0001020617-14-000012.txt : 20140814 0001020617-14-000012.hdr.sgml : 20140814 20140814120834 ACCESSION NUMBER: 0001020617-14-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140814 DATE AS OF CHANGE: 20140814 EFFECTIVENESS DATE: 20140814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROOSEVELT INVESTMENT GROUP INC CENTRAL INDEX KEY: 0001020617 IRS NUMBER: 133592307 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03511 FILM NUMBER: 141040815 BUSINESS ADDRESS: STREET 1: 317 MADISON AVENUE STREET 2: SUITE 1004 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 6464526700 MAIL ADDRESS: STREET 1: 317 MADISON AVENUE STREET 2: SUITE 1004 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: SHEER ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990407 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001020617 XXXXXXXX 06-30-2014 06-30-2014 ROOSEVELT INVESTMENT GROUP INC

317 MADISON AVENUE SUITE 1004 NEW YORK NY 10017

13F HOLDINGS REPORT 028-03511 N Steven Weiss 646-452-6712 Steven Weiss New York City NY 08-14-2014 0 228 2010 false INFORMATION TABLE 2 Q22014vRIG2.xml 3M COMPANY COMMON STOCK 88579Y101 354 2471 SH SOLE 0 247 0 2224 A T & T INC NEW COMMON STOCK 00206R102 1535 43416 SH SOLE 0 4342 0 39075 ABBVIE INC COMMON STOCK 00287Y109 311 5508 SH SOLE 0 551 0 4957 AEGON NV 6.375% PFD PREFERRED STOCK 007924301 3317 129774 SH SOLE 0 12977 0 116797 AETNA US HEALTHCARE INC COM COMMON STOCK 00817Y108 5467 67425 SH SOLE 0 6743 0 60683 ALCOA INC COMMON STOCK 013817101 429 28815 SH SOLE 0 2882 0 25934 ALEXION PHARMACEUTICAL COMMON STOCK 015351109 1294 8283 SH SOLE 0 828 0 7454 ALLIANCE DATA SYS CORP COM COMMON STOCK 018581108 1740 6188 SH SOLE 0 619 0 5569 ALLIANCE RESOURCE PARTNERS L P UNIT COMMON STOCK 01877R108 373 8000 SH SOLE 0 800 0 7200 ALLSTATE 6.75% SER C PERP PREFERRED STOCK 020002606 204 7700 SH SOLE 0 770 0 6930 ALLSTATE CORP 6.625% PFD SER E PREFERRED STOCK 020002879 1298 50025 SH SOLE 0 5003 0 45023 ALTRIA GROUP INC COMMON STOCK 02209S103 1482 35331 SH SOLE 0 3533 0 31798 AMERICAN EXPRESS COMPANY COMMON STOCK 025816109 482 5081 SH SOLE 0 508 0 4572 AMERICAN INTL GROUP COM COMMON STOCK 026874784 22415 410688 SH SOLE 0 41069 0 369619 APPLE INC COMMON STOCK 037833100 36957 397683 SH SOLE 0 39768 0 357914 ARCHER DANIELS- MIDLAND CO COMMON STOCK 039483102 14271 323538 SH SOLE 0 32354 0 291184 AXIS CAPITAL HLDGS LTD PFD 6.875% S PREFERRED STOCK BMG0692U3 1771 67665 SH SOLE 0 6767 0 60899 BAC CAP TR VIII 6.00%35 TR PFD PREFERRED STOCK 05518T209 1311 51600 SH SOLE 0 5160 0 46440 BANK OF AMERICA CORP COMMON STOCK 060505104 615 39990 SH SOLE 0 3999 0 35991 Barclays Short Term High Yield Bond ETF 78468R408 1123 36271 SH SOLE 0 3627 0 32644 BB&T CORPORATION PFD 5.625% SER E PREFERRED STOCK 054937404 1569 66070 SH SOLE 0 6607 0 59463 BERKSHIRE HATHAWAY CL A COMMON STOCK 084670108 1044 6 SH SOLE 0 1 0 5 BERKSHIRE HATHAWAY CL B COMMON STOCK 084670702 9494 75013 SH SOLE 0 7501 0 67512 BIOGEN IDEC INC COMMON STOCK 09062X103 