-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CFF7PfP5sDGurgyAwhEL+OjJqoH/yNhMqrX+1vBg4E2YPuPjb/yX7PEFP9AUrNhK YRo/9MrOExY8cC/iBym4fw== 0000941655-05-000032.txt : 20051117 0000941655-05-000032.hdr.sgml : 20051117 20051114201001 ACCESSION NUMBER: 0000941655-05-000032 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050930 FILED AS OF DATE: 20051114 DATE AS OF CHANGE: 20051114 EFFECTIVENESS DATE: 20051115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RHO CAPITAL PARTNERS INC CENTRAL INDEX KEY: 0001020455 IRS NUMBER: 133087622 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05883 FILM NUMBER: 051204249 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127516677 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: RHO MANAGEMENT CO INC DATE OF NAME CHANGE: 19960806 13F-HR 1 r_05-0930.txt SCHEDULE 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2005 Check here if Amendment [ ]; Amendment No.: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Rho Capital Partners, Inc. Address: 152 West 57th Street 23rd Floor New York, New York 10019 13F File Number: 28-5883 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter E. Kalkanis Title: Chief Financial Officer Phone: 212-751-6677 /s/ Peter E. Kalkanis New York, New York Dated: November 14, 2005 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 68 Form 13F Information Table Value Total: $274,876 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE Value Shares/ Sh/ Put/ Invstmt Other Voting Authority Name of Issuer Title of Class CUSIP (x$1000) PrnAmt Prn Call Discret Mngrs Sole Shared None ABB LTD SPONS ADR 000375204 714 100,000 SH Sole 100,000 ACTIVE POWER INC COM 00504W100 4,784 1,158,269 SH Sole 1,158,269 ADVANCIS PHARMA COM 00764L109 1,151 816,380 SH Sole 816,380 AIRSPAN NTWORKS COM 00950H102 2,254 448,097 SH Sole 448,097 ALCAN INC COM 013716105 714 22,500 SH Sole 22,500 ALLSTATE CORP COM 020002101 612 11,075 SH Sole 11,075 AMERICAN INTL GRP COM 026874107 775 12,500 SH Sole 12,500 AMERISOURCEBERGEN COM 03073E105 454 5,875 SH Sole 5,875 ANADARKO PET CORP COM 032511107 439 9,600 SH Sole 9,600 AON CORP COM 037389103 641 19,975 SH Sole 19,975 ASHLAND INC COM 044209104 394 7,125 SH Sole 7,125 AUTOZONE INC COM 053332102 379 4,550 SH Sole 4,550 AVANT IMMUNOTHERPTCS COM 053491106 1,321 1,016,368 SH Sole 1,016,368 BALL CORP COM 058498106 735 20,000 SH Sole 20,000 BOEING CO COM 097023105 608 8,950 SH Sole 8,950 BRASCAN CORP CL A 10549P606 975 18,000 SH Sole 18,000 BRISTOL MYERS SQUIBB COM 110122108 335 13,925 SH Sole 13,925 CAPSTONE TURBINE COM 14067D102 15,452 4,352,812 SH Sole 4,352,812 CISCO SYS INC COM 17275R102 651 36,307 SH Sole 36,307 CIT GROUP INC COM 125581108 421 9,325 SH Sole 9,325 CITIGROUP INC COM 172967101 498 10,945 SH Sole 10,945 COMERICA INC COM 200340107 373 6,325 SH Sole 6,325 COMPUTER ASSOC INTL COM 204912109 653 23,475 SH Sole 23,475 CYBERONICS INC COM 23251P102 29,315 982,061 SH Sole 982,061 DEX MEDIA INC COM 25212E100 780 28,050 SH Sole 28,050 DIVERSA CORP COM 255064107 9,513 1,643,075 SH Sole 1,643,075 EOG RES INC COM 26875P101 1,124 15,000 SH Sole 15,000 FRST AMERCN CO CA COM 318522307 680 14,900 SH Sole 14,900 GENVEC INC COM 37246C109 5,313 2,591,790 SH Sole 2,591,790 HASBRO INC COM 418056107 530 26,975 SH Sole 26,975 HEWLETT PACKARD CO COM 428236103 639 21,875 SH Sole 21,875 INPHONIC INC COM 45772G105 2,602 189,265 SH Sole 189,265 IBM COM 459200101 746 9,300 SH Sole 9,300 IPC HOLDINGS LTD. ORD G4933P101 484 14,825 SH Sole 14,825 IVILLAGE INC COM 46588H105 12,198 1,680,182 SH Sole 1,680,182 JOHNSON CTLS INC COM 478366107 641 10,325 SH Sole 10,325 LEAR CORP COM 521865105 874 25,725 SH Sole 25,725 LINCOLN NATL CORP COM 534187109 780 15,000 SH Sole 15,000 MBIA INC COM 55262C100 727 12,000 SH Sole 12,000 MCKESSON CORP COM 58155Q103 618 13,025 SH Sole 13,025 METHANEX CORP COM 59151K108 669 45,000 SH Sole 45,000 METLIFE INC COM 59156R108 620 12,450 SH Sole 12,450 MICROSOFT CORP COM 594918104 401 15,575 SH Sole 15,575 MOBILE TELESYS SPONS ADR 607409109 2,406 59,140 SH Sole 59,140 MONEYGRAM INTL COM 60935Y109 330 15,200 SH Sole 15,200 MORGAN STANLEY COM 617446448 622 11,525 SH Sole 11,525 NETLOGIC MICROSYS COM 64118B100 1,094 50,656 SH Sole 50,656 NITROMED INC COM 654798503 98,448 5,469,333 SH Sole 5,469,333 OLD REP INTL COM 680223104 405 15,187 SH Sole 15,187 PIONEER NAT RES COM 723787107 879 16,000 SH Sole 16,000 RENAISSANCERE HLDNG COM G7496G103 340 7,775 SH Sole 7,775 RENT A CTR INC COM 76009N100 319 16,525 SH Sole 16,525 ROSTELECOM OPEN SPONS ADR 778529107 1,599 106,723 SH Sole 106,723 SARA LEE CORP COM 803111103 557 29,375 SH Sole 29,375 SEMPRA ENERGY COM 816851109 824 17,500 SH Sole 17,500 SENOMYX INC COM 81724Q107 21,907 1,286,388 SH Sole 1,286,388 SEROLOGICALS CORP COM 817523103 488 21,645 SH Sole 21,645 SPRINT CORP COM 852061100 713 30,000 SH Sole 30,000 TERCICA INC COM 88078L105 33,874 3,002,998 SH Sole 3,002,998 TJX COS INC COM 872540109 499 24,375 SH Sole 24,375 TORCHMARK CORP COM 891027104 565 10,700 SH Sole 10,700 UNION PAC CORP COM 907818108 642 8,950 SH Sole 8,950 VINTAGE PET INC COM 927460105 1,142 25,000 SH Sole 25,000 WASHINGTON MUTUAL COM 939322103 224 5,700 SH Sole 5,700 WEYERHAEUSER CO COM 962166104 722 10,500 SH Sole 10,500 WHIRLPOOL CORP COM 963320106 750 9,900 SH Sole 9,900 WISCONSIN ENERGY COM 976657106 431 10,800 SH Sole 10,800 XL CAP LTD CL A G98255105 512 7,525 SH Sole 7,525
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