-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GTu4/wFKHAeHCRiBV9jNX+RVHgAZl2UCUzphejJ8I4ojcdBydft/jL993+8II/NS 5IQ2tkIRfpHLimCMmHBXMA== 0000941655-06-000032.txt : 20061114 0000941655-06-000032.hdr.sgml : 20061114 20061114154309 ACCESSION NUMBER: 0000941655-06-000032 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061114 DATE AS OF CHANGE: 20061114 EFFECTIVENESS DATE: 20061114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RHO CAPITAL PARTNERS INC CENTRAL INDEX KEY: 0001020455 IRS NUMBER: 133087622 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05883 FILM NUMBER: 061214743 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127516677 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: RHO MANAGEMENT CO INC DATE OF NAME CHANGE: 19960806 13F-HR 1 r_06-0930.txt SCHEDULE 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 Check here if Amendment [ ]; Amendment No.: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Rho Capital Partners, Inc. Address: 152 West 57th Street 23rd Floor New York, New York 10019 13F File Number: 28-5883 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter E. Kalkanis Title: Chief Financial Officer Phone: 212-751-6677 /s/ Peter E. Kalkanis New York, New York Dated: November 14, 2006. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 13 Form 13F Information Table Value Total: $132,627 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE Value Shares/ Sh/ Put/ Invstmt Other Voting Authority Name of Issuer Title of Class CUSIP (x$1000) PrnAmt Prn Call Discret Mngrs Sole Shared None ACTIVE POWER INC COM 00504W100 2,896 1,158,269 SH Sole 1,158,269 ADVANCIS PHARMA COM 00764L109 23,103 3,850,476 SH Sole 3,850,476 CAPSTONE TURBINE COM 14067D102 5,147 3,676,341 SH Sole 3,676,341 CISCO SYS INC COM 17275R102 1,115 48,534 SH Sole 48,534 CYBERONICS INC COM 23251P102 17,108 975,953 SH Sole 975,953 DIVERSA CORP COM 255064107 13,310 1,659,612 SH Sole 1,659,612 GENVEC INC COM 37246C109 2,919 2,591,790 SH Sole 2,591,790 INPHONIC INC COM 45772G105 2,882 363,860 SH Sole 363,860 NETLOGIC MICROSYS COM 64118B100 1,285 50,656 SH Sole 50,656 NITROMED INC COM 654798503 18,612 5,871,253 SH Sole 5,871,253 SENOMYX INC COM 81724Q107 5,824 378,926 SH Sole 378,926 TERCICA INC COM 88078L105 16,081 3,016,987 SH Sole 3,016,987 VANDA PHARMACTCLS COM 921659108 22,345 2,402,692 SH Sole 2,402,692
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