13F-HR 1 r_03-0930.txt 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2003 Check here if Amendment [ ]; Amendment No.: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Rho Capital Partners, Inc. Address: 152 West 57th Street 23rd Floor New York, New York 10019 13F File Number: 28-5883 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter E. Kalkanis Title: Chief Financial Officer Phone: 212-751-6677 /s/ Peter E. Kalkanis New York, New York Dated: November 13, 2003 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 40 Form 13F Information Table Value Total: $100,996 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE Value Shares/ Sh/ Put/ Invstmt Other Voting Authority Name of Issuer Title of Class CUSIP (x$1000) PrnAmt Prn Call Discret Mngrs Sole Shared None ACTIVE POWER INC COM 00504W100 2,334 833,669 SH Sole 833,669 AGERE SYS INC CL B 00845V209 308 106,516 SH Sole 106,516 AIRSPAN NETWORKS INC COM 00950H102 3,474 1,510,253 SH Sole 1,510,253 AON CORP COM 037389103 202 9,675 SH Sole 9,675 ASHLAND INC COM 044204105 234 7,125 SH Sole 7,125 AVANT IMMUNOTHER COM 053491106 2,178 903,708 SH Sole 903,708 BEMA GOLD CORP COM 08135F107 117 46,000 SH Sole 46,000 BOEING CO COM 097023105 280 8,150 SH Sole 8,150 CAPSTONE TURBINE CORP COM 14067D102 3,828 2,025,467 SH Sole 2,025,467 CARDIAC SCIENCE INC COM 141410209 87 21,000 SH Sole 21,000 CASL MALE RTL GRP INC COM 148711104 120 16,200 SH Sole 16,200 CISCO SYS INC COM 17275R102 308 15,707 SH Sole 15,707 CIT GROUP INC COM 125581108 263 9,150 SH Sole 9,150 CNF INC COM 12612W104 276 8,600 SH Sole 8,600 COMMERCE ONE INC DEL COM 200693208 249 99,727 SH Sole 99,727 CYBERONICS INC COM 23251P102 35,061 1,136,489 SH Sole 1,136,489 DENDREON CORP COM 24823Q107 1,945 219,816 SH Sole 219,816 DISCOVERY LAB INC COM 254668106 95 13,150 SH Sole 13,150 DIVERSA CORP COM 255064107 12,703 1,639,153 SH Sole 1,639,153 DYAX CORP COM 26746E103 1,748 284,616 SH Sole 284,616 GENAERA CORP COM 36867G100 1,239 261,890 SH Sole 261,890 GENVEC INC COM 37246C109 9,382 2,591,790 SH Sole 2,591,790 GENZYME CORPORATION COM 372917104 538 11,613 SH Sole 11,613 HANDSPRING INC COM 410293104 65 57,750 SH Sole 57,750 INFINITY INC COM 45663L403 55 12,500 SH Sole 12,500 IVILLAGE INC COM 46588H105 3,710 1,672,319 SH Sole 1,672,319 LUCENT TECHNLOGIES COM 549463107 870 402,614 SH Sole 402,614 MILLENNIUM PHARMACTLS COM 599902103 1,235 79,938 SH Sole 79,938 MISSION RESOURCES CORP COM 605109107 1,286 537,878 SH Sole 537,878 MRO SOFTWARE INC COM 55347W105 248 18,153 SH Sole 18,153 ONESOURCE INFO SVCS COM 68272J106 3,154 368,065 SH Sole 368,065 QUOVADX INC COM 74913K106 238 62,686 SH Sole 62,686 SERVICEMASTER CO COM 81760N109 121 11,750 SH Sole 11,750 SHIRE PHARMACTCLS SPONS ADR 82481R106 1,105 50,000 SH Sole 50,000 SILICON LABORATORIES COM 826919102 3,674 81,729 SH Sole 81,729 TELLABS INC COM 879664100 116 17,075 SH Sole 17,075 TENET HEALTHCARE CORP COM 88033G100 188 12,950 SH Sole 12,950 VICURON PHARMCTLS INC COM 926471103 7,448 421,055 SH Sole 421,055 WASHINGTON MUT INC COM 939322103 273 4,025 SH Sole 4,025 WHIRLPOOL CORP COM 963320106 242 3,575 SH Sole 3,575