71835 227825 SH SOLE 0 73645 0 118225 BOSTON BEER CO INC CL A CLASS A COMMON STOCK 100557107 9335 41765 SH SOLE 0 11709 0 23711 BP PLC Sponsored ADR AMERICAN DEPOSITORY 055622104 1000 18954 SH SOLE 0 1895 0 17059 BRISTOL-MYERS SQUIBB CO COMMON STOCK 110122108 3373 69532 SH SOLE 0 6953 0 62579 C I T GROUP INC NEW COMMON STOCK 125581801 31002 677496 SH SOLE 0 242796 0 313521 CABOT OIL & GAS CORP COM COMMON STOCK 127097103 6786 198782 SH SOLE 0 19878 0 178904 CAPITAL ONE FINANCIAL CO PFD 6.00% PREFERRED STOCK 14040H402 703 29110 SH SOLE 0 2911 0 26199 CATERPILLAR INC COMMON STOCK 149123101 296 2726 SH SOLE 0 273 0 2453 CELGENE CORP COMMON STOCK 151020104 47944 558266 SH SOLE 0 203958 0 250651 CENTERPOINT ENERGY INC COM COMMON STOCK 15189T107 1170 45825 SH SOLE 0 4583 0 41243 CHART INDUSTRIES INC COMMON STOCK 16115Q308 1368 16540 SH SOLE 0 1654 0 14886 CHENIERE ENERGY INC COMMON STOCK 16411R208 3252 45350 SH SOLE 0 4535 0 40815 CHEVRON CORPORATION COMMON STOCK 166764100 608 4658 SH SOLE 0 466 0 4192 CHICAGO BRIDGE & IRON F N Y REGISTR AMERICAN DEPOSITORY 167250109 21732 318657 SH SOLE 0 109891 0 155061 CHURCH & DWIGHT CO INC COMMON STOCK 171340102 729 10417 SH SOLE 0 1042 0 9375 CITIGROUP CAPITAL XIII PFD 7.875% PREFERRED STOCK 173080201 385 13885 SH SOLE 0 1389 0 12497 CITIGROUP INC COMMON STOCK 172967424 323 6851 SH SOLE 0 685 0 6166 CME GROUP INC CL A CLASS A COMMON STOCK 12572Q105 32325 455599 SH SOLE 0 158391 0 217399 COGNEX CORPORATION COMMON STOCK 192422103 307 8000 SH SOLE 0 800 0 7200 COGNIZANT TECH SOL CL A COMMON STOCK 192446102 47639 974015 SH SOLE 0 343638 0 460809 COMCAST CORP PFD 5.0% 12/15/61 SERI PREFERRED STOCK 20030N606 1046 41525 SH SOLE 0 4153 0 37373 COMMONWEALTH REIT COMMON STOCK 203233101 15241 579049 SH SOLE 0 211312 0 261287 COMMONWEALTH REIT PFD 5.75% PREFERRED STOCK 203233705 610 27475 SH SOLE 0 2748 0 24728 CONAGRA FOODS INC COMMON STOCK 205887102 2256 76000 SH SOLE 0 7600 0 68400 CONOCOPHILLIPS COMMON STOCK 20825C104 509 5939 SH SOLE 0 594 0 5345 COSTCO WHSL CORP COMMON STOCK 22160K105 595 5169 SH SOLE 0 517 0 4652 CROWN CASTLE INTL 4.5% PFD SERIES A PREFERRED STOCK 228227500 443 4350 SH SOLE 0 435 0 3915 CVS CAREMARK CORP COMMON STOCK 126650100 47094 624834 SH SOLE 0 209449 0 310306 DANAHER CORP DEL COM COMMON STOCK 235851102 570 7236 SH SOLE 0 724 0 6512 DAVITA HEALTHCARE COMMON STOCK 23918K108 2158 29843 SH SOLE 0 2984 0 26859 DB CAP TRST II 6.55% PREFERRED STOCK 25153X208 201 7700 SH SOLE 0 770 0 6930 DEUTSCHE BANK 6.625% PFD CAPITAL FN PREFERRED STOCK 25153Y206 4007 157070 SH SOLE 0 15707 0 141363 DILLARDS CAP TR I 7.5%38 CAP SECS D PREFERRED STOCK 25406P200 480 18460 SH SOLE 0 1846 0 16614 DISCOVER FIN SVS 6.50% SER B PREFERRED STOCK 254709207 3152 125471 SH SOLE 0 0 0 125471 DISCOVER FINANCIAL SVCS COMMON STOCK 254709108 84012 1355464 SH SOLE 0 435004 0 711342 DISNEY WALT CO COMMON STOCK 254687106 216 2518 SH SOLE 0 252 0 2266 DOMINO'S PIZZA INC COMMON STOCK 25754A201 469 6420 SH SOLE 0 642 0 