-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FQ0xkOgnNYZL7kjsctneXlF8caRwsWBJvtBws83YTFIoSkVIwlePW/651v2XImof 4a18pgelktB/6v0ARuKeZA== 0000941655-05-000024.txt : 20050815 0000941655-05-000024.hdr.sgml : 20050815 20050815171932 ACCESSION NUMBER: 0000941655-05-000024 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050630 FILED AS OF DATE: 20050815 DATE AS OF CHANGE: 20050815 EFFECTIVENESS DATE: 20050815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RHO CAPITAL PARTNERS INC CENTRAL INDEX KEY: 0001020455 IRS NUMBER: 133087622 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05883 FILM NUMBER: 051028015 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127516677 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: RHO MANAGEMENT CO INC DATE OF NAME CHANGE: 19960806 13F-HR 1 r_05-0630.txt SCHEDULE 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2005 Check here if Amendment [ ]; Amendment No.: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Rho Capital Partners, Inc. Address: 152 West 57th Street 23rd Floor New York, New York 10019 13F File Number: 28-5883 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter E. Kalkanis Title: Chief Financial Officer Phone: 212-751-6677 /s/ Peter E. Kalkanis New York, New York Dated: August 15, 2005 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 67 Form 13F Information Table Value Total: $303,360 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE Value Shares/ Sh/ Put/ Invstmt Other Voting Authority Name of Issuer Title of Class CUSIP (x$1000) PrnAmt Prn Call Discret Mngrs Sole Shared None ABB LTD SPONS ADR 000375204 647 100,000 SH Sole 100,000 ACTIVE POWER INC COM 00504W100 3,764 1,158,269 SH Sole 1,158,269 ADVANCIS PHARMA COM 00764L109 1,402 815,318 SH Sole 815,318 AGERE SYS INC COM 00845V308 133 11,085 SH Sole 11,085 AIRSPAN NTWORKS. COM 00950H102 2,526 455,097 SH Sole 455,097 ALCAN INC COM 013716105 675 22,500 SH Sole 22,500 ALLSTATE CORP COM 020002101 466 7,800 SH Sole 7,800 AMERICAN INTL GRP COM 026874107 726 12,500 SH Sole 12,500 AMERISOURCEBERGEN COM 03073E105 244 3,525 SH Sole 3,525 ANADARKO PETRO COM 032511107 789 9,600 SH Sole 9,600 AON CORP COM 037389103 229 9,150 SH Sole 9,150 ASHLAND INC COM 044204105 422 7,125 SH Sole 7,125 AVANT IMMUNOTHERPTCS COM 053491106 1,189 1,016,368 SH Sole 1,016,368 BOEING CO COM 097023105 652 9,875 SH Sole 9,875 BRIGGS & STRATTON COM 109043109 717 20,700 SH Sole 20,700 BRISTOL MYERS SQUIBB COM 110122108 348 13,925 SH Sole 13,925 CAPSTONE TURBINE COM 14067D102 5,590 4,401,283 SH Sole 4,401,283 CIGNA CORP COM 125509109 337 3,150 SH Sole 3,150 CISCO SYS INC COM 17275R102 426 22,334 SH Sole 22,334 CIT GROUP INC COM 125581108 626 14,575 SH Sole 14,575 CITIGROUP INC COM 172967101 532 11,500 SH Sole 11,500 COMPUTER ASSOCIATS COM 204912109 645 23,475 SH Sole 23,475 CYBERONICS INC COM 23251P102 51,466 1,186,136 SH Sole 1,186,136 DEX MEDIA INC COM 25212E100 685 28,050 SH Sole 28,050 DIVERSA CORP COM 255064107 8,560 1,643,075 SH Sole 1,643,075 EOG RES INC COM 26875P101 852 15,000 SH Sole 15,000 GENVEC INC COM 37246C109 4,769 2,591,790 SH Sole 2,591,790 GENZYME CORP COM 372917104 774 12,882 SH Sole 12,882 HASBRO INC COM 418056107 561 26,975 SH Sole 26,975 HEALTH NET INC COM 42222G108 1,030 27,000 SH Sole 27,000 HEWLETT PACKARD CO COM 428236103 605 25,750 SH Sole 25,750 HUMAN GNOME SCIENC COM 444903108 4,409 378,189 SH Sole 378,189 IPC HLDGS LTD ORD G4933P101 587 14,825 SH Sole 14,825 IVILLAGE INC COM 46588H105 10,110 1,690,700 SH Sole 1,690,700 LEAR CORP COM 521865105 936 25,725 SH Sole 25,725 LINCOLN NATL CORP COM 534217104 704 15,000 SH Sole 15,000 LOEWS CORP COM 540424108 510 6,575 SH Sole 6,575 LUCENT TECHNOLOGI COM 549463107 1,172 402,614 SH Sole 402,614 MEMORY PHARMA COM 58606R403 592 319,775 SH Sole 319,775 METHANEX CORP COM 59151K108 741 45,000 SH Sole 45,000 METLIFE INC COM 59156R108 915 20,350 SH Sole 20,350 MOBILE TELESYS SPONS ADR 607409109 2,001 59,470 SH Sole 59,470 MONEYGRAM INTL COM 60935Y109 291 15,200 SH Sole 15,200 MORGAN STANLEY COM 617446448 399 7,600 SH Sole 7,600 NETLOGIC MICROSYS COM 64118B100 731 41,225 SH Sole 41,225 NEWS CORP CL A 65248E104 680 42,000 SH Sole 42,000 NITROMED INC COM 654798503 106,379 5,469,333 SH Sole 5,469,333 OLD REP INTL COM 680223104 384 15,187 SH Sole 15,187 RENAISSANCERE HLDNG COM G7496G103 383 7,775 SH Sole 7,775 RENT A CTR INC COM 76009N100 372 15,975 SH Sole 15,975 ROSTELECOM OPEN SPONS ADR 778529107 1,286 106,723 SH Sole 106,723 SARA LEE CORP COM 803111103 582 29,375 SH Sole 29,375 SEMPRA ENERGY COM 816851109 723 17,500 SH Sole 17,500 SENOMYX INC COM 81724Q107 29,438 1,783,039 SH Sole 1,783,039 SEROLOGICALS CORP COM 817523103 460 21,645 SH Sole 21,645 SPRINT CORP COM 852061100 753 30,000 SH Sole 30,000 TERCICA INC COM 88078L105 26,096 3,002,998 SH Sole 3,002,998 TJX COS INC COM 872540109 594 24,375 SH Sole 24,375 TORCHMARK CORP COM 891027104 559 10,700 SH Sole 10,700 UNION PAC CORP COM 907818108 580 8,950 SH Sole 8,950 VICURON PHARMA COM 926471103 13,711 491,433 SH Sole 491,433 VINTAGE PET INC COM 927460105 762 25,000 SH Sole 25,000 WASHINGTON MUTUAL COM 939322103 232 5,700 SH Sole 5,700 WEYERHAEUSER CO COM 962166104 668 10,500 SH Sole 10,500 WHIRLPOOL CORP COM 963320106 854 12,175 SH Sole 12,175 WISCONSIN ENERGY COM 976657106 822 21,075 SH Sole 21,075 XL CAP LTD CL A G98255105 560 7,525 SH Sole 7,525
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