-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Us/d/aBPIYfCgXWK7/GA1aj5gFGxFEKUNdHLh/WchGcwgsAjrIByeJNKbIXTdcn2 SWNOpYiH/dbhKOl2M+fKUg== 0000941655-04-000026.txt : 20040816 0000941655-04-000026.hdr.sgml : 20040816 20040816111633 ACCESSION NUMBER: 0000941655-04-000026 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040816 EFFECTIVENESS DATE: 20040816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RHO CAPITAL PARTNERS INC CENTRAL INDEX KEY: 0001020455 IRS NUMBER: 133087622 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05883 FILM NUMBER: 04976869 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127516677 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: RHO MANAGEMENT CO INC DATE OF NAME CHANGE: 19960806 13F-HR 1 r_04-0630.txt 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2004 Check here if Amendment [ ]; Amendment No.: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Rho Capital Partners, Inc. Address: 152 West 57th Street 23rd Floor New York, New York 10019 13F File Number: 28-5883 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter E. Kalkanis Title: Chief Financial Officer Phone: 212-751-6677 /s/ Peter E. Kalkanis New York, New York Dated: August 16, 2004 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 73 Form 13F Information Table Value Total: $212,560 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE Value Shares/ Sh/ Put/ Invstmt Other Voting Authority Name of Issuer Title of Class CUSIP (x$1000) PrnAmt Prn Call Discret Mngrs Sole Shared None ACTIVE POWER INC COM 00504W100 3,720 1,166,269 SH Sole 1,166,269 ADVANCIS PHRMCTCL CORP COM 00764L109 3,160 469,489 SH Sole 469,489 AGERE SYS INC CL B 00845V209 229 106,516 SH Sole 106,516 AIRSPAN NETWORKS INC COM 00950H102 6,640 1,187,855 SH Sole 1,187,855 ALLSTATE CORP COM 020002101 363 7,800 SH Sole 7,800 ALLTEL CORP COM 020039103 613 12,100 SH Sole 12,100 AON CORP COM 037389103 443 15,575 SH Sole 15,575 ASHLAND INC COM 044204105 376 7,125 SH Sole 7,125 AVANT IMMUNOTHER COM 053491106 2,404 903,708 SH Sole 903,708 BANK OF AMERICA CORP COM 060505104 536 6,340 SH Sole 6,340 BANKNORTH GROUP INC COM 06646R107 312 9,600 SH Sole 9,600 BEAR STERNS COS INC COM 073902108 320 3,800 SH Sole 3,800 BELO CORP COM SER A 080555105 282 10,500 SH Sole 10,500 BOEING CO COM 097023105 598 11,700 SH Sole 11,700 BP PLC SPONS ADR 055622104 534 9,975 SH Sole 9,975 BRSTL MYRS SQUIBB CO COM 110122108 341 13,925 SH Sole 13,925 BRKLNE BANCRP INC DEL COM 11373M107 158 10,800 SH Sole 10,800 CAPSTONE TURBINE CORP COM 14067D102 4,375 2,025,467 SH Sole 2,025,467 CIGNA CORP COM 125509109 217 3,150 SH Sole 3,150 CISCO SYS INC COM 17275R102 372 15,707 SH Sole 15,707 CIT GROUP INC COM 125581108 558 14,575 SH Sole 14,575 CITIGROUP INC COM 172967101 535 11,500 SH Sole 11,500 CNF INC COM 12612W104 512 12,325 SH Sole 12,325 COMMERCE ONE INC DEL COM 200693208 95 99,727 SH Sole 