0001020617-17-000006.txt : 20170512 0001020617-17-000006.hdr.sgml : 20170512 20170512134741 ACCESSION NUMBER: 0001020617-17-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170512 DATE AS OF CHANGE: 20170512 EFFECTIVENESS DATE: 20170512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROOSEVELT INVESTMENT GROUP INC CENTRAL INDEX KEY: 0001020617 IRS NUMBER: 133592307 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03511 FILM NUMBER: 17837762 BUSINESS ADDRESS: STREET 1: 730 THIRD AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 6464526700 MAIL ADDRESS: STREET 1: 730 THIRD AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: SHEER ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990407 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001020617 XXXXXXXX 03-31-2017 03-31-2017 false ROOSEVELT INVESTMENT GROUP INC

730 Third Avenue 23rd Floor New York NY 10017

13F HOLDINGS REPORT 028-03511 N Steven Weiss 646-452-6712 Steven Weiss New York NY 05-12-2017 0 201 1101804 INFORMATION TABLE 2 infotable.xml 3M COMPANY COMMON STOCK 88579Y101 13255 69277 SH SOLE 18996 0 46227 A T T INC NEW COMMON STOCK 00206R102 375 9037 SH SOLE 2711 0 6326 ABBVIE INC COMMON STOCK 00287Y109 2735 41974 SH SOLE 12592 0 29382 ACUITY BRANDS INC COMMON STOCK 00508y102 9425 46201 SH SOLE 11551 0 29272 AETNA US HEALTHCARE INC COM COMMON STOCK 00817Y108 232 1822 SH SOLE 547 0 1275 AIR PROD CHEMICALS INC COMMON STOCK 009158106 2042 15095 SH SOLE 4528 0 10566 ALLERGAN PLC COMMON STOCK G0177J108 11233 47014 SH SOLE 11731 0 29930 ALLSTATE 6.75 SER C PERP PREFERRED STOCK 020002606 205 7700 SH SOLE 2310 0 5390 ALLSTATE CORP 6.625 PFD SER E PREFERRED STOCK 020002879 9584 357079 SH SOLE 65201 0 152137 ALPHABET INC - CLASS A COMMON STOCK 02079K305 28632 33772 SH SOLE 8782 0 21931 ALPHABET INC - CLASS C COMMON STOCK 02079K107 1314 1584 SH SOLE 475 0 1109 ALTRIA GROUP INC COMMON STOCK 02209S103 221 3088 SH SOLE 926 0 2162 AMAZON COM INC COMMON STOCK 023135106 24114 27200 SH SOLE 7090 0 17655 AMERICAN EXPRESS COMPANY COMMON STOCK 025816109 8538 107927 SH SOLE 32378 0 75549 AMERICAN FINANCIAL GROUP 6.0 PFD PREFERRED STOCK 025932708 4524 171047 SH SOLE 37222 0 86852 AMGEN INC COMMON STOCK 031162100 317 1933 SH SOLE 580 0 1353 APOLLO MANAGEMENT LLC 6.375 PFD PREFERRED STOCK 037612405 587 23350 SH SOLE 7005 0 16345 APPLE INC COMMON STOCK 037833100 39136 272421 SH SOLE 72295 0 178745 AVON PRODUCTS INC COMMON STOCK 054303102 61 13850 SH SOLE 4155 0 9695 AZKO NOBEL NV - SA AMERICAN DEPOSITORY 010199305 5017 181744 SH SOLE 35994 0 104510 Barclays Short Term High Yield Bond FIXED INCOME ETF 78468R408 268 9590 SH SOLE 2877 0 6713 BBT CORP COMMON STOCK 054937107 2745 61420 SH SOLE 18426 0 42994 BBT CORP 5.625 PFD SER H PREFERRED STOCK 054937875 1451 57556 SH SOLE 10652 0 24855 BBT CORPORATION PFD 5.625 SER E PREFERRED STOCK 054937404 252 9945 SH SOLE 2984 0 6962 