-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B8Ab82QZN0h6GcxRR1GCGoO06A8c5LkdaGOaUvhgBOPldAhpkcoZ7O9tc0+Ha8L1 o5QhH8x2otB/y9+e9scJFQ== 0000941655-02-000025.txt : 20020815 0000941655-02-000025.hdr.sgml : 20020815 20020814195152 ACCESSION NUMBER: 0000941655-02-000025 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RHO CAPITAL PARTNERS INC CENTRAL INDEX KEY: 0001020455 IRS NUMBER: 133087622 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05883 FILM NUMBER: 02738740 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127516677 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: RHO MANAGEMENT CO INC DATE OF NAME CHANGE: 19960806 13F-HR 1 r02-0630.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2002 Check here if Amendment [ ]; Amendment No.: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Rho Capital Partners, Inc. Address: 152 West 57th Street 23rd Floor New York, New York 10019 13F File Number: 28-5883 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter E. Kalkanis Title: Chief Financial Officer Phone: 212-751-6677 /s/ Peter E. Kalkanis New York, New York Dated: August 15, 2002 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 28 Form 13F Information Table Value Total: $75,879 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE Value Shares/ Sh/ Put/ Invstmt Other Voting Authority Name of Issuer Title of Class CUSIP (x$1000) PrnAmt Prn Call Discretn Managers Sole Shared None 3-D PHARMACEUTICALS COM 88554W104 11,412 2,564,579 SH Sole 2,564,579 ACTIVE POWER INC COM 00504W100 2,786 771,669 SH Sole 771,669 AIRSPAN NETWORKS INC COM 00950H102 1,480 1,510,253 SH Sole 1,510,253 AVANT IMMUNOTHER COM 053491106 1,008 899,954 SH Sole 899,954 BIOTRANSPLANT INC COM 09066Y107 2,088 828,466 SH Sole 828,466 CAPSTONE TURBINE CORP COM 14067D102 3,352 2,019,454 SH Sole 2,019,454 CISCO SYS INC COM 17275R102 243 17,407 SH Sole 17,407 COMMERCE ONE INC DEL COM 200693109 379 997,274 SH Sole 997,274 CYBERONICS INC COM 23251P102 14,185 1,081,239 SH Sole 1,081,239 DIACRIN INC COM 25243N103 2,390 1,694,867 SH Sole 1,694,867 DIVERSA CORP COM 255064107 16,310 1,639,153 SH Sole 1,639,153 DYAX CORP COM 26746E103 1,110 284,616 SH Sole 284,616 FIDELITY NTL SOLUTNS COM 31620P109 805 33,542 SH Sole 33,542 GENAERA CORP COM 36867G100 466 261,890 SH Sole 261,890 GENZYME-BIOSURGERY COM 372917708 117 25,801 SH Sole 25,801 GENZYME-MOLECULAR COM 372917500 290 115,265 SH Sole 115,265 IVILLAGE INC COM 46588H105 2,107 1,672,319 SH Sole 1,672,319 KANA SOFTWARE INC COM 483600102 42 10,586 SH Sole 10,586 LUCENT TECHNLOGIES COM 549463107 668 402,614 SH Sole 402,614 MEMBERWORKS INC COM 586002107 2,319 125,149 SH Sole 125,149 MILLENNIUM PHARMACTLS COM 599902103 211 17,388 SH Sole 17,388 MISSION RESOURCES CORP COM 605109107 1,868 1,334,409 SH Sole 1,334,409 MUSICMAKER COM INC COM 62757C207 249 166,315 SH Sole 166,315 ONESOURCE INFO SVCS COM 68272J106 2,466 368,065 SH Sole 368,065 QUOVADX INC COM 74913K106 394 62,686 SH Sole 62,686 SILICON LABORATORIES COM 826919102 1,402 50,076 SH Sole 50,076 VERSICOR INC COM 925314106 5,639 419,230 SH Sole 419,230 VIROPHARMA INC COM 928241108 93 64,804 SH Sole 64,804
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