-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H3Delx9r3dOl24DjrEo8sKCxmzgeiW4Fqlbdwu2ja0onRx4hspqxRlHIjCVt/M+q sGQsH6d2KnQ1xlrekVlcvg== 0000787491-99-000005.txt : 19990303 0000787491-99-000005.hdr.sgml : 19990303 ACCESSION NUMBER: 0000787491-99-000005 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981231 FILED AS OF DATE: 19990302 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STEIN ROE INSTITUTIONAL TRUST CENTRAL INDEX KEY: 0001020521 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: SEC FILE NUMBER: 811-07823 FILM NUMBER: 99555394 BUSINESS ADDRESS: STREET 1: ONE SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 8003382550 MAIL ADDRESS: STREET 1: ONE SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 NSAR-A 1 N-SAR (3.0) PAGE 1 000 A000000 12/31/98 000 C000000 0001020521 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0 000 J000000 U 001 A000000 STEIN ROE INSTITUTIONAL TRUST 001 B000000 811-07823 001 C000000 3123687752 002 A000000 ONE SOUTH WACKER DRIVE 002 B000000 CHICAGO 002 C000000 IL 002 D010000 60606 002 D020000 4685 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 1 007 C010100 1 007 C020100 STEIN ROE INSTITUTIONAL HIGH YIELD FUND 007 C030100 Y 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A00AA01 STEIN ROE & FARNHAM INC. 008 B00AA01 A 008 C00AA01 801-27653 008 D01AA01 CHICAGO 008 D02AA01 IL 008 D03AA01 60606 008 D04AA01 4685 010 A00AA01 STEIN ROE & FARNHAM INCORPORATED 010 B00AA01 801-27653 010 C01AA01 CHICAGO 010 C02AA01 IL 010 C03AA01 60606 010 C04AA01 4685 011 A00AA01 LIBERTY FUNDS DISTRIBUTOR INC. 011 B00AA01 8-44998 011 C01AA01 BOSTON PAGE 2 011 C02AA01 MA 011 C03AA01 02211 012 A00AA01 STEINROE SERVICES INC. 012 B00AA01 84-00406 012 C01AA01 CHICAGO 012 C02AA01 IL 012 C03AA01 60606 012 C04AA01 4685 012 A00AA02 LIBERTY FUNDS SERVICES, INC. 012 B00AA02 84-1329 012 C01AA02 BOSTON 012 C02AA02 MA 012 C03AA02 02111 013 A00AA01 ERNST & YOUNG LLP 013 B01AA01 CHICAGO 013 B02AA01 IL 013 B03AA01 60606 014 A00AA01 LIBERTY SECURITIES CORPORATION 014 B00AA01 8-30670 014 A00AA02 KEYPORT FINANCIAL SERVICES CORP. 014 B00AA02 8-24435 014 A00AA03 LIBERTY FUNDS DISTRIBUTOR, INC. 014 B00AA03 8-44998 015 A00AA01 STATE STREET BANK & TRUST COMPANY 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02105 015 E01AA01 X 015 A00AA02 CITIBANK, N.A. 015 B00AA02 S 015 C01AA02 BUENOS AIRES 015 D01AA02 ARGENTINA 015 D02AA02 1036 015 E01AA02 X 015 A00AA03 WESTPAC BANKING CORPORATION 015 B00AA03 S 015 C01AA03 SYDNEY 015 D01AA03 AUSTRALIA 015 D02AA03 2001 015 E04AA03 X 015 A00AA04 GIROCREDIT BANK