5778 DOW CHEMICAL COMPANY COMMON STOCK 260543103 2491 48400 SH SOLE 0 4840 0 43560 DUKE ENERGY CORP NEW COMMON STOCK 26441C204 1828 24637 SH SOLE 0 2464 0 22173 E O G RESOURCES INC COMMON STOCK 26875P101 62102 531419 SH SOLE 0 169130 0 281988 EATON CORPORATION COMMON STOCK G29183103 63377 821154 SH SOLE 0 265521 0 426971 EL PASO PIPELINE PARTNERS LP COMMON STOCK 283702108 417 11500 SH SOLE 0 1150 0 10350 ELI LILLY & CO COMMON STOCK 532457108 2733 43955 SH SOLE 0 4396 0 39560 EMERSON ELECTRIC CO COMMON STOCK 291011104 210 3160 SH SOLE 0 316 0 2844 ENBRIDGE ENERGY PRTNRS LP COMMON STOCK 29250R106 637 17240 SH SOLE 0 1724 0 15516 ENERGY XXI LTD COMMON STOCK G10082140 476 20150 SH SOLE 0 2015 0 18135 ENTERGY CORP NEW COM COMMON STOCK 29364G103 1935 23573 SH SOLE 0 2357 0 21216 ENTERGY MISSISSIPPI 2051 1ST MTG BN PREFERRED STOCK 29364N835 1185 46600 SH SOLE 0 0 0 46600 ENTERPRISE PRD PRTNRS LP COMMON STOCK 293792107 10610 135517 SH SOLE 0 13552 0 121966 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 1771 17587 SH SOLE 0 1759 0 15828 FACEBOOK INC COMMON STOCK 30303M102 50602 752006 SH SOLE 0 246938 0 388359 FANUC LTD UNSPON ADR AMERICAN DEPOSITORY 307305102 27003 937729 SH SOLE 0 332986 0 435163 FARMER MAC PFD 5.875% SERIES PREFERRED STOCK 313148801 249 10580 SH SOLE 0 0 0 10580 FIRST REPUBLIC BANK PFD 6.7% SERIES PREFERRED STOCK 33616C209 203 7730 SH SOLE 0 773 0 6957 FLOWSERVE CORPORATION COMMON STOCK 34354P105 31033 417386 SH SOLE 0 148994 0 189605 FREEPORT MCMORAN COPPER A' COMMON STOCK 35671D857 700 19166 SH SOLE 0 1917 0 17249 GALLAGHER ARTHUR J & CO COMMON STOCK 363576109 1351 29000 SH SOLE 0 2900 0 26100 GENERAL ELECTRIC COMPANY COMMON STOCK 369604103 10682 406450 SH SOLE 0 40645 0 365805 GENWORTH FINL INC COM CL A COMMON STOCK 37247D106 15762 905874 SH SOLE 0 329547 0 409740 GETTY REALTY CORP NEW COMMON STOCK 374297109 791 41450 SH SOLE 0 4145 0 37305 GILEAD SCIENCES INC. COMMON STOCK 375558103 8543 103040 SH SOLE 0 10304 0 92736 GLOBAL PARTNERS LP COM UNITS COMMON STOCK 37946r109 699 17200 SH SOLE 0 1720 0 15480 GOLDMAN SACHS 6.125%60 SENIOR NT DU PREFERRED STOCK 38145X111 3123 120385 SH SOLE 0 12039 0 108347 GOLDMAN SACHS GROUP PERPETUAL 5.95% PREFERRED STOCK 38145G209 202 8200 SH SOLE 0 820 0 7380 GOOGLE INC - CLASS A COMMON STOCK 38259P508 7479 12791 SH SOLE 0 1279 0 11512 GOOGLE INC - CLASS C COMMON STOCK 38259P706 5772 10033 SH SOLE 0 1003 0 9030 GULFPORT ENERGY COMMON STOCK 402635304 951 15150 SH SOLE 0 1515 0 13635 HARTE-HANKS INC COM COMMON STOCK 416196103 231 32168 SH SOLE 0 3217 0 28951 HAWAIIAN ELEC INDS COM COMMON STOCK 419870100 615 24291 SH SOLE 0 2429 0 21862 HCA INC COMMON STOCK 404119109 285 5050 SH SOLE 0 505 0 4545 HERTZ GLOBAL HOLDINGS INC COMMON STOCK 42805T105 17134 611274 SH SOLE 0 215667 0 288351 HESS CORP COMMON STOCK 42809H107 59583 602515 SH SOLE 0 202194 0 300963 HOLLY ENERGY PARTNERS COMMON STOCK 435763107 1092 31762 SH SOLE 0 3176 0 28586 HOME DEPOT INC COMMON STOCK 437076102 42672 527073 