0001140361-14-016780.txt : 20140415 0001140361-14-016780.hdr.sgml : 20140415 20140415163800 ACCESSION NUMBER: 0001140361-14-016780 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140415 DATE AS OF CHANGE: 20140415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 9201 FOREST HILL AVENUE STREET 2: STONY POINT II BUILDING CITY: RICHMOND STATE: VA ZIP: 23235 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: 9201 FOREST HILL AVENUE STREET 2: STONY POINT II BUILDING CITY: RICHMOND STATE: VA ZIP: 23235 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUFFMAN JAMES A CENTRAL INDEX KEY: 0001128365 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 14765390 MAIL ADDRESS: STREET 1: 1501 N HAMILTON ST. CITY: RICHMOND STATE: VA ZIP: 23230 5 1 doc1.xml FORM 5 X0306 5 2014-03-31 0 0 0 0000102037 UNIVERSAL CORP /VA/ UVV 0001128365 HUFFMAN JAMES A 9201 FOREST HILL AVENUE RICHMOND VA 23235 0 0 0 1 Subsidiary Officer Common Stock 31570 D Stock Appreciation Rights 62.66 2008-05-24 2017-05-24 Common Stock 7400 7400 D Stock Appreciation Rights 51.32 2009-05-28 2018-05-28 Common Stock 5200 5200 D Stock Appreciation Rights 37.86 2012-06-07 2021-06-07 Common Stock 2734 2734 D Includes 12,000 restricted stock units and 1,412 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under code section 162(m) on the date of vesting. After a 12 month period of the grant date, 1/3 of total shares is exercisable for each anniversary date after that for 3 such periods. James A. Huffman, by Preston Wigner, Power of Attorney 2014-04-15