-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tn6axC7f8CaG/g1+DbsTo8uMTPziIw+rK5pjn1YSrXiBaOy7bhjfas+9xDXqPa9f m1YJyzBmD8apgrLOW5ZY2w== 0001183336-02-000002.txt : 20021226 0001183336-02-000002.hdr.sgml : 20021225 20021226142347 ACCESSION NUMBER: 0001183336-02-000002 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021226 FILED AS OF DATE: 20021226 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: KENNY JOHN F JR CENTRAL INDEX KEY: 0001183336 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4/A BUSINESS ADDRESS: STREET 1: 745 ATLANTIC AVE CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 6175354932 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IRON MOUNTAIN INC/PA CENTRAL INDEX KEY: 0001020569 STANDARD INDUSTRIAL CLASSIFICATION: PUBLIC WAREHOUSING & STORAGE [4220] IRS NUMBER: 232588479 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13045 FILM NUMBER: 02869005 BUSINESS ADDRESS: STREET 1: 745 ATLANTIC AVENUE CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 6175354766 MAIL ADDRESS: STREET 1: 745 ATLANTIC AVENUE CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: PIERCE LEAHY CORP DATE OF NAME CHANGE: 19960807 4/A 1 edgar.htm 4/A Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

OMB APPROVAL

    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB Number: 3235-0287
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Filed By Romeo & Dye's Instant Form 4 Filer
www.section16.net



1. Name and Address of Reporting Person*

Kenny John Jr. F.

2. Issuer Name and Ticker or Trading Symbol
Iron Mountain Incorporated (IRM)

6. Relationship of Reporting Person(s)
to Issuer (Check all applicable)
X Director                                       10% Owner
X Officer (give title below)          Other (specify below)

Chief Financial Officer & Executive VP        

(Last)      (First)     (Middle)

5 Dwiggins Path
 

3. I.R.S. Identification Number
of Reporting Person,
if an entity (voluntary)

 

4. Statement for
Month/Day/Year
December 2001

(Street)

Hingham, MA 02043

5. If Amendment,
Date of Original
(Month/Day/Year)
January 9, 2002
7. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
    Form filed by More than One Reporting Person

(City)     (State)     (Zip)

Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3)

2. Trans-
action
Date
(Month/ Day/
Year)

2A. Deemed
Execution
Date,
if any
(Month/Day/
Year)

3. Trans-
action Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 & 5)

5. Amount of
Securities
Beneficially
Owned Follow-
ing Reported Transactions(s)
(Instr. 3 & 4)

6. Owner-
ship Form:
Direct (D)
or Indirect (I)
(Instr. 4)

7. Nature of Indirect
Beneficial Ownership
(Instr. 4)

Code

V

Amount

(A)
or
(D)

Price

Common Stock, par value, $.01 per share

12/20/01

 

G

 

200

D

 

38,442(10)

D

 

Common Stock, par value, $.01 per share

 

 

 

 

 

 

 

16,792

I

Held in name of wife

Common Stock, par value, $.01 per share

 

 

 

 

 

 

 

330

I

Held in name of minor son

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number

FORM 4 (continued)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security

(Instr. 3)

2. Conver-
sion or
Exercise
Price of Derivative Security

3. Trans-
action Date

(Month/
Day/
Year)

3A. Deemed
Execution
Date,
if any
(Month/
Day/
Year)

4. Trans-
action
Code

(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)

(Instr. 3, 4 & 5)

6. Date Exercisable
and Expiration
Date
(Month/Day/
Year)

7. Title and Amount of Underlying Securities
(Instr. 3 & 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of
Derivative
Securities
Beneficially
Owned
Following
Reported Transaction(s)
(Instr. 4)

10. Owner-
ship Form
of Deriv-
ative
Security:
Direct (D)
or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

(A)

(D)

Date Exer-cisable

Expira-
tion
Date

Title

Amount or Number of
Shares

Employee Stock Option (Right to buy)

$43.15

11/29/01

 

A

V

50,000

 

11/29/01(1)

11/28/11

Common Stock

50,000

 

 

D

 

