0001140361-12-022554.txt : 20120503 0001140361-12-022554.hdr.sgml : 20120503 20120503091245 ACCESSION NUMBER: 0001140361-12-022554 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120503 DATE AS OF CHANGE: 20120503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paul Ray M Jr CENTRAL INDEX KEY: 0001465593 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 12807639 MAIL ADDRESS: STREET 1: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23260 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 9201 FOREST HILL AVENUE STREET 2: STONY POINT II BUILDING CITY: RICHMOND STATE: VA ZIP: 23235 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: 9201 FOREST HILL AVENUE STREET 2: STONY POINT II BUILDING CITY: RICHMOND STATE: VA ZIP: 23235 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 5 1 doc1.xml FORM 5 X0305 5 2012-03-31 0 0 0 0000102037 UNIVERSAL CORP /VA/ UVV 0001465593 Paul Ray M Jr 9201 FOREST HILL AVENUE RICHMOND VA 23235 0 0 0 1 Subsidiary Officer Common stock 36422 D stock appreciation rights 62.66 2008-05-24 2017-05-24 Common stock 11200 11200 D stock appreciation rights 51.32 2009-05-28 2018-05-28 Common stock 7200 7200 D stock appreciation rights 35.30 2010-05-27 2019-05-27 Common stock 5268 5268 D stock appreciation rights 39.71 2011-06-08 2020-06-08 Common stock 9000 9000 D stock appreciation rights 37.86 2012-06-07 2021-06-07 Common stock 11200 11200 D includes 13,600 restricted stock units and 1,753 dividend units on the restricted stock. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under code section 162(m) on the date of vesting. after a 12 month perod of the grant date, 1/3 of total shares are exercisable for each aniversary date after that for 3 such periods. Ray M. Paul, Jr., by Terri L. Marks, Power of Attorney 2012-05-03