AKTIENGESELLSCHAFT DER SPARKA 015 B00AA04 S 015 C01AA04 VIENNA 015 D01AA04 AUSTRIA 015 D02AA04 A-1011 015 E04AA04 X 015 A00AA05 GENERALE BANK 015 B00AA05 S 015 C01AA05 BRUSSELS 015 D01AA05 BELGIUM PAGE 3 015 E04AA05 X 015 A00AA06 CITIBANK, NA 015 B00AA06 S 015 C01AA06 SAO PAULO 015 D01AA06 BRAZIL 015 D02AA06 01311 015 E01AA06 X 015 A00AA07 CANADA TRUSTCO MORTGAGE COMPANY 015 B00AA07 S 015 C01AA07 TORONTO 015 D01AA07 CANADA 015 D02AA07 M5H2P6 015 E04AA07 X 015 A00AA08 HONGKONG AND SHANGHAI BKG CORP. LTD 015 B00AA08 S 015 C01AA08 SHANHAI/SHENZHEN 015 D01AA08 CHINA 015 E04AA08 X 015 A00AA09 CITITRUST COLOMBIA SA SOCIEDAD FIDUCIARIA 015 B00AA09 S 015 C01AA09 BOGOTA 015 D01AA09 COLOMBIA 015 E01AA09 X 015 A00AA10 CESKOSLOVENSKA OBCHODNI BANKA AS 015 B00AA10 S 015 C01AA10 PRAGUE 015 D01AA10 CZECH REPUBLIC 015 D02AA10 11520 015 E04AA10 X 015 A00AA11 DEN DANSKE BANK 015 B00AA11 S 015 C01AA11 COPENHAGEN 015 D01AA11 DENMARK 015 D02AA11 DK-1092 015 E04AA11 X 015 A00AA12 NATIONAL BANK OF EGYPT 015 B00AA12 S 015 C01AA12 CAIRO 015 D01AA12 EGYPT 015 E04AA12 X 015 A00AA13 MERITA BANK LTD 015 B00AA13 S 015 C01AA13 HELSINKI 015 D01AA13 FINLAND 015 E04AA13 X 015 A00AA14 BANQUE PRIBAS 015 B00AA14 S 015 C01AA14 PARIS 015 D01AA14 FRANCE 015 D02AA14 75078 015 E04AA14 X PAGE 4 015 A00AA15 DRESNER BANK AG 015 B00AA15 S 015 C01AA15 FRANKFURT 015 D01AA15 GERMANY 015 D02AA15 6000 015 E04AA15 X 015 A00AA16 BARCLAYS BANK OF GHANA LTD 015 B00AA16 S 015 C01AA16 ACCRA 015 D01AA16 GHANA 015 E04AA16 X 015 A00AA17 NATIONAL BANK OF GREECE SA 015 B00AA17 S 015 C01AA17 ATHENS 015 D01AA17 GREECE 015 D02AA17 105.64 015 E04AA17 X 015 A00AA18 STANDARD CHARTER BANK 015 B00AA18 S 015 C01AA18 HONG KONG 015 D01AA18 HONG KONG 015 E04AA18 X 015 A00AA19 CITIBANK BUDAPEST RT. 015 B00AA19 S 015 C01AA19 BUDAPEST 015 D01AA19 HUNGARY 015 E04AA19 X 015 A00AA20 HONGKONG AND SHANGHAI BKG CORP. LTD. 015 B00AA20 S 015 C01AA20 BOMBAY 015 D01AA20 INDIA 015 E04AA20 X 015 A00AA21 STANDARD CHARTER BANK 015 B00AA21 S 015 C01AA21 JAKARTA 015 D01AA21 INDONESIA 015 D02AA21 10350 015 E04AA21 X 015 A00AA22 BANK OF IRELAND 015 B00AA22 S 015 C01AA22 DUBLIN 015 D01AA22 IRELAND 015 D02AA22 1 015 E04AA22 X 015 A00AA23 BANK HAPOALIM BM 015 B00AA23 S 015 C01AA23 TELAVIV 015 D01AA23 ISRAEL 015 E04AA23 X 015 A00AA24 MORGAN GUARANTY TRUST COMPANY 015 B00AA24 S PAGE 5 015 C01AA24 MILAN 015 D01AA24 ITALY 015 D02AA24 20121 015 E01AA24 X 015 A00AA25 THE FUJI BANK, LIMITED 015 B00AA25 S 015 C01AA25 TOKYO 015 D01AA25 JAPAN 015 E04AA25 X 015 A00AA26 HONGKONG & SHANGHAI BANKING CORP., LTD. 015 B00AA26 S 015 C01AA26 SEOUL 015 D01AA26 