0001140361-11-053863.txt : 20111116 0001140361-11-053863.hdr.sgml : 20111116 20111116141353 ACCESSION NUMBER: 0001140361-11-053863 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111115 FILED AS OF DATE: 20111116 DATE AS OF CHANGE: 20111116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FREEMAN GEORGE C III CENTRAL INDEX KEY: 0001133495 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 111209639 MAIL ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET CITY: RICHMOND STATE: VA ZIP: 23230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 9201 FOREST HILL AVENUE STREET 2: STONY POINT II BUILDING CITY: RICHMOND STATE: VA ZIP: 23235 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: 9201 FOREST HILL AVENUE STREET 2: STONY POINT II BUILDING CITY: RICHMOND STATE: VA ZIP: 23235 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 4 1 doc1.xml FORM 4 X0304 4 2011-11-15 0 0000102037 UNIVERSAL CORP /VA/ UVV 0001133495 FREEMAN GEORGE C III 9201 FOREST HILL AVENUE RICHMOND VA 23235 0 1 0 0 Chairman & CEO Common Stock 2011-11-15 2011-11-15 4 M 0 40000 35.30 A 127625 D Common Stock 2011-11-15 2011-11-15 4 D 0 34740 45.70 D 92885 D Stock Appreciation Rights 35.30 2011-11-15 2011-11-15 4 M 0 40000 35.30 D 2010-05-27 2019-05-27 Common Stock 40000 20000 D This amount includes 53,050 restricted stock units and 4,840 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under code Section 162(m) on the date of vesting. after a 12 month period of the grant date, 1/3 of the total shares is exercisable for each anniversary date after that for 3 such periods. George C. Freeman, III, by Terri L. Marks, POA 2011-11-16