99,727 COMPUTER ASS INTL INC COM 204912109 1,213 43,225 SH Sole 43,225 COUNTRWDE FNCL CORP COM 222372104 435 6,199 SH Sole 6,199 CYBERONICS INC COM 23251P102 37,961 1,137,919 SH Sole 1,137,919 CYTEC IND INC COM 232820100 357 7,850 SH Sole 7,850 DIVERSA CORP COM 255064107 16,605 1,639,153 SH Sole 1,639,153 EASTMAN KODAK CO COM 277461109 324 12,000 SH Sole 12,000 GANNETT INC COM 364730101 475 5,600 SH Sole 5,600 GENAERA CORP COM 36867G100 599 142,601 SH Sole 142,601 GENVEC INC COM 37246C109 7,957 2,591,790 SH Sole 2,591,790 GENZYME CORPORATION COM 372917104 610 12,880 SH Sole 12,880 HARRAHS ENTMT INC COM 413619107 330 6,100 SH Sole 6,100 HASBRO INC COM 418056107 513 26,975 SH Sole 26,975 HCA INC. COM 404119109 508 12,225 SH Sole 12,225 HEALTH NET INC COM 42222G108 321 12,100 SH Sole 12,100 HEWLETT PACKARD CO COM 428236103 666 31,550 SH Sole 31,550 HUMN GENOME SCCES INC COM 444903108 3,570 374,994 SH Sole 374,994 IVILLAGE INC COM 46588H105 15,879 2,500,581 SH Sole 2,500,581 KNIGHT RIDDER INC COM 499040103 396 5,500 SH Sole 5,500 LEAR CORP COM 521865105 711 12,050 SH Sole 12,050 LEE ENTERPRISES INC COM 523768109 374 7,800 SH Sole 7,800 LOEWS CORP COM 540424108 546 9,100 SH Sole 9,100 LUCENT TECHNLOGIES COM 549463107 1,522 402,614 SH Sole 402,614 MEDIA GEN INC CL A 584404107 250 3,900 SH Sole 3,900 MEMORY PHARMTCLS CORP COM 58606R403 2,779 305,413 SH Sole 305,413 MGM MIRAGE COM 552953101 268 5,700 SH Sole 5,700 MILLENNIUM PHARMACTLS COM 599902103 1,103 79,938 SH Sole 79,938 MOBILE TELESYSTMS SPONS ADR 607409109 1,880 15,410 SH Sole 15,410 MRO SOFTWARE INC COM 55347W105 996 73,176 SH Sole 73,176 NEW YORK TIMES CO CL A 650111107 420 9,400 SH Sole 9,400 NITROMED INC COM 654798503 33,144 5,469,333 SH Sole 5,469,333 OLD REP INTL CORP COM 680223104 360 15,187 SH Sole 15,187 PEOPLESOFT INC COM 712713106 327 17,700 SH Sole 17,700 QUOVADX INC COM 74913K106 113 101,106 SH Sole 101,106 RADISYS CORP COM 750459109 1,104 59,464 SH Sole 59,464 RAYMND JMES FNCL INC COM 754730109 233 8,800 SH Sole 8,800 REDBACK NETWORKS INC COM NEW 757209507 164 25,530 SH Sole 25,530 ROSTELECOM LNG DIS SPONS ADR 778529107 1,379 106,723 SH Sole 106,723 SARA LEE CORP COM 803111103 544 23,650 SH Sole 23,650 SENOMYX INC COM 81724Q107 16,806 2,688,973 SH Sole 2,688,973 SUPERIOR INDS INTL INC COM 868168105 291 8,700 SH Sole 8,700 TERCICA INC COM 88078L105 21,896 2,666,998 SH Sole 2,666,998 MCCLATCHY CO CL A 579489105 358 5,100 SH Sole 5,100 TORCHMARK CORP COM 891027104 364 6,775 SH Sole 6,775 UNION PAC CORP COM 907818108 532 8,950 SH Sole 8,950 VIAD CORP COM 92552R109 480 18,725 SH Sole 18,725 VICURON PHARMCTLS INC COM 926471103 5,930 472,139 SH Sole 472,139 WASHINGTON MUT INC COM 939322103 220 5,700 SH Sole 5,700 WHIRLPOOL CORP COM 963320106 365 5,325 SH Sole 5,325 WISCONSIN ENERGY CORP COM 976657106 687 21,075 SH Sole 21,075
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