BERKLEY (WR) CORPORATION 5.75 PFD PREFERRED STOCK 084423607 5893 236557 SH SOLE 47612 0 111095 BERKSHIRE HATHAWAY CL A COMMON STOCK 084670108 999 4 SH SOLE 1 0 3 BERKSHIRE HATHAWAY CL B COMMON STOCK 084670702 28851 173092 SH SOLE 45544 0 113029 BOEING CO COMMON STOCK 097023105 3427 19376 SH SOLE 5813 0 13564 BRIGHT HORIZONS FAMILY SOLUTIONS, I COMMON STOCK 109194100 6255 86285 SH SOLE 18998 0 51682 BRISTOL-MYERS SQUIBB CO COMMON STOCK 110122108 3978 73143 SH SOLE 16469 0 44238 CABOT OIL GAS CORP COM COMMON STOCK 127097103 4166 174233 SH SOLE 52270 0 121963 CAPITAL ONE FINANCIAL CO 5.20 PFD PREFERRED STOCK 14040H865 980 42488 SH SOLE 5732 0 13376 CAPITAL ONE FINANCIAL CO 6.7 PFD PREFERRED STOCK 14040H709 6274 228650 SH SOLE 37554 0 87626 CAPITAL ONE FINANCIAL CO PFD 6.00 PREFERRED STOCK 14040H402 330 12955 SH SOLE 3886 0 9068 CELGENE CORP COMMON STOCK 151020104 289 2319 SH SOLE 696 0 1623 CHARLES SCHWAB CORP 5.95 PFD PREFERRED STOCK 808513600 5555 210882 SH SOLE 42039 0 98092 CHENIERE ENERGY INC COMMON STOCK 16411R208 518 10960 SH SOLE 3288 0 7672 CHEVRON CORPORATION COMMON STOCK 166764100 5698 53072 SH SOLE 15922 0 37151 CHUBB LTD COMMON STOCK H1467J104 2636 19350 SH SOLE 5805 0 13545 CHURCH DWIGHT CO INC COMMON STOCK 171340102 862 17288 SH SOLE 5186 0 12102 CITIGROUP CAPITAL XIII PFD 7.875 PREFERRED STOCK 173080201 334 12535 SH SOLE 3760 0 8774 CME GROUP INC COMMON STOCK 12572Q105 20924 176131 SH SOLE 46067 0 114587 COMCAST CORP PFD 5.0 12/15/61 SERI PREFERRED STOCK 20030N606 678 26260 SH SOLE 7878 0 18382 COMERICA INC COMMON STOCK 200340107 7081 103245 SH SOLE 21633 0 60612 CONAGRA FOODS INC COMMON STOCK 205887102 21247 526699 SH SOLE 136110 0 340994 CONCHO RESOURCES INC COMMON STOCK 20605P101 5957 46414 SH SOLE 10866 0 28557 COSTCO WHSL CORP COMMON STOCK 22160K105 556 3315 SH SOLE 994 0 2320 CROWN CASTLE INTERNATIONAL CORP. COMMON STOCK 22822V101 12881 136381 SH SOLE 34656 0 87742 DENISON MINES CORPORATION COMMON STOCK 248356107 6 10000 SH SOLE 3000 0 7000 DIGITAL REALTY TRUST INC 7.375 PFD PREFERRED STOCK 253868871 5188 188650 SH SOLE 33705 0 78645 DILLARDS CAP TR I 7.538 CAP SECS D PREFERRED STOCK 25406P200 320 12659 SH SOLE 3798 0 8861 DIREXION DLY 20 Y TR BEAR X3 FIXED INCOME ETF 25459Y678 257 11505 SH SOLE 3452 0 8054 DISCOVER FIN SVS 6.50 SER B PREFERRED STOCK 254709207 3152 121465 SH SOLE 36440 0 85026 DISNEY WALT CO COMMON STOCK 254687106 19825 174842 SH SOLE 44782 0 112613 DOMINION RESOURCES INC 5.25 PFD SE PREFERRED STOCK 25746U844 9920 417327 SH SOLE 93419 0 217978 DOW CHEMICAL COMPANY COMMON STOCK 260543103 14122 222247 SH SOLE 58387 0 145136 DTE ENERGY CO 5.375 PFD SER B PREFERRED STOCK 233331800 288 12000 SH SOLE 3600 0 8400 DTE ENERGY CO 6 12/15/76 PFD PREFERRED STOCK 233331867 2521 96100 SH SOLE 21412 0 49962 DU PONT E I DE NEMOURCO COMMON STOCK 263534109 1394 17358 SH SOLE 5207 0 12151 DUKE ENERGY CORP NEW