Employee Stock Option (Right to buy)

$28.766667

 

 

 

 

 

 

11/29/01(2)

11/28/11

Common Stock

75,000(2)

 

 

D

 

Employee Stock Option (Right to buy)

$5.5906667

 

 

 

 

 

 

1/1/95(3)

1/1/05

Common Stock

26,548(3)

 

26,598

D

 

Employee Stock Option(Right to buy)

$7.1666667

 

 

 

 

 

 

2/6/96(4)

2/6/06

Common Stock

17,348(4)(11)

 

17,348

D

 

Employee Stock Option(Right to buy)

$6.8333333

 

 

 

 

 

 

4/8/96(5)

4/8/06

Common Stock

17,467(5)

 

17,467

D

 

Employee Stock Option(Right to buy)

$6.8333333

 

 

 

 

 

 

4/8/96(6)

4/8/06

Common Stock

19,283(6)(11)

 

19,283

D

 

Employee Stock Option(Right to buy)

$14.1111111

 

 

 

 

 

 

7/31/97(7)

7/31/07

Common Stock

237,402 (7)

 

189,921

D

 

Employee Stock Option(Right to buy)

$22.4166667

 

 

 

 

 

 

9/13/99(8)

9/13/09

Common Stock

13,379(8)(11)

 

0

D

 

Employee Stock Option(Right to buy)

$22.4166667

 

 

 

 

 

 

9/13/99(9)

9/13/09

Common Stock

26,769(9)

 

16,058

D

 

Explanation of Responses:

(1) This is the date of the option grant. The option grant will vest 20% annually on the anniversary of this date of option grant.
(2) This is the date of the option grant. This option will vest 20% annually and was previously reported (immediately above) covering 50,000 shares at an exercise price of $43.15 per share, but was adjusted to reflect a 3-for-2 stock split on December 31, 2001.
(3) This is the date of the option grant. This option is 100% vested. This option was previously reported as covering 17,699 shares at $8.386/share, but was adjusted to reflect a 3-for-2 stock split on December 31, 2001.
(4) This is the date of the option grant. This opti on is 100% vested. This option was previously reported as covering 11,565 shares at $10.75/share, but was adjusted to reflect a 3-for-2 stock split on December 31, 2001.
(5) This is the date of the option grant. This option is 100% vested. This option was previously reported as covering 11,645 shares at $10.25/share, but was adjusted to reflect a 3-for-2 stock split on December 31, 2001.
(6) This is the date of the option grant. This option is 100% vested. This option was previously reported as covering 12,855 shares at $10.25/share, but was adjusted to reflect a 3-for-2 stock split on December 31, 2001.
(7) This is the date of the option grant. This option will vest 20% annually on the anniversary date of the date of the option grant and was previously reported as covering 158,268 shares at $21.1666667/share, but was adjusted to reflect a 3-for-2 stock split on December 31, 2001.
(8) This is the date of the option grant. This option will vest 20% annually on the anniversary date of the date of the option grant and was previously reported as covering 8,919 shares at $33.625, but was adjusted to reflect a 3-for-2 stock split on December 31, 2001.
(9) This is the date of the option grant. This option will vest as follows: 16,058 shares are fully vested as of December 2001; 3,570 shares will vest on 9/13/02, 9/13/03 and 9/13/04. This option was previously reported as covering 17,846 shares at $33.625 , but was adjusted to reflect a 3-for-2 stock split on December 31, 2001.
(10) Effective December 31, 2001, the Common Stock of Iron Mountain Incorporated split 3-for-2, resulting in reporting person's acquisition of the following described shares of Commom Stock: 12,814 shares directly, 5,597 indirectly as a result of the ownership of shares, by the reporting person's wife, and 160 shares indirectly as a result of shares held in trust for the benefit of the reporting person's minor son.
(11) One share adjusted to reflect rounding from a 3-for-2 stock split on December 31, 2001.

  By: /s/ John F. Kenny, Jr.
             John F. Kenny, Jr.
**Signature of Reporting Person
December 23, 2002
Date

**Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed.
          If space is insufficient, See Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

 

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