-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IouQA8ucJLlblj6ZCnO1FJY+RhTQwlSJfQGHUGJmAIWO2LpstdESX/Jgi0W+nK65 P5c0XacjtcUV/mPNLpm77w== 0000941655-07-000040.txt : 20070814 0000941655-07-000040.hdr.sgml : 20070814 20070814161608 ACCESSION NUMBER: 0000941655-07-000040 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070814 DATE AS OF CHANGE: 20070814 EFFECTIVENESS DATE: 20070814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RHO CAPITAL PARTNERS INC CENTRAL INDEX KEY: 0001020455 IRS NUMBER: 133087622 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05883 FILM NUMBER: 071055401 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127516677 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: RHO MANAGEMENT CO INC DATE OF NAME CHANGE: 19960806 13F-HR 1 r_07-0630.txt SCHEDULE 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2007 Check here if Amendment [ ]; Amendment No.: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Rho Capital Partners, Inc. Address: 152 West 57th Street 23rd Floor New York, New York 10019 13F File Number: 28-5883 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter E. Kalkanis Title: Chief Financial Officer Phone: 212-751-6677 /s/ Peter E. Kalkanis New York, New York Dated: August 14, 2007. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 14 Form 13F Information Table Value Total: $109,242 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE Value Shares/ Sh/ Put/ Invstmt Other Voting Authority Name of Issuer Title of Class CUSIP (x$1000) PrnAmt Prn Call Discret Mngrs Sole Shared None ACTIVE POWER INC COM 00504W100 1,771 994,786 SH Sole 994,786 AMERICN CARSOURC HLDG COM 02505A103 113 70,805 SH Sole 70,805 CAPSTONE TURBINE CORP COM 14067D102 5,758 5,331,141 SH Sole 5,331,141 CYBERONICS INC COM 23251P102 20,157 1,198,373 SH Sole 1,198,373 GENVEC INC COM 37246C109 3,764 1,601,900 SH Sole 1,601,900 LEAR CORP COM 521865105 588 3,823 SH Sole 3,823 MIDDLEBROOK PHARMACY COM 00764L109 12,310 4,865,709 SH Sole 4,865,709 NETLOGIC MICROSYSTEM COM 64118B100 1,708 53,656 SH Sole 53,656 NITROMED INC COM 654798503 11,828 5,376,566 SH Sole 5,376,566 SENOMYX INC COM 81724Q107 2,810 208,155 SH Sole 208,155 TEMPLETON DRAGON FD COM 88018T101 9,740 370,190 SH Sole 370,190 TERCICA INC COM 88078L105 15,387 3,016,987 SH Sole 3,016,987 VANDA PHARMACEUTICL COM 921659108 11,354 560,396 SH Sole 560,396 VERENIUM CORP COM 255064107 11,954 2,357,762 SH Sole 2,357,762
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