SH SOLE 0 158226 0 295649 HONEYWELL INTERNATIONAL COMMON STOCK 438516106 242 2606 SH SOLE 0 261 0 2346 HSBC HLDGS PLC 8% PFD E PERPETUAL S PREFERRED STOCK 404280802 2311 85363 SH SOLE 0 8536 0 76827 HSBC HOLDINGS 6.20% PREFERRED STOCK 404280604 258 10165 SH SOLE 0 1017 0 9149 HSBC USA INC SERIES G ADJ RATE PREFERRED STOCK 40428H888 934 39985 SH SOLE 0 3999 0 35987 HUGOTON ROYALTY TRUST TEXAS UNIT BE COMMON STOCK 444717102 580 52800 SH SOLE 0 5280 0 47520 INTEL CORP CONVERTIBLE BONDS 458140AD2 932 750000 SH SOLE 0 75000 0 675000 INTERNATIONAL PAPER CO COMMON STOCK 460146103 602 11925 SH SOLE 0 1193 0 10733 INTL BUSINESS MACHINES COMMON STOCK 459200101 2050 11308 SH SOLE 0 1131 0 10178 JOHNSON & JOHNSON COMMON STOCK 478160104 5103 48777 SH SOLE 0 4878 0 43899 JP MORGAN ALERIAN MLP INDEX ETF 46625H365 241 4601 SH SOLE 0 460 0 4141 JP MORGAN CHASE 6.70%40 GTD CAP SEC PREFERRED STOCK 48125E207 2625 100960 SH SOLE 0 10096 0 90864 JP MORGAN CHASE SER T 6.7% PREFERRED STOCK 48127A161 569 22000 SH SOLE 0 2200 0 19800 JPMORGAN CHASE & CO COMMON STOCK 46625H100 3071 53293 SH SOLE 0 5329 0 47964 KANSAS CITY SOUTHERN NEW COMMON STOCK 485170302 39938 371482 SH SOLE 0 132157 0 172440 KEYCORP COMMON STOCK 493267108 232 16216 SH SOLE 0 1622 0 14594 KIMCO REALTY CORP 6.00% PFD SERIES PREFERRED STOCK 49446R794 4280 172930 SH SOLE 0 17293 0 155637 KINDER MORGAN ENERGY LP UNIT COMMON STOCK 494550106 1329 16166 SH SOLE 0 1617 0 14549 KINDER MORGAN INC COMMON STOCK 49456B101 2821 77794 SH SOLE 0 7779 0 70015 KINDER MORGAN MGMT LLC COMMON STOCK 49455U100 34360 435325 SH SOLE 0 154194 0 204447 KKR FINANCIAL HOLDINGS 7.50% PFD PREFERRED STOCK 48248A504 523 19000 SH SOLE 0 1900 0 17100 KRAFT FOODS GROUP INC COMMON STOCK 50076Q106 1926 32127 SH SOLE 0 3213 0 28914 LOCKHEED MARTIN CORP COMMON STOCK 539830109 2814 17506 SH SOLE 0 1751 0 15755 LORILLARD INC COMMON STOCK 544147101 2797 45878 SH SOLE 0 4588 0 41290 LYONDELLBASELL INDS F CLASS A COMMON STOCK N53745100 81968 839407 SH SOLE 0 265842 0 446836 M D U RESOURCES GROUP COMMON STOCK 552690109 463 13191 SH SOLE 0 1319 0 11872 M S CAP TRUST VI 6.60%46 CAP SECS D PREFERRED STOCK 617461207 228 8900 SH SOLE 0 890 0 8010 MACY'S INC COMMON STOCK 55616P104 278 4790 SH SOLE 0 479 0 4311 MARKET VECTORS HI YLD MUNI ETF 57060U878 969 32132 SH SOLE 0 3213 0 28919 MARSH & MC LENNAN CO INC COMMON STOCK 571748102 1130 21812 SH SOLE 0 2181 0 19631 MASTERCARD INC COMMON STOCK 57636Q104 8200 111616 SH SOLE 0 11162 0 100454 MC DONALDS CORP COMMON STOCK 580135101 9240 91725 SH SOLE 0 9172 0 82552 MEAD JOHNSON NUTRITION COMMON STOCK 582839106 213 2286 SH SOLE 0 229 0 2058 MERCK & CO INC NEW COMMON STOCK 58933Y105 39950 690573 SH SOLE 0 214486 0 374870 METLIFE 6.50% SER B PREFERRED STOCK 59156R603 2277 89150 SH SOLE 0 8915 0 80235 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 61525 1260503 SH SOLE 0 409760 0 653476 MICROSOFT CORP COMMON STOCK 594918104 42767 1025589 SH SOLE 0 359921 0 486472 MONDELEZ INTERNMATIONAL INC