0001140361-11-023835.txt : 20110429
0001140361-11-023835.hdr.sgml : 20110429
20110429093406
ACCESSION NUMBER: 0001140361-11-023835
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110429
DATE AS OF CHANGE: 20110429
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moore David C
CENTRAL INDEX KEY: 0001362725
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00652
FILM NUMBER: 11791301
MAIL ADDRESS:
STREET 1: 1501 NORTH HAMILTON STREET
CITY: RICHMOND
STATE: VA
ZIP: 23230
FORMER NAME:
FORMER CONFORMED NAME: Moore David C.
DATE OF NAME CHANGE: 20060515
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/
CENTRAL INDEX KEY: 0000102037
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150]
IRS NUMBER: 540414210
STATE OF INCORPORATION: VA
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 1501 NORTH HAMILTON STREET
STREET 2: PO BOX 25099
CITY: RICHMOND
STATE: VA
ZIP: 23230
BUSINESS PHONE: 8043599311
MAIL ADDRESS:
STREET 1: PO BOX 25099
CITY: RICHMOND
STATE: VA
ZIP: 23260
FORMER COMPANY:
FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC
DATE OF NAME CHANGE: 19880314
5
1
doc1.xml
FORM 5
X0303
5
2011-03-31
0
0
0
0000102037
UNIVERSAL CORP /VA/
UVV
0001362725
Moore David C
9201 FOREST HILL AVENUE
RICHMOND
VA
23235
0
1
0
0
Sen. VP & CFO
Common Stock
44569
D
options to buy common stock
46.34
2005-12-31
2015-05-23
Common Stock
6000
6000
D
Stock Appreciation rights
36.03
2007-06-13
2016-06-13
Common stock
4000
4000
D
Stock Appreciation rights
62.66
2008-05-24
2017-05-24
Common stock
15000
15000
D
Stock Appreciation rights
51.32
2009-05-28
2018-05-28
Common stock
10600
10600
D
Stock Appreciation rights
35.30
2010-05-27
2019-05-27
Common stock
24600
24600
D
Stock Appreciation rights
39.71
2011-06-08
2020-06-08
Common stock
15000
15000
D
this amounts includes 19,300 restricted stock units and 2,245 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under code section 162(m) on the date of vesting.
options issued under the executive stock plan
after a 12 month period of the grant date, 1/3 of total shares are exercisable and an additional 1/3 for each anniversary date after that for 3 such periods.
David C. Moore, by Terri L. Marks, Power of Attorney
2011-04-29