0001140361-11-031832.txt : 20110608 0001140361-11-031832.hdr.sgml : 20110607 20110608105159 ACCESSION NUMBER: 0001140361-11-031832 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110607 FILED AS OF DATE: 20110608 DATE AS OF CHANGE: 20110608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brewer W Keith CENTRAL INDEX KEY: 0001365868 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 11900165 MAIL ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET CITY: RICHMOND STATE: VA ZIP: 23230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET STREET 2: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23260 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 4 1 doc1.xml FORM 4 X0303 4 2011-06-07 0 0000102037 UNIVERSAL CORP /VA/ UVV 0001365868 Brewer W Keith 9201 FOREST HILL AVENUE RICHMOND VA 23235 0 1 0 0 Executive VP & COO Common Stock-restricted stock units 2011-06-07 4 A 0 8500 37.86 A 57901 D Stock Appreciation rights 37.86 2011-06-07 4 A 0 34000 37.86 A 2012-06-07 2021-06-07 Common Stock 34000 34000 D Upon the vesting of restricted stock units and dividend units on the restricted stock units, disposition of common stock to satisfy tax withholding obligations. includes 39550 restricted stock units and 3481 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under code Section 162(m) on the date of vesting. after a 12 month period of the grant date, 1/3 total shares are exercisable and an additional 1/3 for each anniversary date after for 3 such periods. W. Keith Brewer, by Terrl L. Marks, Power of Attorney 2011-06-08