13F-HR 1 r_123101.txt 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 Check here if Amendment [ ]; Amendment No.: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Rho Capital Partners, Inc. Address: 152 West 57th Street 23rd Floor New York, New York 10019 13F File Number: 28-5883 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter E. Kalkanis Title: Chief Financial Officer Phone: 212-751-6677 /s/ Peter E. Kalkanis New York, New York Dated: February 14, 2002 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 27 Form 13F Information Table Value Total: $153,668 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE Value Shares/ Sh/ Put/ Invstmt Other Voting Authority Name of Issuer Title of Class CUSIP (x$1000) PrnAmt Prn Call Discretn Managers Sole Shared None 3-D PHARMACEUTICALS COM 88554W104 21,773 2,564,579 SH Sole 2,564,579 ACTIVE POWER INC COM 00504W100 5,247 771,669 SH Sole 771,669 AIRSPAN NETWORKS INC COM 00950H102 4,304 1,510,253 SH Sole 1,510,253 AVANT IMMUNOTHER COM 053491106 3,609 899,954 SH Sole 899,954 BIOTRANSPLANT INC COM 09066Y107 7,332 828,466 SH Sole 828,466 CAPSTONE TURBINE CORP COM 14067D102 11,418 2,110,536 SH Sole 2,110,536 CISCO SYS INC COM 17275R102 708 39,107 SH Sole 39,107 COMMERCE ONE INC DEL COM 200693109 3,560 997,274 SH Sole 997,274 CYBERONICS INC COM 23251P102 28,049 1,057,239 SH Sole 1,057,239 DIACRIN INC COM 25243N103 3,136 1,694,867 SH Sole 1,694,867 DIVERSA CORP COM 255064107 23,194 1,639,153 SH Sole 1,639,153 DYAX CORP COM 26746E103 3,122 284,616 SH Sole 284,616 GENAERA CORP COM 36867G100 1,021 261,890 SH Sole 261,890 GENZYME-BIOSURGERY COM 372917708 152 28,673 SH Sole 28,673 GENZYME-MOLECULAR COM 372917500 922 115,265 SH Sole 115,265 IVILLAGE INC COM 46588H105 3,117 1,672,319 SH Sole 1,672,319 KANA SOFTWARE INC COM 483600102 206 10,586 SH Sole 10,586 LUCENT TECHNLOGIES INC COM 549463107 2,660 422,272 sh Sole 422,272 MEMBERWORKS INC COM 586002107 1,234 88,105 SH Sole 88,105 MILLENNIUM PHARMACTLS COM 599902103 423 17,258 SH Sole 17,258 MISSION RESOURCES CORP COM 605109107 4,670 1,334,409 SH Sole 1,334,409 MUSICMAKER COM INC COM 62757C207 316 166,315 SH Sole 166,315 ONESOURCE INFO SVCS COM 68272J106 3,275 348,365 SH Sole 348,365 QUOVADX INC COM 74913K106 574 62,686 SH Sole 62,686 SILICON LABORATORIES COM 826919102 2,780 82,476 SH Sole 82,476 VERSICOR INC COM 925314106 12,506 614,555 SH Sole 614,555 VIROPHARMA INC COM 928241108 4,297 187,254 SH Sole 187,254