0001140361-16-072517.txt : 20160715 0001140361-16-072517.hdr.sgml : 20160715 20160715094727 ACCESSION NUMBER: 0001140361-16-072517 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160713 FILED AS OF DATE: 20160715 DATE AS OF CHANGE: 20160715 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 9201 FOREST HILL AVENUE STREET 2: STONY POINT II BUILDING CITY: RICHMOND STATE: VA ZIP: 23235 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: 9201 FOREST HILL AVENUE STREET 2: STONY POINT II BUILDING CITY: RICHMOND STATE: VA ZIP: 23235 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUFFMAN JAMES A CENTRAL INDEX KEY: 0001128365 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 161768774 MAIL ADDRESS: STREET 1: 1501 N HAMILTON ST. CITY: RICHMOND STATE: VA ZIP: 23230 4 1 doc1.xml FORM 4 X0306 4 2016-07-13 0 0000102037 UNIVERSAL CORP /VA/ UVV 0001128365 HUFFMAN JAMES A 9201 FOREST HILL AVENUE RICHMOND VA 23235 0 0 0 1 Subsidiary Officer Common Stock 2016-07-13 4 M 0 5200 51.32 A 36394 D Common Stock 2016-07-13 4 D 0 4442 60.08 D 31952 D Common Stock 2016-07-13 4 F 0 339 60.08 D 31613 D Stock Appreciation Rights 51.32 2016-07-13 4 M 0 5200 0 D 2011-05-28 2018-05-28 Common Stock 5200 0 D Includes 13,650 restricted stock units and 1,025 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. James A. Huffman, by Preston D. Wigner, Power of Attorney 2016-07-15