0001140361-11-023835.txt : 20110429 0001140361-11-023835.hdr.sgml : 20110429 20110429093406 ACCESSION NUMBER: 0001140361-11-023835 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110429 DATE AS OF CHANGE: 20110429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moore David C CENTRAL INDEX KEY: 0001362725 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 11791301 MAIL ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET CITY: RICHMOND STATE: VA ZIP: 23230 FORMER NAME: FORMER CONFORMED NAME: Moore David C. DATE OF NAME CHANGE: 20060515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET STREET 2: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23260 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 5 1 doc1.xml FORM 5 X0303 5 2011-03-31 0 0 0 0000102037 UNIVERSAL CORP /VA/ UVV 0001362725 Moore David C 9201 FOREST HILL AVENUE RICHMOND VA 23235 0 1 0 0 Sen. VP & CFO Common Stock 44569 D options to buy common stock 46.34 2005-12-31 2015-05-23 Common Stock 6000 6000 D Stock Appreciation rights 36.03 2007-06-13 2016-06-13 Common stock 4000 4000 D Stock Appreciation rights 62.66 2008-05-24 2017-05-24 Common stock 15000 15000 D Stock Appreciation rights 51.32 2009-05-28 2018-05-28 Common stock 10600 10600 D Stock Appreciation rights 35.30 2010-05-27 2019-05-27 Common stock 24600 24600 D Stock Appreciation rights 39.71 2011-06-08 2020-06-08 Common stock 15000 15000 D this amounts includes 19,300 restricted stock units and 2,245 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under code section 162(m) on the date of vesting. options issued under the executive stock plan after a 12 month period of the grant date, 1/3 of total shares are exercisable and an additional 1/3 for each anniversary date after that for 3 such periods. David C. Moore, by Terri L. Marks, Power of Attorney 2011-04-29