0001140361-11-054038.txt : 20111117 0001140361-11-054038.hdr.sgml : 20111117 20111117092828 ACCESSION NUMBER: 0001140361-11-054038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111116 FILED AS OF DATE: 20111117 DATE AS OF CHANGE: 20111117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Broome Theodore G CENTRAL INDEX KEY: 0001465592 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 111211862 MAIL ADDRESS: STREET 1: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23260 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 9201 FOREST HILL AVENUE STREET 2: STONY POINT II BUILDING CITY: RICHMOND STATE: VA ZIP: 23235 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: 9201 FOREST HILL AVENUE STREET 2: STONY POINT II BUILDING CITY: RICHMOND STATE: VA ZIP: 23235 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 4 1 doc1.xml FORM 4 X0304 4 2011-11-16 0 0000102037 UNIVERSAL CORP /VA/ UVV 0001465592 Broome Theodore G 9201 FOREST HILL AVENUE RICHMOND VA 23235 0 0 0 1 Subsidiary Officer Common Stock 2011-11-16 2011-11-16 4 M 0 8000 35.30 A 29103 D Common Stock 2011-11-16 2011-11-16 4 D 0 6765 45.72 D 22338 D Stock Appreciation Rights 35.30 2011-11-16 2011-11-16 4 M 0 8000 35.30 D 2010-05-27 2019-05-27 Common Stock 8000 4000 D includes 10,800 restricted stock units and 938 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under Code Section 162(m) on the date of vesting. after a 12 month period of the grant date, 1/3 of total shares are exercisable for each anniversary date after that for 3 such periods. Theodore G. Broome, by Terri L. Marks, POA 2011-11-17