COMMON STOCK 26441C204 2520 30722 SH SOLE 9217 0 21505 DUKE ENERGY CORP NEW JR SUB DEB 73 PREFERRED STOCK 26441C303 244 9400 SH SOLE 2820 0 6580 E O G RESOURCES INC COMMON STOCK 26875P101 7857 80540 SH SOLE 20283 0 51314 EBAY INC 6.0 PFD PREFERRED STOCK 278642202 13362 505388 SH SOLE 89644 0 209169 EDWARDS LIFESCIENCES CORP COMMON STOCK 28176E108 11786 125287 SH SOLE 32195 0 80863 ELI LILLY CO COMMON STOCK 532457108 269 3203 SH SOLE 961 0 2242 ENBRIDGE INC COM COMMON STOCK 29250N105 2664 63660 SH SOLE 19098 0 44562 ENTERPRISE PRD PRTNRS LP COMMON STOCK 293792107 2108 76354 SH SOLE 22906 0 53448 ENVIVA PARTNERS LP COMMON STOCK 29414J107 209 7441 SH SOLE 2232 0 5209 EQUITY COMMONWEALTH 5.75 PFD PREFERRED STOCK 294628508 254 10100 SH SOLE 3030 0 7070 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 3997 48744 SH SOLE 14623 0 34120 F5 NETWORKS INC COMMON STOCK 315616102 5680 39839 SH SOLE 8073 0 23054 FACEBOOK INC COMMON STOCK 30303M102 19767 139158 SH SOLE 36399 0 90497 FIFTH THIRD BANCORP COMMON STOCK 316773100 3194 125752 SH SOLE 25814 0 73118 FIFTH THIRD BANCORP 6.625 PFD SER PREFERRED STOCK 316773605 4644 163475 SH SOLE 34065 0 79485 GATX CORP 5.625 PFD PREFERRED STOCK 361448608 557 22275 SH SOLE 6682 0 15592 GENERAL DYNAMICS CORP COMMON STOCK 369550108 6259 33437 SH SOLE 7841 0 20628 GENERAL ELEC CAP CORP 4.7 PFD PREFERRED STOCK 369622394 257 10000 SH SOLE 3000 0 7000 GENERAL ELECTRIC CO (USD) COMMON STOCK 369604103 5426 182092 SH SOLE 54628 0 127464 GENUINE PARTS CO COMMON STOCK 372460105 2165 23428 SH SOLE 7028 0 16400 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 204 886 SH SOLE 266 0 620 HARTFORD FINL SVCS 7.875 PFD PREFERRED STOCK 416518504 3003 96575 SH SOLE 20445 0 47705 HERC HOLDINGS INC COMMON STOCK 42704L104 1215 24858 SH SOLE 7457 0 17401 HESS CORP COMMON STOCK 42809H107 6579 136464 SH SOLE 32913 0 85634 HOME DEPOT INC COMMON STOCK 437076102 15826 107783 SH SOLE 28750 0 70941 HONEYWELL INTERNATIONAL COMMON STOCK 438516106 16904 135373 SH SOLE 35379 0 88139 HSBC HLDGS PLC 8 PFD E PERPETUAL S PREFERRED STOCK 404280802 667 25219 SH SOLE 7566 0 17653 HUNTINGTON INGALLS INDUSTRIES INC. COMMON STOCK 446413106 880 4397 SH SOLE 1319 0 3078 INTL BUSINESS MACHINES COMMON STOCK 459200101 2730 15677 SH SOLE 4703 0 10974 ISHARES 0-5 YE INV GRADE CORPORATE FIXED INCOME ETF 46434V100 378 7507 SH SOLE 2252 0 5255 ISHARES CORE MSCI EAFE ETF EXCHANGE TRADED FUND 46432F842 9643 166410 SH SOLE 49923 0 116487 ISHARES CORE MSCI EMERGING MARKETS EXCHANGE TRADED FUND 46434G103 3386 70856 SH SOLE 21257 0 49599 ISHARES CORE SP TOTAL US STOCK MAR EXCHANGE TRADED FUND 464287150 12724 235507 SH SOLE 70652 0 164855 ISHARES GOLD TRUST COMMON STOCK 464285105 154 12815 SH SOLE 3844 0 8970 JOHNSON JOHNSON COMMON STOCK 478160104 24674 198103 SH SOLE 53068 0 130613 JPMORGAN CHASE CO COMMON STOCK 46625H100 1171 13335 SH SOLE 4001 0 9335 JPMORGAN