-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RUKpSl+waFo7NvMO0klsWe46PGYhI5M1RocBvdMcF5LgJm3QxjmPS+MCkhgGkr9m ciX4mWLeH09VIFBBK81Vrw== 0000941655-01-500018.txt : 20010816 0000941655-01-500018.hdr.sgml : 20010816 ACCESSION NUMBER: 0000941655-01-500018 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010630 FILED AS OF DATE: 20010815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RHO CAPITAL PARTNERS INC CENTRAL INDEX KEY: 0001020455 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133087622 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05883 FILM NUMBER: 1715217 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127516677 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: RHO MANAGEMENT CO INC DATE OF NAME CHANGE: 19960806 13F-HR 1 r13f-601.txt SCHEDULE 13F HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2001 Check here if Amendment [ ]; Amendment No.: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Rho Capital Partners, Inc. Address: 152 West 57th Street 23rd Floor New York, New York 10019 13F File Number: 28-5883 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter E. Kalkanis Title: Chief Financial Officer Phone: 212-751-6677 /s/ Peter E. Kalkanis New York, New York Dated: August 15, 2001 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 38 Form 13F Information Table Value Total: $272,404 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE Value Shares/ Sh/ Put/ Invstmt Other Voting Authority Name of Issuer Title of Class CUSIP (x$1000) PrnAmt Prn Call Discretn Managers Sole Shared None 3-DIM. PHARMACEUTICALS COM 88554W104 24,849 2,585,731 SH Sole 0 2,585,731 ACTIVE POWER INC COM 00504W100 16,413 983,984 SH Sole 0 983,984 AIRSPAN NETWORKS INC COM 00950H102 4,591 1,510,253 SH Sole 0 1,510,253 APPLE COMPUTER INC COM 037833100 1,628 70,000 SH Sole 0 70,000 AVANT IMMUNTHRPTCS INC COM 053491106 5,085 899,954 SH Sole 0 899,954 BIOTRANSPLANT INC COM 09066Y107 6,301 813,024 SH Sole 0 813,024 BROADBASE SOFTWARE COM 11130R100 181 90,739 SH Sole 0 90,739 BROCADE COMMUNIC SYS COM 111621108 2,194 49,870 SH Sole 0 49,870 CAPSTONE TURBINE CORP COM 14067D102 63,471 2,873,313 SH Sole 0 2,873,313 COMMERCE ONE INC DEL COM 200693109 9,281 1,589,249 SH Sole 0 1,589,249 COMPUTER ASSOC INTL INC COM 204912109 3,143 87,300 SH Sole 0 87,300 CYBERONICS INC COM 23251P102 22,526 1,332,886 SH Sole 0 1,332,886 DIACRIN INC COM 25243N103 3,335 1,755,087 SH Sole 0 1,755,087 DIVERSA CORP COM 255064107 34,248 1,683,787 SH Sole 0 1,683,787 DYAX CORP COM 26746E103 7,203 379,126 SH Sole 0 379,126 GENAERA CORPORATION COM 36867G100 1,432 298,934 SH Sole 0 298,934 GENZYME CP-BIOSURGERY COM 372917708 248 30,016 SH Sole 0 30,016 GENZYME CP-MOLECULAR COM 372917500 1,562 115,265 SH Sole 0 115,265 HUMAN GENOME SCIENC INC COM 444903108 325 5,390 SH Sole 0 5,390 INSTINET GROUP INC COM 457750107 1,698 91,100 SH Sole 0 91,100 IVILLAGE INC COM 46588H105 2,637 1,818,885 SH Sole 0 1,818,885 JABIL CIRCUIT INC COM 466313103 2,177 70,550 SH Sole 0 70,550 JUNIPER NETWORKS INC COM 48203R104 1,300 41,800 SH Sole 0 41,800 MEMBERWORKS INC COM 586002107 3,429 148,200 SH Sole 0 148,200 METAWAVE COMMUNIC CP COM 591409107 202 38,826 SH Sole 0 38,826 MICRON TECHNOLOGY INC COM 595112103 2,396 58,300 SH Sole 0 58,300 MICROSOFT CORP COM 594918104 2,504 34,300 SH Sole 0 34,300 MIRANT CORP COM 604675108 2,580 75,000 SH Sole 0 75,000 MISSION RESOURCES CORP COM 605109107 9,320 1,378,690 SH Sole 0 1,378,690 MUSICMAKER COM INC COM 62757C207 364 166,315 SH Sole 0 166,315 ONE SOURCE INFO SVC INC COM 68272J106 4,680 557,200 SH Sole 0 557,200 SILICON LABORAT INC COM 826919102 5,936 268,582 SH Sole 0 268,582 SPRINT CORP COM 852061100 1,538 72,000 SH Sole 0 72,000 GAP INC DEL COM 364760108 2,175 75,000 SH Sole 0 75,000 VERSICOR INC COM 925314106 7,707 614,555 SH Sole 0 614,555 VIROPHARMA INC COM 928241108 6,367 187,254 SH Sole 0 187,254 VISTA INFO SOLUTIONS COM 928365204 5,602 714,484 SH Sole 0 714,484 XCARE NET INC COM 98388Y101 776 57,518 SH Sole 0 57,518
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