13F-HR 1 0001.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2000 Check here if Amendment [ ]; Amendment No.: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Rho Management Company, Inc. Address: 152 West 57th Street 23rd Floor New York, New York 10019 13F File Number: 28-5883 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter E. Kalkanis Title: Chief Financial Officer Phone: 212-751-6677 /s/ Peter E. Kalkanis New York, New York Dated: February 14, 2001 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 32 Form 13F Information Table Value Total: $398,117 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE Value Shares/ Sh/ Put/ Invstmt Other Voting Authority Name of Issuer Title of Class CUSIP (x$1000) PrnAmt Prn Call Discretn Managers Sole Shared None 3-DIMENSIONAL PHRMCEUTICAL COM 88554W104 38,047 2,568,595 SH SOLE 2,568,595 ACTIVE POWER INC COM 00504W100 47,320 2,157,038 SH SOLE 2,157,038 AIRSPAN NETWORKS INC COM 00950H102 5,286 1,510,253 SH SOLE 1,510,253 AVANT IMMUNOTHERAPEUTCS INC COM 053491106 6,187 899,954 SH SOLE 899,954 BELLWETHER EXPL CO COM 079895207 11,506 1,353,690 SH SOLE 1,353,690 BIOTRANSPLANT INC COM 09066Y107 5,694 819,351 SH SOLE 819,351 BROADBASE SOFTWARE COM 11130R100 567 90,739 SH SOLE 90,739 CAPSTONE TURBINE CORP COM 14067D102 159,040 5,680,007 SH SOLE 5,680,007 COMMERCE ONE, INC COM 200693109 25,266 998,166 SH SOLE 998,166 CYBERONICS, INC. COM 23251P102 15,528 976,097 SH SOLE 976,097 DENDREON CORP COM 24823Q107 3,810 254,010 SH SOLE 254,010 DIACRIN INC. COM 25243N103 8,474 1,694,867 SH SOLE 1,694,867 DIVERSA CORPORATION COM 255064107 29,425 1,640,438 SH SOLE 1,640,438 DYAX COM 26746E103 13,617 642,202 SH SOLE 642,202 E MACHINES INC COM 29076P102 294 783,195 SH SOLE 783,195 ENHERENT CORP. COM 293313102 1,034 1,103,380 SH SOLE 1,103,380 GENZYME CORP - MOLECULAR COM 372917500 1,059 115,360 SH SOLE 115,360 HUMAN GENOME SCIENCES INC COM 444903108 6,784 97,874 SH SOLE 97,874 IVILLAGE INC COM 46588H105 1,771 1,666,905 SH SOLE 1,666,905 MAGAININ PHARMCEUTCLS INC COM 559036108 581 261,890 SH SOLE 261,890 MEMBERWORKS INC COM 586002107 2,659 125,149 SH SOLE 125,149 MUSICMAKER COM INC COM 62757C207 520 166,315 SH SOLE 166,315 NET PERCEPTIONS INC COM 64107U101 32 15,057 SH SOLE 15,057 ONE SOURCE INFO SVCS INC COM 68272J106 438 56,500 SH SOLE 56,500 RADISYS CORP COM 750459959 895 1,885 PUT SOLE 1,885 SILICON LABORATORIES INC COM 826919102 1,816 128,582 SH SOLE 128,582 TEXAS INSTRUMENTS INC PUTS COM 882508954 375 1,000 PUT SOLE 1,000 VERSICOR INC COM 925314106 5,301 614,555 SH SOLE 614,555 VIANT CORP COM 92553N107 84 21,283 SH SOLE 21,283 VIROPHARMA INC COM 928241108 2,138 187,254 SH SOLE 187,254 VISTA INFORMATION SOLUTIONS COM 928365204 474 643,630 SH SOLE 643,630 WEBMD CORP COM 94769M105 2,092 263,500 SH SOLE 263,500