CHASE CO 6.125 PFD SER PREFERRED STOCK 48127R461 11569 436244 SH SOLE 81760 0 190774 JPMORGAN CHASE CO 6.3 PFD PREFERRED STOCK 481246700 907 33550 SH SOLE 4335 0 10115 JPMORGAN CHASE CO 6.7 PFD SER T PREFERRED STOCK 48127A161 537 19600 SH SOLE 5880 0 13720 KIMCO REALTY CORP 6.00 PFD SERIES PREFERRED STOCK 49446R794 6206 246453 SH SOLE 51053 0 119125 KINDER MORGAN INC COMMON STOCK 49456B101 789 36284 SH SOLE 10885 0 25399 KKR FINANCIAL HOLDINGS PFD PREFERRED STOCK 48248A504 1932 75600 SH SOLE 13020 0 30380 KRAFT HEINZ CO COMMON STOCK 500754106 13130 144588 SH SOLE 37933 0 94355 LAM RESEARCH CORPORATION COMMON STOCK 512807108 15034 117124 SH SOLE 29638 0 74990 LAMB WESTON HOLDINGS, INC. COMMON STOCK 513272104 5166 122818 SH SOLE 25381 0 71746 LAS VEGAS SANDS CORP COMMON STOCK 517834107 13348 233889 SH SOLE 61278 0 152483 LEGG MASON INC 6.375 PFD PREFERRED STOCK 524901501 3175 123025 SH SOLE 27000 0 63000 LOCKHEED MARTIN CORP COMMON STOCK 539830109 20728 77459 SH SOLE 20272 0 50374 MARATHON PETROLEUM CORPORATION COMMON STOCK 56585A102 6550 129593 SH SOLE 28150 0 77544 MARKETAXESS HLDGS INC COM COMMON STOCK 57060D108 18175 96938 SH SOLE 25082 0 62774 MARTIN MARIETTA MATERIALS INC COMMON STOCK 573284106 8169 37428 SH SOLE 10015 0 24640 MASTERCARD INC COMMON STOCK 57636Q104 10630 94514 SH SOLE 28354 0 66160 MC DONALDS CORP COMMON STOCK 580135101 588 4536 SH SOLE 1361 0 3175 MERCK CO INC NEW COMMON STOCK 58933Y105 244 3835 SH SOLE 1150 0 2684 METLIFE INC 4.0 PFD - SER A PREFERRED STOCK 59156R504 298 12000 SH SOLE 3600 0 8400 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 19921 270012 SH SOLE 68607 0 173159 MICROSOFT CORP COMMON STOCK 594918104 4395 66730 SH SOLE 20019 0 46711 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 540 12545 SH SOLE 3764 0 8782 MONSANTO CO NEW COMMON STOCK 61166W101 241 2133 SH SOLE 640 0 1493 NATIONAL RETAIL PROP INC 5.2 12/31/ PREFERRED STOCK 637417874 489 21100 SH SOLE 6330 0 14770 Nestle S A Spnsd ADR Repsting Reg S AMERICAN DEPOSITORY 641069406 713 9274 SH SOLE 2782 0 6492 NEW GOLD INC COMMON STOCK 644535106 30 10000 SH SOLE 3000 0 7000 NEWELL BRANDS INC COMMON STOCK 651229106 20163 427464 SH SOLE 109471 0 275506 NEXTERA ENERGY CAP 5.0 PFD PREFERRED STOCK 65339K886 358 14510 SH SOLE 4353 0 10157 NEXTERA ENERGY CAPITAL 5.25 PFD SE PREFERRED STOCK 65339K100 1207 50215 SH SOLE 15064 0 35150 NEXTERA ENERGY CAPITAL PFD SER G PREFERRED STOCK 65339K605 4213 167182 SH SOLE 40442 0 94365 NEXTERA ENERGY INC COMMON STOCK 65339F101 18756 146107 SH SOLE 38526 0 95473 NEXTERA ENERGY PTNRS COM UNIT PART COMMON STOCK 65341B106 878 26488 SH SOLE 7946 0 18542 NORTHROP GRUMMAN CORP COMMON STOCK 666807102 21199 89130 SH SOLE 23222 0 57865 NORTHSTAR ELECTRONICS INC COMMON STOCK 66704D101 0 15000 SH SOLE 4500 0 10500 NOVO-NORDISK A-S ADR AMERICAN DEPOSITORY 670100205 406 11850 SH SOLE 3555 0 8295 NVIDIA CORP