0001019687-14-000469.txt : 20140212 0001019687-14-000469.hdr.sgml : 20140212 20140212122022 ACCESSION NUMBER: 0001019687-14-000469 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140212 DATE AS OF CHANGE: 20140212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROTATE BLACK INC CENTRAL INDEX KEY: 0001020477 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 753225181 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78292 FILM NUMBER: 14598321 BUSINESS ADDRESS: STREET 1: 932 SPRING STREET STREET 2: SUITE 201 CITY: PETOSKEY STATE: MI ZIP: 49770 BUSINESS PHONE: 231 347-0777 MAIL ADDRESS: STREET 1: 932 SPRING STREET STREET 2: SUITE 201 CITY: PETOSKEY STATE: MI ZIP: 49770 FORMER COMPANY: FORMER CONFORMED NAME: BEVSYSTEMS INTERNATIONAL INC DATE OF NAME CHANGE: 20020416 FORMER COMPANY: FORMER CONFORMED NAME: AQUA CLARA BOTTLING & DISTRIBUTION INC DATE OF NAME CHANGE: 19971219 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TREVINO ALEX JR CENTRAL INDEX KEY: 0001292192 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: C/O BEVERLY HOLLAND STREET 2: 820 GESSNER, SUITE 1340 CITY: HOUSTON STATE: TX ZIP: 77024 SC 13G/A 1 trevino_13ga.htm SCHEDULE 13G AMENDMENT


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. ___1____)*

 

Rotate Black, Inc.

(Name of Issuer)

 

Common Shares, $0.01 par value

(Title of Class of Securities)

 

77866T 10 7

(CUSIP Number)

 

Alex Trevino, Jr.

c/o Beverly Holland

820 Gessner, Suite 1340

Houston, TX 77024

(713) 465-8008, ext. 13

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

 

December 31, 2013

(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨  Rule 13d-1(b)

S  Rule 13d-1(c)
¨  Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
 

 

 
 
         
CUSIP No. 77866T 10 7   13G   Page 2 of 5 Pages
         

 

         
1.   NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Alex  Trevino, Jr.
   
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a)    ¨
(b)    ¨
   
3.   SEC USE ONLY
 
   
4.   CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States citizen
   

         
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH   5.   SOLE VOTING POWER
 
3,042,470
  6.   SHARED VOTING POWER
 
0
  7.   SOLE DISPOSITIVE POWER
 
3,042,470
  8.   SHARED DISPOSITIVE POWER
 
0

         
9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

3,042,470
   
10.   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions)    ¨
   
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

6.50485%
   
12.   TYPE OF REPORTING PERSON (see instructions)

IN
   
         

 
 

 
         
CUSIP No. 77866T 10 7   13G   Page 3 of 5 Pages
         

Item 1.

 

  (a) Name of Issuer
Rotate Black, Inc.
     
  (b) Address of Issuer’s Principal Executive Offices
932 Spring Street, Petoskey, Michigan  49770
     

Item 2.

 

  (a) Name of Person Filing
Alex Trevino, Jr.
     
  (b) Address of the Principal Office or, if none, residence
1100 Uptown Park Blvd., Unit 23, Houston, Texas  77056
     
  (c) Citizenship
United States citizen
     
  (d) Title of Class of Securities
Common Shares, $0.01 par value
     
  (e) CUSIP Number
77866T 10 7
     

Item 3.  If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

  (a) ¨ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
       
  (b) ¨ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
       
  (c) ¨ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
       
  (d) ¨ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
       
  (e) ¨ An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
       
  (f) ¨ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
       
  (g) ¨ A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
       
  (h) ¨ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
       
  (i) ¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
       
  (j) ¨ Group, in accordance with §240.13d-1(b)(1)(ii)(J).
       

Item 4.  Ownership.

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 
 

 

 
         
CUSIP No. 77866T 10 7   13G   Page 4 of 5 Pages
         

         
  (a)   Amount beneficially owned:  3,042,470
         
  (b)   Percent of class:  6.50485%
         
  (c)   Number of shares as to which the person has:  
         
      (i) Sole power to vote or to direct the vote  3,042,470.
         
      (ii) Shared power to vote or to direct the vote  0.
         
      (iii) Sole power to dispose or to direct the disposition of  3,042,470.
         
      (iv) Shared power to dispose or to direct the disposition of  0.
         

 

Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).

 

Item 5.  Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following     ¨.

 

Instruction. Dissolution of a group requires a response to this item.

 

Item 6.  Ownership of More than Five Percent on Behalf of Another Person.

 

 

Item 7.  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 

 

Item 8.  Identification and Classification of Members of the Group.

 

 

Item 9.  Notice of Dissolution of Group.

 

 

Item 10.  Certification.

       
  (a)   The following certification shall be included if the statement is filed pursuant to §240.13d-1(b):
         
      By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.  
         
  (b)   The following certification shall be included if the statement is filed pursuant to §240.13d-1(c):
         
      By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.  
         
 
 
 
         
CUSIP No. 77866T 10 7   13G   Page 5 of 5 Pages
         

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

 

   
 

02/11/2014

Date

 

   
 

/s/ Alex Trevino, Jr.

Signature

   
 

Alex Trevino, Jr.

Name/Title