0001140361-11-023844.txt : 20110429 0001140361-11-023844.hdr.sgml : 20110429 20110429100348 ACCESSION NUMBER: 0001140361-11-023844 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110429 DATE AS OF CHANGE: 20110429 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET STREET 2: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23260 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEEBLES ROBERT CENTRAL INDEX KEY: 0001263726 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] STATE OF INCORPORATION: VA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 11791420 BUSINESS ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET STREET 2: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: 1501 NORTH HAMILTON ST CITY: RICHMOND STATE: VA ZIP: 23230 5 1 doc1.xml FORM 5 X0303 5 2011-03-31 0 0 0 0000102037 UNIVERSAL CORP /VA/ UVV 0001263726 PEEBLES ROBERT 9201 FOREST HILL AVENUE RICHMOND VA 23235 0 1 0 0 Controller Common stock 12868 D stock appreciation rights 62.66 2008-05-24 2017-05-24 Common stock 7200 7200 D stock appreciation rights 51.32 2009-05-28 2018-05-28 Common stock 4600 4600 D stock appreciation rights 35.30 2010-05-27 2019-05-27 Common stock 10000 10000 D stock appreciation rights 39.71 2011-06-08 2020-06-08 Common stock 5600 5600 D includes 8,850 restricted stock units and 1,130 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under coe section 162(m) on the date if vesting. after a 12 month period of the grant date, 1/3 of total shares is exercisable for each anniversary date after that for 3 such periods. Robert M. Peebles, by Terri L. Marks, Power of Attorney 2011-04-29