0001457716-18-000020.txt : 20180207 0001457716-18-000020.hdr.sgml : 20180207 20180207124822 ACCESSION NUMBER: 0001457716-18-000020 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180207 DATE AS OF CHANGE: 20180207 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Rotate Black, Inc. CENTRAL INDEX KEY: 0001020477 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 753225181 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78292 FILM NUMBER: 18580224 BUSINESS ADDRESS: STREET 1: 932 SPRING STREET STREET 2: SUITE 201 CITY: PETOSKEY STATE: MI ZIP: 49770 BUSINESS PHONE: 231 347-0777 MAIL ADDRESS: STREET 1: 932 SPRING STREET STREET 2: SUITE 201 CITY: PETOSKEY STATE: MI ZIP: 49770 FORMER COMPANY: FORMER CONFORMED NAME: ROTATE BLACK INC DATE OF NAME CHANGE: 20061128 FORMER COMPANY: FORMER CONFORMED NAME: BEVSYSTEMS INTERNATIONAL INC DATE OF NAME CHANGE: 20020416 FORMER COMPANY: FORMER CONFORMED NAME: AQUA CLARA BOTTLING & DISTRIBUTION INC DATE OF NAME CHANGE: 19971219 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: VIRTU AMERICAS LLC CENTRAL INDEX KEY: 0001457716 IRS NUMBER: 264219373 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 6466826436 MAIL ADDRESS: STREET 1: 300 VESEY ST. CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: KCG AMERICAS LLC DATE OF NAME CHANGE: 20170721 FORMER COMPANY: FORMER CONFORMED NAME: VIRTU AMERICAS LLC DATE OF NAME CHANGE: 20170713 FORMER COMPANY: FORMER CONFORMED NAME: KCG AMERICAS LLC DATE OF NAME CHANGE: 20140103 SC 13G/A 1 kcg2015033113ga.htm SC 13G/A ROBK Document

 
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
____________________
Schedule 13G/A

Under the Securities Exchange Act of 1934
(Amendment 1)

____________________

 Rotate Black, Inc.
(Name of Issuer)
 
____________________

Common Stock
(Title of Class of Securities)
77866T305
(CUSIP Number)
December 29, 2017
(Date of Event Which Requires Filing of this Statement)

 ____________________

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
x Rule 13d-1(b)
¨ Rule 13d-1(c)
¨ Rule 13d-1(d)
 
*
 
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.


The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 










SCHEDULE 13G/A
 
CUSIP No.
77866T305
1.
 
Name of reporting person
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only)

Virtu Americas LLC 26-4219373
2.
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)   ¨         (b)   ¨
 
3.
 
SEC Use only
4.
 
Citizenship or place of organization
   
     Delaware
Number of shares beneficially owned by each reporting person with
 
5.
 
Sole voting power
734,663
 
6.
 
Shared voting power
 
    Not applicable
 
7.
 
Sole dispositive power
734,663
 
8.
 
Shared dispositive power
 
    Not applicable
9.
 
Aggregate amount beneficially owned by each reporting person
734,663
10.
 
Check box if the aggregate amount in Row (9) excludes certain shares* ¨
 
11.
 
Percent of class represented by amount in Row 9


 
 
6.27%
based on outstanding shares as reported on the OTCMarkets.com website as of November 3, 2017.
12.
 
Type of reporting person*
 
    BD



 
 
 
 
 
 
 
 
 
 
 
ITEM 1
(a).
 
Name of Issuer
 
 
 
 
 
 
 
 
 
 
 
 
 
Rotate Black, Inc.
 
 
 
 
 
 
 
 
 
 
ITEM 1
(b).
 
Address of Issuer’s Principal Executive Offices
 
 
 
 
 
 
 
 
 
 
 
 
 
201 East Mitchell Street, Petoskey, MI 49770
 
 
 
 
 
 
 
 
 
 
ITEM 2
(a).
 
Names of Persons Filing
 
 
 
 
 
 
 
 
 
 
 
 
 
Virtu Americas LLC
 
 
 
 
 
 
 
 
 
 
ITEM 2
(b).
 
Address of principal business office
 
 
 
 
 
 
 
 
 
 
 
 
 
300 Vesey Street, New York, NY 10282
 
 
 
 
 
 
 
 
 
 
ITEM 2
(c).
 
Citizenship
 
 
 
 
 
 
 
 
 
 
 
 
 
Delaware
 
 
 
 
 
 
 
 
 
 
ITEM 2
(d).
 
Title of Class of Securities
 
 
 
 
 
 
 
 
 
 
 
 
 
Common Stock
 
 
 
 
 
 
 
 
 
 
ITEM 2
(e).
 
CUSIP Number
 
 
 
 
 
 
 
 
 
 
 
 
 
77866T305
 
 
 
 
 
 
 
ITEM 3.
           If this statement is filed pursuant to Rules 13d-1(b), or 13(d)-2(b), check whether the person filing it is a:
 
 
 
 
 
 
 
 
(a)
 
x
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).




























 
 
 
 
 
 
 
 
ITEM 4.
Ownership
 
 
 
 
 
 
 
 
 
(a)
Amount beneficially owned
 
 
 
 
 
 
 
 
 
 
 
734,663
 
 
 
 
 
 
 
 
 
(b)
Percent of class
 
 
 
 
 
 
 
 
 
 
 
6.27 %
 
 
 
 
 
 
 
 
 
(c)
Number of shares as to which such person has:
 
 
 
 
 
 
 
 
 
 
 
 
(i)
sole power to vote or to direct the vote
 
 
 
 
 
 
 
 
 
 
 
 
 
734,663
 
 
 
 
 
 
 
 
 
 
 
 
(ii)
shared power to vote or to direct the vote
 
 
 
 
 
 
 
 
 
 
 
 
 
Not applicable
 
 
 
 
 
 
 
 
 
 
 
 
(iii)
sole power to dispose or to direct the disposition of
 
 
 
 
 
 
 
 
 
 
 
 
 
734,663
 
 
 
 
 
 
 
 
 
 
 
 
(iv)
shared power to dispose or to direct the disposition of
 
 
 
 
 
 
 
 
 
 
 
 
 
Not applicable
 
 
 
 
 
 
 
ITEM 5.
Ownership of Five Percent or Less of a Class
 
 
 
 
 
Not applicable
 
 
 
 
 
 
ITEM 6.
Ownership of More than Five Percent on Behalf of Another Person
 
 
 
 
 
 
 
 
Not applicable
 
 
 
 
 
 
ITEM 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
 
 
Not applicable.
 
 
 
 
ITEM 8.
Identification and Classification of Members of the Group
 
 
 
 
 
 
 
 
Not applicable.
 
 
 
 
 
 
 
 
ITEM 9.
Notice of Dissolution of Group
 
 
 
 
 
 
 
 
Not applicable.
 
 
 
 
 
 
 
 
ITEM 10.
Certification
 
 
 
 
 
 
 
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
 
 
 
 
 
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
 
 


Date: February 7, 2018
 
 
 
 
Virtu Americas LLC
 
 
By:
 
/s/ Christy Oeth
 
 
Christy Oeth
 
 
Chief Compliance Officer