COMMON STOCK 609207105 3024 80400 SH SOLE 0 8040 0 72360 MONSANTO CO NEW COMMON STOCK 61166W101 344 2760 SH SOLE 0 276 0 2484 MORGAN STANLEY COMMON STOCK 617446448 67656 2092661 SH SOLE 0 685173 0 1069614 MORGAN STANLEY CAP 5.75% PREFERRED STOCK 617466206 339 13550 SH SOLE 0 1355 0 12195 NATURAL RESOURCE PTNR LP COMMON STOCK 63900P103 1202 72554 SH SOLE 0 7255 0 65298 Nestle S A Spnsd ADR Repsting Reg S AMERICAN DEPOSITORY 641069406 6309 81224 SH SOLE 0 8122 0 73102 NEW YORK COMMUNITY BANCORP INC COMMON STOCK 649445103 179 11200 SH SOLE 0 1120 0 10080 NEXTERA ENERGY CAPITAL 5.625% PFD PREFERRED STOCK 65339K704 1157 48309 SH SOLE 0 4831 0 43478 NEXTERA ENERGY CAPITAL 5.7% PREFERRED STOCK 65339K605 3827 158061 SH SOLE 0 15806 0 142255 NEXTERA ENERGY INC COMMON STOCK 65339F101 43392 423415 SH SOLE 0 125013 0 239758 NOVO-NORDISK A-S ADR AMERICAN DEPOSITORY 670100205 14109 305450 SH SOLE 0 30545 0 274905 NUSTAR ENERGY LP COMMON STOCK 67058H102 428 6900 SH SOLE 0 690 0 6210 NXP SEMICONDUCTORS NV COMMON STOCK n6596x109 35076 530013 SH SOLE 0 188550 0 248137 OLD DOMINION FREIGHT LNS COMMON STOCK 679580100 2732 42897 SH SOLE 0 4290 0 38607 OLIN CORP NEW COMMON STOCK 680665205 1178 43750 SH SOLE 0 4375 0 39375 OMNICARE INC 3.25%35 CVT PUT DUE 12 CONVERTIBLE BONDS 681904al2 1434 1346000 SH SOLE 0 134600 0 1211400 ONEOK INC NEW COMMON STOCK 682680103 17877 262582 SH SOLE 0 90188 0 127695 PARK ELECTROCHEMICAL COM COMMON STOCK 700416209 549 19450 SH SOLE 0 1945 0 17505 PARTNERRE LTD 7.25% PFD E PREFERRED STOCK G68603508 289 10800 SH SOLE 0 1080 0 9720 PENTAIR PLC COMMON STOCK G7S00T104 1572 21798 SH SOLE 0 2180 0 19619 PEPCO HOLDINGS INC COMMON STOCK 713291102 233 8488 SH SOLE 0 849 0 7639 PEPSICO INC COMMON STOCK 713448108 328 3669 SH SOLE 0 367 0 3302 PFIZER INC COMMON STOCK 717081103 56880 1916436 SH SOLE 0 667534 0 915481 PHILIP MORRIS INTL INC COMMON STOCK 718172109 2133 25295 SH SOLE 0 2530 0 22766 PITNEY BOWES INC PFD 6.7% PREFERRED STOCK 724479506 1837 70825 SH SOLE 0 7083 0 63743 PLAINS ALL AMER PIPELINE LP COMMON STOCK 726503105 765 12745 SH SOLE 0 1275 0 11471 PLAINS GP HLDGS LP CL A COMMON STOCK 72651A108 19772 618062 SH SOLE 0 208677 0 309404 PLUM CREEK TIMBER CO REIT COMMON STOCK 729251108 2781 61655 SH SOLE 0 6166 0 55490 PNC FINANCIAL SERVICES 6.125% SERIE PREFERRED STOCK 693475857 3843 139932 SH SOLE 0 13993 0 125939 POWERSHARES SENIOR LOAN ETF 73936Q769 1252 50334 SH SOLE 0 5033 0 45301 PPL CORPORATION COMMON STOCK 69351T106 576 16203 SH SOLE 0 1620 0 14583 PRECISION CASTPARTS CORP COMMON STOCK 740189105 9963 39474 SH SOLE 0 3947 0 35527 PRECISION DRILLING CORP COMMON STOCK 74022D308 598 42200 SH SOLE 0 4220 0 37980 PROCTER & GAMBLE COMMON STOCK 742718109 763 9712 SH SOLE 0 971 0 8741 PRUDENTIAL FIN 5.750% 12/15/12 SER PREFERRED STOCK 744320607 217 8700 SH SOLE 0 870 0 7830 PUB SVC ENT GROUP INC COMMON STOCK 744573106 850 20839 SH SOLE 0 2084 0 18755 PUBLIC STORAGE 6.5% PFD PERP SERIES PREFERRED STOCK 74460D141 2593 99568 