0001140361-14-016770.txt : 20140415 0001140361-14-016770.hdr.sgml : 20140415 20140415162700 ACCESSION NUMBER: 0001140361-14-016770 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140415 DATE AS OF CHANGE: 20140415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 9201 FOREST HILL AVENUE STREET 2: STONY POINT II BUILDING CITY: RICHMOND STATE: VA ZIP: 23235 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: 9201 FOREST HILL AVENUE STREET 2: STONY POINT II BUILDING CITY: RICHMOND STATE: VA ZIP: 23235 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON THOMAS H CENTRAL INDEX KEY: 0001137137 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 14765261 MAIL ADDRESS: STREET 1: 1501 NORTH HAMILTON ST CITY: RICHMOND STATE: VA ZIP: 23260 5 1 doc1.xml FORM 5 X0306 5 2014-03-31 0 0 0 0000102037 UNIVERSAL CORP /VA/ UVV 0001137137 JOHNSON THOMAS H 9201 FOREST HILL AVENUE RICHMOND VA 23235 1 0 0 0 Restricted stock and restricted stock units 14499 D Common Stock 1000 D Options to buy common stock 46.70 2005-02-05 2014-08-05 common stock 2000 2000 D 9,650 restricted stock shares were granted for service as a director. Transfer of shares is prohibited and the shares may be forfeited to the Company unless certain specified conditions are met. Also includes 4,550 restricted stock units and 299 dividend equivalent units earned on the restricted stock units. The restricted stock units vest on the third anniversary of the award date, however, payment will be delayed until certain restrictions are met. Grant to directors of options to buy shares of Common Stock under the Universal Corporation 2002 Executive Stock Plan. Thomas H. Johnson, by Preston Wigner, Power of Attorney 2014-04-15