COMMON STOCK 67066G104 1396 12813 SH SOLE 3844 0 8969 NXP SEMICONDUCTORS NV COMMON STOCK n6596x109 2460 23769 SH SOLE 7131 0 16638 OASIS PETE INC NEW COM COMMON STOCK 674215108 771 54050 SH SOLE 16215 0 37835 OLD DOMINION FREIGHT LNS COMMON STOCK 679580100 16400 191655 SH SOLE 49394 0 123334 PAYCHEX COMMON STOCK 704326107 2336 39667 SH SOLE 11900 0 27767 PEPSICO INC COMMON STOCK 713448108 2671 23878 SH SOLE 7163 0 16715 PFIZER INC COMMON STOCK 717081103 1713 50069 SH SOLE 15021 0 35048 PITNEY BOWES INC 6.70 PFD PREFERRED STOCK 724479506 5268 200675 SH SOLE 37012 0 86362 PNC FINANCIAL SERVICES 6.125 SERIE PREFERRED STOCK 693475857 8549 301352 SH SOLE 57678 0 134581 POWERSHARES SENIOR LOAN FIXED INCOME ETF 73936Q769 349 14989 SH SOLE 4497 0 10492 PPL CAP FDG INC 5.9 PFD SER B PREFERRED STOCK 69352P202 529 20190 SH SOLE 6057 0 14133 PROCTER GAMBLE COMMON STOCK 742718109 4187 46598 SH SOLE 13979 0 32619 PROLOGIS INC COMMON STOCK 74340W103 9861 190076 SH SOLE 48050 0 121755 PRUDENTIAL FIN 5.750 12/15/12 SER PREFERRED STOCK 744320607 218 8500 SH SOLE 2550 0 5950 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 8591 80530 SH SOLE 18078 0 48753 PS BUSINESS PKS INC 6.0 PFD SER T PREFERRED STOCK 69360J685 395 15700 SH SOLE 4710 0 10990 PUBLIC STORAGE 5.400 PFD SER B PREFERRED STOCK 74460W776 503 20506 SH SOLE 6152 0 14354 PUBLIC STORAGE 6.000 PFD SERIES Z PREFERRED STOCK 74460W826 1776 66428 SH SOLE 13538 0 31590 PUBLIC STORAGE 6.375 PFD SERIES Y PREFERRED STOCK 74460W842 4147 155773 SH SOLE 25388 0 59238 QWEST CORP 6.625 PFD PREFERRED STOCK 74913G709 3982 158083 SH SOLE 25570 0 59663 QWEST CORP 7.00 PFD 04/01/52 PREFERRED STOCK 74913G402 5617 222901 SH SOLE 32777 0 76479 RAYTHEON CO COM NEW COMMON STOCK 755111507 1458 9561 SH SOLE 2868 0 6693 REALTY INCOME CORP COMMON STOCK 756109104 2151 36135 SH SOLE 10840 0 25294 REINSURANCE GROUP OF AMERICA 5.75 PREFERRED STOCK 759351802 5146 187531 SH SOLE 30212 0 70494 REINSURANCE GROUP OF AMERICA 6.2 P PREFERRED STOCK 759351703 4412 154703 SH SOLE 32276 0 75312 ROSS STORES INC COM COMMON STOCK 778296103 12067 183193 SH SOLE 54958 0 128235 S P D R SP 500 ETF TR EXPIRING 01/ COMMON STOCK 78462F103 924 3918 SH SOLE 1175 0 2742 SP BBG BARCLAYS INTERNATIONAL CORP FIXED INCOME ETF 78464A151 222 7086 SH SOLE 2126 0 4960 SP GLOBAL INC COMMON STOCK 78409V104 11734 89748 SH SOLE 22371 0 57149 SCE TRUST IV 5.375 PFD SER J PREFERRED STOCK 78409G206 229 8500 SH SOLE 2550 0 5950 SCHLUMBERGER LTD COMMON STOCK 806857108 14028 179619 SH SOLE 45645 0 115108 SCHWAB CHARLES 6.0 PFD SER B PREFERRED STOCK 808513204 4493 174300 SH SOLE 29348 0 68478 SEACOR HOLDINGS INC CONVERTIBLE BONDS 81170YAB5 111 125000 SH SOLE 37500 0 87500 SENIOR HOUSING PROPERTIE PREFERRED STOCK 81721M307 2701 104700 SH SOLE 21758 0 50768 SIMON PPTY GP 8.375 SER J PFD PREFERRED STOCK 828806885 541 8140 SH SOLE 2442 0 5698 SOUTHERN CO 6.25 PFD