SH SOLE 0 9957 0 89612 PUBLIC STORAGE PFD R 6.35% PREFERRED STOCK 74460D125 3680 143084 SH SOLE 0 14308 0 128776 PVH CORP COMMON STOCK 693656100 217 1861 SH SOLE 0 186 0 1675 QUESTAR CORP COMMON STOCK 748356102 2165 87318 SH SOLE 0 8732 0 78586 QWEST CORP 7.00% PFD 04/01/52 PREFERRED STOCK 74913G402 2067 79793 SH SOLE 0 7979 0 71814 QWEST CORP PFD 7.375% PREFERRED STOCK 74913G204 3357 127018 SH SOLE 0 12702 0 114316 R R DONNELLEY & SONS CO COMMON STOCK 257867101 1406 82900 SH SOLE 0 8290 0 74610 RAYONIER INC WITH STOCK SPLIT SHARE COMMON STOCK 754907103 1980 55700 SH SOLE 0 5570 0 50130 RAYTHEON CO COM NEW COMMON STOCK 755111507 47985 520160 SH SOLE 0 164197 0 277909 REED ELSEVIER ADR F SPONS AMERICAN DEPOSITORY 758205207 966 14931 SH SOLE 0 1493 0 13438 REGENCY ENERGY PARTNERS LP COMMON STOCK 75885Y107 1661 51561 SH SOLE 0 5156 0 46405 REGIONS FINANCIAL CORP COM COMMON STOCK 7591EP100 266 25000 SH SOLE 0 2500 0 22500 REINSURANCE GROUP OF AMERICA 6.2% P PREFERRED STOCK 759351703 3527 128527 SH SOLE 0 12853 0 115674 ROPER INDUSTRIES INC COMMON STOCK 776696106 737 5047 SH SOLE 0 505 0 4543 ROSS STORES INC COM COMMON STOCK 778296103 4035 61012 SH SOLE 0 6101 0 54911 ROYAL DUTCH SHELL PLC COMMON STOCK 780259206 1128 13700 SH SOLE 0 1370 0 12330 ROYAL DUTCH SHELL PLC COMMON STOCK 780259206 560 6800 SH SOLE 0 680 0 6120 S P D R S&P 500 ETF TR EXPIRING 01/ COMMON STOCK 78462F103 735 3756 SH SOLE 0 376 0 3380 SCHLUMBERGER LTD COMMON STOCK 806857108 256 2171 SH SOLE 0 217 0 1954 SENOMYX INC COMMON STOCK 81724Q107 870 100635 SH SOLE 0 10064 0 90572 SIMON PPTY GP 8.375% SER J PFD PREFERRED STOCK 828806885 818 11890 SH SOLE 0 1189 0 10701 SIMPSON MFG CO INC COM COMMON STOCK 829073105 902 24800 SH SOLE 0 2480 0 22320 SLM CORP 6.97% PFD SERIES A 12/31/4 PREFERRED STOCK 78442P205 411 8457 SH SOLE 0 846 0 7611 SPECTRA ENRGY PARTNERS LP COMMON STOCK 84756N109 741 13890 SH SOLE 0 1389 0 12501 STANLEY BLACK & DECKER I PFD 5.75% PREFERRED STOCK 854502705 5151 211385 SH SOLE 0 21139 0 190247 STATE STREET CORP 5.25% SERIES C PREFERRED STOCK 857477509 567 24475 SH SOLE 0 2448 0 22028 STERICYCLE INC COMMON STOCK 858912108 1166 9850 SH SOLE 0 985 0 8865 STRATASYS COMMON STOCK M85548101 36392 320270 SH SOLE 0 112790 0 150847 TARGET CORP COMMON STOCK 87612E106 1803 31120 SH SOLE 0 3112 0 28008 TECO ENERGY INC COMMON STOCK 872375100 1972 106700 SH SOLE 0 10670 0 96030 TELEFLEX INC COM COMMON STOCK 879369106 401 3794 SH SOLE 0 379 0 3415 TEXAS CAPITAL BK 6.50% 9/1/42 SER PREFERRED STOCK 882228307 473 19200 SH SOLE 0 1920 0 17280 THE SOUTHERN COMPANY COMMON STOCK 842587107 1780 39230 SH SOLE 0 3923 0 35307 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 425 3601 SH SOLE 0 360 0 3241 TIMKEN CO COM COMMON STOCK 887389104 40911 603051 SH SOLE 0 195223 0 313273 TRACTOR SUPPLY CO COMMON STOCK 892356106 1235 20455 SH SOLE 0 2046 0 18410 TRIBUNE CO NEW CL A COMMON STOCK 896047503 1616 18995 SH SOLE 0 1900 0 17096 TYCO INTL LTD COMMON STOCK H89128104 5545 121591 