0001140361-12-022602.txt : 20120503 0001140361-12-022602.hdr.sgml : 20120503 20120503113547 ACCESSION NUMBER: 0001140361-12-022602 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120503 DATE AS OF CHANGE: 20120503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOSTER CHARLES H JR CENTRAL INDEX KEY: 0001073310 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 12808309 MAIL ADDRESS: STREET 1: 1501 N HAMILTON STREET CITY: RICHMOND STATE: VA ZIP: 23230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 9201 FOREST HILL AVENUE STREET 2: STONY POINT II BUILDING CITY: RICHMOND STATE: VA ZIP: 23235 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: 9201 FOREST HILL AVENUE STREET 2: STONY POINT II BUILDING CITY: RICHMOND STATE: VA ZIP: 23235 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 5 1 doc1.xml FORM 5 X0305 5 2012-03-31 0 0 0 0000102037 UNIVERSAL CORP /VA/ UVV 0001073310 FOSTER CHARLES H JR 9201 FOREST HILL AVENUE RICHMOND VA 23235 1 0 0 0 Restricted Stock and Restricted Stock units 13358 D Common Stock 400 D Common Stock 1000 I owned by family trust Options to buy Common Stock 43.12 2004-04-28 2013-10-28 Common Stock 2000 2000 D Options to buy Common Stock 46.70 2005-02-05 2014-08-05 Common Stock 2000 2000 D Deferred Stock units 1 for 1 (Common Stock) Common Stock 2554 2554 D 9,650 restricted stock shares were granted for service as a director. Transfer of shares is prohibited and the shares may be forfeited to the company unless certain specified conditions are met. Also incudes 3,550 restricted stock units and 158 dividend equivalent units earned on the restricted stock units. The restricted stock units vest on the third anniversary of the award date, however, payment will be delayed until certain restrictions are met. Mr. Foster is the sole trustee of a family trust which holds universal corporation stock. grant to director of options to buy common stock under the Universal Corporation 2002 Executive Stock Plan. The deferred stock units are held in the Universal Corporation Outside Directors' Deferred Income Plan. Each deferred stock unit will be settled in cash based upon a fixed date payout election or upon death, disability or termination of service, or earlier pursuant to the terms of the plan. Charles H. Foster, Jr., by Terri L. Marks, Power of Attorney 2012-05-03