KOREA 015 E04AA26 X 015 A00AA27 STANDARD CHARTER BANK MALAYSIA BERHAD 015 B00AA27 S 015 C01AA27 KUALA LUMPUR 015 D01AA27 MALAYSIA 015 D02AA27 50372 015 E04AA27 X 015 A00AA28 CITIBANK MEXICO SA 015 B00AA28 S 015 C01AA28 MEXICO CITY 015 D01AA28 MEXICO 015 E01AA28 X 015 A00AA29 MEESPEIRSON NV 015 B00AA29 S 015 C01AA29 AMSTERDAM 015 D01AA29 NETHERLANDS 015 D02AA29 1000AG 015 E04AA29 X 015 A00AA30 ANZ BANKING GROUP (NEW ZEALAND) LTD. 015 B00AA30 S 015 C01AA30 WELLINGTON 015 D01AA30 NEW ZEALAND 015 E04AA30 X 015 A00AA31 CHRISTIANIA BANK OG KREDITKASSE 015 B00AA31 S 015 C01AA31 OSLO 015 D01AA31 NORWAY 015 D02AA31 1 015 E04AA31 X 015 A00AA32 DEUTSCHE BANK AG 015 B00AA32 S 015 C01AA32 KARACHI 015 D01AA32 PAKISTAN 015 D02AA32 74000 015 E04AA32 X 015 A00AA33 CITIBANK NA 015 B00AA33 S 015 C01AA33 LIMA PAGE 6 015 D01AA33 PERU 015 E01AA33 X 015 A00AA34 STANDARD CHARTER BANK 015 B00AA34 S 015 C01AA34 MANILA 015 D01AA34 PHILIPPINES 015 E04AA34 X 015 A00AA35 CITIBANK POLAND SA 015 B00AA35 S 015 C01AA35 WARSAW 015 D01AA35 POLAND 015 E04AA35 X 015 A00AA36 BANCO COMERCIAL PORTUGUES 015 B00AA36 S 015 C01AA36 LISBON 015 D01AA36 PORTUGAL 015 D02AA36 1100 015 E04AA36 X 015 A00AA37 THE DEVELOPMENT BANK OF SINGAPORE LTD. 015 B00AA37 S 015 C01AA37 SINGAPORE 015 D01AA37 SINGAPORE 015 D02AA37 0106 015 E04AA37 X 015 A00AA38 STANDARD BANK OF SOUTH AFRICA LTD 015 B00AA38 S 015 C01AA38 JOHANNESBURG 015 D01AA38 SOUTH AFRICA 015 D02AA38 2001 015 E04AA38 X 015 A00AA39 BANCO SANTANDER SA 015 B00AA39 S 015 C01AA39 MADRID 015 D01AA39 SPAIN 015 D02AA39 28046 015 E04AA39 X 015 A00AA40 SKANDINAVISKA ENSKILDA BANKEN 015 B00AA40 S 015 C01AA40 SWEDEND 015 D01AA40 SWEDEN 015 D02AA40 S10640 015 E04AA40 X 015 A00AA41 UNION BANK OF SWITZERLAND 015 B00AA41 S 015 C01AA41 ZURICH 015 D01AA41 SWITZERLAND 015 D02AA41 CH-8001 015 E04AA41 X 015 A00AA42 CENTRAL TRUST OF CHINA 015 B00AA42 S 015 C01AA42 TAIPEI PAGE 7 015 D01AA42 TAIWAN 015 D02AA42 10006 015 E04AA42 X 015 A00AA43 STANDARD CHARTER BANK 015 B00AA43 S 015 C01AA43 BANGKOK 015 D01AA43 THAILAND 015 D02AA43 10501 015 E04AA43 X 015 A00AA44 CITIBANK NA 015 B00AA44 S 015 C01AA44 ISTANBUL 015 D01AA44 TURKEY 015 D02AA44 80200 015 E01AA44 X 015 A00AA45 STATE STREET BANK AND TRUST CO, LONDON 015 B00AA45 S 015 C01AA45 LONDON 015 D01AA45 UK 015 D02AA45 EC4N7BN 015 E04AA45 X 015 A00AA46 CREDIT SUISSE-ZURICH VIA CREDIT SUISSE MOSCOW 015 B00AA46 S 015 C01AA46 MOSCOW 015 D01AA46 RUSSIA 015 E04AA46 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 38 019 C00AA00 STEINROEMF 020 C000001 0 020 C000002 0 020 C000003 0 020 C000004 0 020 C000005 0 