SH SOLE 0 12159 0 109431 UNITED TECHNOLOGIES COMMON STOCK 913017109 700 6066 SH SOLE 0 607 0 5459 US BANCORP PFD 6% SER G PREFERRED STOCK 902973817 675 24625 SH SOLE 0 2463 0 22163 US BANCORP PFD SERIES F 6.50% PREFERRED STOCK 902973833 2707 95780 SH SOLE 0 9578 0 86202 US CELLULAR CORP 6.95% PFD 05/15/60 PREFERRED STOCK 911684405 2027 79537 SH SOLE 0 7954 0 71583 VERISK ANALYTICS INC CL A COMMON STOCK 92345Y106 1110 18500 SH SOLE 0 1850 0 16650 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 2378 48607 SH SOLE 0 4861 0 43747 VISA INC CL A CLASS A COMMON STOCK 92826C839 23482 111443 SH SOLE 0 40277 0 50472 VORNADO REALTY TRUST PFD 6.875% SER PREFERRED STOCK 929042869 5150 197607 SH SOLE 0 19761 0 177846 VORNADO RLTY LP 7.875%39 PINES DUE PREFERRED STOCK 929043602 314 12299 SH SOLE 0 1230 0 11069 WASTE MANAGEMENT INC DEL COMMON STOCK 94106L109 1718 38409 SH SOLE 0 3841 0 34568 WEATHERFORD INTL INC COM COMMON STOCK G48833100 54035 2370528 SH SOLE 0 778621 0 1210105 WELLS FARGO & CO 5.85% PFD PREFERRED STOCK 949746556 1393 53683 SH SOLE 0 5368 0 48315 WELLS FARGO & CO NEW COMMON STOCK 949746101 70939 1349671 SH SOLE 0 405271 0 755593 WELLS FARGO & CO NEW DEP SHS REPSTG PREFERRED STOCK 949746747 543 23655 SH SOLE 0 2366 0 21290 WELLS FARGO & CO NEW DEP1/1000PF CL PREFERRED STOCK 949746655 1478 61965 SH SOLE 0 6197 0 55769 WEYERHAEUSER CO COMMON STOCK 962166104 758 22905 SH SOLE 0 2291 0 20615 WEYERHAEUSER CO 6.375% SER A PFD PREFERRED STOCK 962166872 1046 18425 SH SOLE 0 1843 0 16583 WILLIAMS PARTNERS LP COMMON STOCK 96950F104 1672 30800 SH SOLE 0 3080 0 27720 WIND ENERGY AMERICA INC COMMON STOCK 973146103 0 30000 SH SOLE 0 3000 0 27000 XCEL ENERGY INC COMMON STOCK 98389B100 450 13950 SH SOLE 0 1395 0 12555 100000THS KINDER MOR COMMON EKE55U103 0 64634 SH SOLE 0 0 0 64634 AEGON N V PFD PERP 6. PREFERR 007924301 632 24725 SH SOLE 0 0 0 24725 AMERICAN INTL GROUP I COMMON 026874784 9972 182710 SH SOLE 0 951 0 181759 APPLE COMPUTER INC COMMON 037833100 9257 99617 SH SOLE 0 553 0 99064 ARCHER DANIELS MIDLAN COMMON 039483102 6614 149954 SH SOLE 0 788 0 149166 BIOGEN IDEC INC COM COMMON 09062X103 13177 41790 SH SOLE 0 221 0 41569 BOSTON BEER INC CL A COMMON 100557107 1656 7408 SH SOLE 0 42 0 7366 CELGENE CORP COM COMMON 151020104 10340 120403 SH SOLE 0 642 0 119761 CENTRIC FINANCIAL COR COMMON ZZ8T12097 0 17819 SH SOLE 0 0 0 17819 CHICAGO BRIDGE & IRON COMMON 167250109 4272 62646 SH SOLE 0 330 0 62316 CIT GROUP INC COM NEW COMMON 125581801 6436 140641 SH SOLE 0 743 0 139898 CME GROUP INC COM COMMON 12572Q105 6573 92642 SH SOLE 0 485 0 92157 COGNIZANT TECHNOLOGY COMMON 192446102 9636 197012 SH SOLE 0 1036 0 195976 COMMONWEALTH REIT COM COMMON 203233101 3244 123246 SH SOLE 0 661 0 122585 CVS CORP COM COMMON 126650100 9198 122042 SH SOLE 0 650 0 121392 DISCOVER FINL SVCS CO COMMON 254709108 15050 242823 SH SOLE 0 1273 0 241550 EATON CORP PLC SHS COMMON G29183103 11537 149476 SH SOLE 0 788 0 148688 EOG RES INC COM COMMON 26875P101 10914 