PREFERRED STOCK 842587206 11072 419388 SH SOLE 77341 0 180462 STANLEY BLACK DECKER I PFD 5.75 PREFERRED STOCK 854502705 1033 40915 SH SOLE 12274 0 28640 STATE STREET CORP 5.35 PFD SER G PREFERRED STOCK 857477855 1106 42000 SH SOLE 12600 0 29400 STATE STREET CORP 6.0 PFD PREFERRED STOCK 857477889 249 9500 SH SOLE 2850 0 6650 SUNTRUST BANKS INC COMMON STOCK 867914103 20695 374232 SH SOLE 97639 0 243473 SYSCO CORP COMMON STOCK 871829107 2551 49130 SH SOLE 14739 0 34391 TARGET CORP COMMON STOCK 87612E106 1393 25233 SH SOLE 7570 0 17663 TECK RESOURCES LTD COMMON STOCK 878742204 2991 136572 SH SOLE 28040 0 79686 TEXAS CAPITAL BK 6.50 9/1/42 SER PREFERRED STOCK 882228307 356 14025 SH SOLE 4208 0 9818 THE SOUTHERN COMPANY COMMON STOCK 842587107 2819 56626 SH SOLE 16988 0 39638 TIME WARNER INC NEW COMMON STOCK 887317303 2877 29440 SH SOLE 8832 0 20608 TORCHMARK CORP 6.125 PFD SER C PREFERRED STOCK 891027401 9467 365507 SH SOLE 67187 0 156770 TREEHOUSE FOODS INC COMMON STOCK 89469A104 611 7220 SH SOLE 2166 0 5054 UNION PACIFIC CORP COMMON STOCK 907818108 13876 131008 SH SOLE 33005 0 83757 UNITED RENTALS INC COM COMMON STOCK 911363109 12716 101687 SH SOLE 26588 0 66318 UNITED TECHNOLOGIES COMMON STOCK 913017109 470 4191 SH SOLE 1257 0 2934 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 8061 49151 SH SOLE 14745 0 34406 UNIVERSAL DISPLAY CORP COMMON STOCK 91347P105 1180 13710 SH SOLE 4113 0 9597 US BANCORP COMMON STOCK 902973304 19298 374727 SH SOLE 96978 0 242881 US BANCORP PFD 6 SER G PREFERRED STOCK 902973817 335 13400 SH SOLE 4020 0 9380 US BANCORP PFD SERIES F 6.50 PREFERRED STOCK 902973833 2096 73150 SH SOLE 21945 0 51205 VANGUARD WORLD FDS FINANCIALS ETF COMMON STOCK 92204A405 9440 156118 SH SOLE 46835 0 109283 VERISIGN INC COM COMMON STOCK 92343E102 2498 28676 SH SOLE 8603 0 20073 VERITEX HOLDINGS INC. COMMON STOCK 923451108 307 10905 SH SOLE 3272 0 7634 VERIZON COMMUNICATIONS SR NT 5.9 P PREFERRED STOCK 92343V302 2558 96800 SH SOLE 20760 0 48440 VISA INC CL A COMMON STOCK 92826C839 9219 103736 SH SOLE 19155 0 57341 VORNADO REALTY TRUST 5.4 SERIES L PREFERRED STOCK 929042844 1009 41335 SH SOLE 9370 0 21864 VULCAN MATERIALS CO COMMON STOCK 929160109 6605 54821 SH SOLE 14489 0 35864 WELLS FARGO CO 5.50 PFD SER X PREFERRED STOCK 94988U672 292 11865 SH SOLE 3560 0 8306 WELLS FARGO CO 5.85 PFD PREFERRED STOCK 949746556 15491 582377 SH SOLE 105681 0 246589 WELLS FARGO CO 6.625 PFD PREFERRED STOCK 949746465 1722 59006 SH SOLE 8679 0 20252 WELLS FARGO CO NEW COMMON STOCK 949746101 234 4208 SH SOLE 1262 0 2946 WELLS FARGO CO NEW DEP1/1000PF CL PREFERRED STOCK 949746655 361 14535 SH SOLE 4360 0 10174 WELLS FARGO COMPANY 6.0 PFD SER PREFERRED STOCK 94988U730 422 16125 SH SOLE 4838 0 11288 WELLS FARGO CO PFD 5.20 SER PREFERRED STOCK 949746747 544 22210 SH SOLE 6663 0 15547 WEYERHAEUSER CO COMMON STOCK 962166104 248 7301 SH SOLE 2190 0 5111