0001140361-12-022348.txt : 20120502 0001140361-12-022348.hdr.sgml : 20120502 20120502143035 ACCESSION NUMBER: 0001140361-12-022348 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120502 DATE AS OF CHANGE: 20120502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brewer W Keith CENTRAL INDEX KEY: 0001365868 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 12804373 MAIL ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET CITY: RICHMOND STATE: VA ZIP: 23230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 9201 FOREST HILL AVENUE STREET 2: STONY POINT II BUILDING CITY: RICHMOND STATE: VA ZIP: 23235 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: 9201 FOREST HILL AVENUE STREET 2: STONY POINT II BUILDING CITY: RICHMOND STATE: VA ZIP: 23235 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 5 1 doc1.xml FORM 5 X0305 5 2012-03-31 0 0 0 0000102037 UNIVERSAL CORP /VA/ UVV 0001365868 Brewer W Keith 9201 FOREST HILL AVENUE RICHMOND VA 23235 0 1 0 0 Executive VP & COO Common Stock 57980 D stock appreciation rights 62.66 2008-05-24 2017-05-24 Common Stock 24400 24400 D stock appreciation rights 51.32 2009-05-28 2018-05-28 Common Stock 17800 17800 D stock appreciation rights 35.30 2010-05-27 2019-05-27 Common Stock 14400 14400 D stock appreciation rights 39.71 2011-06-08 2020-06-08 Common Stock 26800 26800 D stock appreciation rights 37.86 2012-06-07 2021-06-07 Common Stock 34000 34000 D includes 36,550 restricted stock units and 4,432 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under Code Section 162(m) on the date of vesting. after a 12 month period of the grant date, 1/3 total shares are exerciable and an additional 1/3 for each anniversary date after for 3 such periods. W. Keith Brewer, by Terri L. Marks, Power of Attorney 2012-05-02