93398 SH SOLE 0 496 0 92902 FACEBOOK INC CL A COMMON 30303M102 9108 135352 SH SOLE 0 709 0 134643 FANUC LTD JAPAN ADR COMMON 307305102 5649 196535 SH SOLE 0 1030 0 195505 FLOWSERVE CORP COM COMMON 34354P105 6805 91523 SH SOLE 0 485 0 91038 GENWORTH FINL INC COM COMMON 37247D106 3367 193479 SH SOLE 0 1029 0 192450 GOLDMAN SACHS GROUP I PREFERR 38145X111 265 10200 SH SOLE 0 0 0 10200 HERTZ GLOBAL HOLDINGS COMMON 42805T105 3489 124467 SH SOLE 0 657 0 123810 HESS CORP COM COMMON 42809H107 11409 115370 SH SOLE 0 613 0 114757 HOME DEPOT INC COM COMMON 437076102 6874 84909 SH SOLE 0 446 0 84463 KANSAS CITY SOUTHERN COMMON 485170302 8355 77712 SH SOLE 0 411 0 77301 KIMCO RLTY CORP DEP 1 PREFERR 49446R794 915 36975 SH SOLE 0 0 0 36975 KINDER MORGAN MANAGEM COMMON 49455U100 7040 89199 SH SOLE 0 712 0 88486 KKR FINL HLDGS LLC SR PREFERR 48248A504 538 19550 SH SOLE 0 0 0 19550 LYONDELLBASELL INDUST COMMON N53745100 14368 147133 SH SOLE 0 780 0 146353 MERCK & CO INC NEW CO COMMON 58933Y105 6797 117494 SH SOLE 0 625 0 116869 METLIFE INC PFD B 6.5 PREFERR 59156R603 205 8025 SH SOLE 0 0 0 8025 MICROCHIP TECHNOLOGY COMMON 595017104 11178 229014 SH SOLE 0 1213 0 227801 MICROSOFT COMMON 594918104 8679 208138 SH SOLE 0 1110 0 207028 MORGAN STANLEY COM NE COMMON 617446448 12660 391583 SH SOLE 0 2025 0 389558 NEXTERA ENERGY CAP HL PREFERR 65339K605 410 16950 SH SOLE 0 0 0 16950 NEXTERA ENERGY INC CO COMMON 65339F101 6984 68151 SH SOLE 0 365 0 67786 NXP SEMICONDUCTORS N COMMON N6596X109 7175 108413 SH SOLE 0 579 0 107834 ONEOK INC NEW COM COMMON 682680103 3530 51846 SH SOLE 0 282 0 51564 PFIZER INC COMMON 717081103 11483 386890 SH SOLE 0 2023 0 384867 PITNEY BOWES INC NT 4 PREFERR 724479506 488 18800 SH SOLE 0 0 0 18800 PLAINS GP HLDGS L P S COMMON 72651A108 3699 115615 SH SOLE 0 608 0 115007 PNC FINL SVCS GROUP I PREFERR 693475857 965 35133 SH SOLE 0 0 0 35133 PUBLIC STORAGE PFD SE PREFERR 74460D125 258 10050 SH SOLE 0 0 0 10050 PUBLIC STORAGE PFD SH PREFERR 74460D141 717 27533 SH SOLE 0 0 0 27533 QWEST CORP NT 52 PREFERR 74913G402 756 29175 SH SOLE 0 0 0 29175 QWEST CORP NT 7.375% PREFERR 74913G204 328 12408 SH SOLE 0 0 0 12408 RAYTHEON CO COM NEW COMMON 755111507 8344 90445 SH SOLE 0 485 0 89960 REINSURANCE GROUP AME PREFERR 759351703 1141 41583 SH SOLE 0 0 0 41583 SPDR SER TR SHT TRM H ETF - E 78468R408 239 7705 SH SOLE 0 0 0 7705 STRATASYS LTD SHS COMMON M85548101 7460 65650 SH SOLE 0 342 0 65308 TIMKEN CO COM COMMON 887389104 7460 109963 SH SOLE 0 584 0 109379 UNITED STATES CELLULA PREFERR 911684405 887 34783 SH SOLE 0 0 0 34783 US BANCORP DEL DEP SH PREFERR 902973817 219 7975 SH SOLE 0 0 0 7975 VISA INC COM CL A COMMON 92826C839 5052 23974 SH SOLE 0 125 0 23849 VORNADO RLTY TR PFD C PREFERR 929042869 578 22175 SH SOLE 0 0 0 22175 WEATHERFORD INTL PLC COMMON G48833100 10203 443621 SH SOLE 0 2364 0 441257 WELLS FARGO & CO NEW COMMON 949746101 11547 219701 SH SOLE 0 1150 0 218551 WELLS FARGO & CO NEW PREFERR 949746556 821 31658 SH SOLE 0 0 0 31658