13F-HR 1 r02-0930.txt SCHEDULE 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 Check here if Amendment [ ]; Amendment No.: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Rho Capital Partners, Inc. Address: 152 West 57th Street 23rd Floor New York, New York 10019 13F File Number: 28-5883 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter E. Kalkanis Title: Chief Financial Officer Phone: 212-751-6677 /s/ Peter E. Kalkanis New York, New York Dated: November 13, 2002 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 29 Form 13F Information Table Value Total: $60,097 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE Value Shares/ Sh/ Put/ Invstmt Other Voting Authority Name of Issuer Title of Class CUSIP (x$1000) PrnAmt Prn Call Discret Mngrs Sole Shared None 3-D PHARMACEUTICALS COM 88554W104 7,617 2,564,579 SH Sole 2,564,579 ACTIVE POWER INC COM 00504W100 1,117 833,669 SH Sole 833,669 AGERE SYS INC CL B 00845V209 105 106,516 SH Sole 106,516 AIRSPAN NETWORKS INC COM 00950H102 665 1,510,253 SH Sole 1,510,253 AVANT IMMUNOTHER COM 053491106 990 899,954 SH Sole 899,954 BIOTRANSPLANT INC COM 09066Y107 1,463 840,595 SH Sole 840,595 CAPSTONE TURBINE CORP COM 14067D102 1,191 2,019,453 SH Sole 2,019,453 CHIQUITA BRNDS INT INC COM 170032809 350 22,662 SH Sole 22,662 CISCO SYS INC COM 17275R102 106 10,107 SH Sole 10,107 COEURDALENE MNS CO IDA COM 192108108 63 40,000 SH Sole 40,000 COMMERCE ONE INC DEL COM 200693109 296 99,727 SH Sole 99,727 CYBERONICS INC COM 23251P102 18,273 1,061,739 SH Sole 1,061,739 DIACRIN INC COM 25243N103 1,729 1,694,867 SH Sole 1,694,867 DIVERSA CORP COM 255064107 13,982 1,639,154 SH Sole 1,639,154 DYAX CORP COM 26746E103 524 284,616 SH Sole 284,616 FIDELITY NTL INFORMTN COM 31620P109 513 33,542 SH Sole 33,542 GENAERA CORP COM 36867G100 170 261,890 SH Sole 261,890 GENZYME-BIOSURGERY COM 372917708 48 25,801 SH Sole 25,801 GENZYME-MOLECULAR COM 372917500 113 115,265 SH Sole 115,265 IVILLAGE INC COM 46588H105 970 1,672,319 SH Sole 1,672,319 LUCENT TECHNLOGIES COM 549463107 306 402,614 SH Sole 402,614 MILLENNIUM PHARMACTLS COM 599902103 162 17,388 SH Sole 17,388 MISSION RESOURCES CORP COM 605109107 1,254 1,334,409 SH Sole 1,334,409 MUSICMAKER COM INC COM 62757C207 216 166,315 SH Sole 166,315 ONESOURCE INFO SVCS COM 68272J106 2,315 368,065 SH Sole 368,065 QUOVADX INC COM 74913K106 88 62,686 SH Sole 62,686 SILICON LABORATORIES COM 826919102 1,834 100,076 SH Sole 100,076 VERSICOR INC COM 925314106 3,572 419,230 SH Sole 419,230 VIROPHARMA INC COM 928241108 65 64,804 SH Sole 64,804