020 C000006 0 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 0 022 A000001 ASSOCIATES CORP. OF NORTH AMERICA 022 B000001 11-1494554 022 C000001 495142 022 D000001 0 022 A000002 GOLDMAN SACHS 022 B000002 13-5108880 022 C000002 75100 022 D000002 5713 022 A000003 SALOMON SMITH BARNEY 022 B000003 13-3082694 PAGE 8 022 C000003 15104 022 D000003 9651 022 A000004 BT SECURITIES CORP. 022 B000004 13-3311934 022 C000004 10545 022 D000004 4929 022 A000005 BEAR, STEARNS, & CO. 022 B000005 13-3299949 022 C000005 4831 022 D000005 8605 022 A000006 PRUDENTIAL SECURITIES 022 B000006 22-2347336 022 C000006 1000 022 D000006 10759 022 A000007 DONALDSON, LUFKIN, & JENTRETTE 022 B000007 13-2741729 022 C000007 10646 022 D000007 368 022 A000008 CHASE SECURITIES 022 B000008 13-2633612 022 C000008 7473 022 D000008 3511 022 A000009 MORGAN STANLEY 022 B000009 13-2655998 022 C000009 8172 022 D000009 2121 022 A000010 BARCLAYS DE ZOETE WEDD 022 B000010 13-2680091 022 C000010 4752 022 D000010 4480 023 C000000 666850 023 D000000 91229 024 00AA00 N 025 A00AA01 DELETE 025 D00AA01 0 025 D00AA02 0 025 D00AA03 0 025 D00AA04 0 025 D00AA05 0 025 D00AA06 0 025 D00AA07 0 025 D00AA08 0 026 A000000 N 026 B000000 Y 026 C000000 Y 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N PAGE 9 027 000000 Y 028 A01AA00 0 028 A02AA00 10 028 A03AA00 0 028 A04AA00 0 028 B01AA00 12 028 B02AA00 0 028 B03AA00 0 028 B04AA00 500 028 C01AA00 12 028 C02AA00 21 028 C03AA00 0 028 C04AA00 0 028 D01AA00 0 028 D02AA00 27 028 D03AA00 0 028 D04AA00 922 028 E01AA00 0 028 E02AA00 1 028 E03AA00 0 028 E04AA00 115 028 F01AA00 0 028 F02AA00 1 028 F03AA00 0 028 F04AA00 0 028 G01AA00 24 028 G02AA00 58 028 G03AA00 0 028 G04AA00 1537 028 H00AA00 0 029 00AA00 N 030 A00AA00 0 030 B00AA00 0.00 030 C00AA00 0.00 031 A00AA00 0 031 B00AA00 0 032 00AA00 0 033 00AA00 0 034 00AA00 N 035 00AA00 0 036 B00AA00 0 037 00AA00 N 038 00AA00 0 039 00AA00 N 040 00AA00 N 042 A00AA00 0 042 B00AA00 0 042 C00AA00 0 042 D00AA00 0 042 E00AA00 0 042 F00AA00 0 PAGE 10 042 G00AA00 0 042 H00AA00 0 043 00AA00 0 044 00AA00 0 045 00AA00 Y 046 00AA00 N 047 00AA00 Y 048 00AA00 0.000 048 A01AA00 500000 048 A02AA00 0.500 048 B01AA00 0 048 B02AA00 0.000 048 C01AA00 0 048 C02AA00 0.000 048 D01AA00 0 048 D02AA00 0.000 048 E01AA00 0 048 E02AA00 0.000 048 F01AA00 0 048 F02AA00 0.000 048 G01AA00 0 048 G02AA00 0.000 048 H01AA00 0 048 H02AA00 0.000 048 I01AA00 0 048 I02AA00 0.000 048 J01AA00 0 048 J02AA00 0.000 048 K01AA00 500000 048 K02AA00 0.475 049 00AA00 N 050 00AA00 N 051 00AA00 N 052 00AA00 N 053 A00AA00 Y 053 B00AA00 Y 053 C00AA00 