SH SOLE 6956 0 16230 THE SOUTHERN COMPANY COMMON STOCK 842587107 2061 38004 SH SOLE 11401 0 26603 THE TRADE DESK, INC. - CLASS A COMMON STOCK 88339J105 519 1000 SH SOLE 300 0 700 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 21505 48708 SH SOLE 12057 0 31143 TOLL BROTHERS INC COMMON STOCK 889478103 14335 294602 SH SOLE 73004 0 188720 TRACTOR SUPPLY CO COMMON STOCK 892356106 2807 19582 SH SOLE 5875 0 13707 ULTRA FINANCIALS PROSHARES COMMON STOCK 74347X633 239 7731 SH SOLE 2319 0 5412 UNILEVER N V N Y SHS NEW COMMON STOCK 904784709 1607 26600 SH SOLE 7980 0 18620 UNION PACIFIC CORP COMMON STOCK 907818108 22867 116151 SH SOLE 28566 0 73915 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 20006 64170 SH SOLE 16030 0 41272 UNIVERSAL DISPLAY CORP COMMON STOCK 91347P105 4640 25672 SH SOLE 6504 0 16618 VANGUARD DIV APP ETF EXCHANGE TRADED FUNDS 921908844 2622 20382 SH SOLE 6114 0 14267 VANGUARD FTSE DEV MKT ETF EXCHANGE TRADED FUNDS 921943858 4554 111334 SH SOLE 33400 0 77934 VANGUARD HIGH DIV YLD ETF EXCHANGE TRADED FUNDS 921946406 1751 21637 SH SOLE 6491 0 15146 VANGUARD INT-TERM CORPORATE FIXED INCOME ETF 92206C870 267 2783 SH SOLE 835 0 1948 VANGUARD S&P 500 ETF EXCHANGE TRADED FUNDS 922908363 3510 11409 SH SOLE 3423 0 7986 VANGUARD VALUE ETF EXCHANGE TRADED FUNDS 922908744 26292 251571 SH SOLE 75471 0 176100 VEREIT, INC. REAL ESTATE INVESTMENT TRUST (REIT) 92339V100 723 111171 SH SOLE 33351 0 77820 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 15964 268350 SH SOLE 69375 0 175296 VERTEX PHARMACEUTICALS COMMON STOCK 92532F100 15686 57643 SH SOLE 14505 0 37271 VERTIV HOLDINGS LLC COMMON STOCK 92537N108 1084 62585 SH SOLE 18776 0 43810 VISA INC CL A COMMON STOCK 92826C839 12040 60210 SH SOLE 11960 0 35940 WAL-MART STORES INC COMMON STOCK 931142103 224 1602 SH SOLE 481 0 1121 WEYERHAEUSER CO COMMON STOCK 962166104 2787 97722 SH SOLE 29317 0 68405 WILLIAMS COS INC COM COMMON STOCK 969457100 751 38217 SH SOLE 11465 0 26752 WISDOMTREE BARCLAYS YIELD EN FIXED INCOME ETF 97717X511 2595 48225 SH SOLE 14467 0 33757 WISDOMTREE EMG MKTS HY EQ EXCHANGE TRADED FUNDS 97717W315 6026 170992 SH SOLE 51297 0 119694 WISDOMTREE EMRGNG MKTS EX-STATE OWNED ENT EXCHANGE TRADED FUNDS 97717X578 22399 665240 SH SOLE 199572 0 465668 WISDOMTREE TOTAL DIVIDEND FD EXCHANGE TRADED FUNDS 97717W109 226 2407 SH SOLE 722 0 1685 WISDOMTREE US TOTAL EARNINGS ETF EXCHANGE TRADED FUNDS 97717W596 244 6694 SH SOLE 2008 0 4686 WISDONTREE INTERNATIONAL EQUITY ETF EXCHANGE TRADED FUNDS 97717W703 233 5132 SH SOLE 1540 0 3592 XCEL ENERGY INC COM COMMON STOCK 98389B100 1113 16129 SH SOLE 4839 0 11290