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 N 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N PAGE 11 054 O00AA00 Y 055 A00AA00 Y 055 B00AA00 N 056 00AA00 Y 057 00AA00 N 058 A00AA00 N 059 00AA00 Y 060 A00AA00 Y 060 B00AA00 Y 061 00AA00 250000 062 A00AA00 Y 062 B00AA00 0.0 062 C00AA00 0.0 062 D00AA00 0.0 062 E00AA00 0.0 062 F00AA00 0.0 062 G00AA00 0.0 062 H00AA00 0.0 062 I00AA00 3.0 062 J00AA00 0.0 062 K00AA00 0.0 062 L00AA00 0.0 062 M00AA00 0.0 062 N00AA00 0.0 062 O00AA00 0.0 062 P00AA00 94.4 062 Q00AA00 0.0 062 R00AA00 0.8 063 A00AA00 0 063 B00AA00 8.4 064 A00AA00 N 064 B00AA00 N 066 A00AA00 N 067 00AA00 N 068 A00AA00 N 068 B00AA00 N 069 00AA00 N 070 A01AA00 Y 070 A02AA00 N 070 B01AA00 Y 070 B02AA00 N 070 C01AA00 Y 070 C02AA00 N 070 D01AA00 Y 070 D02AA00 N 070 E01AA00 Y 070 E02AA00 N 070 F01AA00 Y 070 F02AA00 N 070 G01AA00 Y 070 G02AA00 N PAGE 12 070 H01AA00 Y 070 H02AA00 N 070 I01AA00 N 070 I02AA00 N 070 J01AA00 Y 070 J02AA00 Y 070 K01AA00 Y 070 K02AA00 N 070 L01AA00 Y 070 L02AA00 Y 070 M01AA00 Y 070 M02AA00 N 070 N01AA00 Y 070 N02AA00 N 070 O01AA00 Y 070 O02AA00 N 070 P01AA00 N 070 P02AA00 N 070 Q01AA00 N 070 Q02AA00 N 070 R01AA00 Y 070 R02AA00 N 071 A00AA00 101891 071 B00AA00 89028 071 C00AA00 70253 071 D00AA00 127 072 A00AA00 6 072 B00AA00 38 072 C00AA00 0 072 D00AA00 0 072 E00AA00 4 072 F00AA00 0 072 G00AA00 1 072 H00AA00 0 072 I00AA00 0 072 J00AA00 0 072 K00AA00 0 072 L00AA00 0 072 M00AA00 0 072 N00AA00 0 072 O00AA00 0 072 P00AA00 0 072 Q00AA00 0 072 R00AA00 0 072 S00AA00 0 072 T00AA00 0 072 U00AA00 0 072 V00AA00 0 072 W00AA00 1 072 X00AA00 2 072 Y00AA00 0 PAGE 13 072 Z00AA00 41 072AA00AA00 0 072BB00AA00 0 072CC01AA00 0 072CC02AA00 0 072DD01AA00 20 072DD02AA00 0 072EE00AA00 0 073 A01AA00 0.0000 073 A02AA00 0.0000 073 B00AA00 0.0000 073 C00AA00 0.0000 074 A00AA00 2 074 B00AA00 0 074 C00AA00 0 074 D00AA00 0 074 E00AA00 0 074 F00AA00 0 074 G00AA00 0 074 H00AA00 0 074 I00AA00 0 074 J00AA00 0 074 K00AA00 0 074 L00AA00 0 074 M00AA00 1 074 N00AA00 3 074 O00AA00 0 074 P00AA00 0 074 Q00AA00 0 074 R01AA00 0 074 R02AA00 0 074 R03AA00 0 074 R04AA00 3 074 S00AA00 0 074 T00AA00 0 074 U01AA00 0 074 U02AA00 0 074 V01AA00 0.00 074 V02AA00 0.00 074 W00AA00 0.0000 074 X00AA00 0 074 Y00AA00 0 075 A00AA00 0 075 B00AA00 0 076 00AA00 0.00 077 A000000 N 078 000000 N 080 A00AA00 CHUBB/FEDERAL INSURANCE CO. 080 B00AA00 ICI MUTUAL INSURANCE COMPANY 080 C00AA00 35000 081 A00AA00 Y PAGE 14 081 B00AA00 30 082 A00AA00 N 082 B00AA00 0 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE TOM BUTCH TITLE PRESIDENT -----END PRIVACY-ENHANCED MESSAGE-----