0001140361-11-023628.txt : 20110428
0001140361-11-023628.hdr.sgml : 20110428
20110428143536
ACCESSION NUMBER: 0001140361-11-023628
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110428
DATE AS OF CHANGE: 20110428
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Broome Theodore G
CENTRAL INDEX KEY: 0001465592
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00652
FILM NUMBER: 11787496
MAIL ADDRESS:
STREET 1: PO BOX 25099
CITY: RICHMOND
STATE: VA
ZIP: 23260
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/
CENTRAL INDEX KEY: 0000102037
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150]
IRS NUMBER: 540414210
STATE OF INCORPORATION: VA
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 1501 NORTH HAMILTON STREET
STREET 2: PO BOX 25099
CITY: RICHMOND
STATE: VA
ZIP: 23230
BUSINESS PHONE: 8043599311
MAIL ADDRESS:
STREET 1: PO BOX 25099
CITY: RICHMOND
STATE: VA
ZIP: 23260
FORMER COMPANY:
FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC
DATE OF NAME CHANGE: 19880314
5
1
doc1.xml
FORM 5
X0303
5
2011-03-31
0
0
0
0000102037
UNIVERSAL CORP /VA/
UVV
0001465592
Broome Theodore G
9201 FOREST HILL AVENUE
RICHMOND
VA
23235
0
0
0
1
Subsidiary Officer
Common Stock
17742
D
Stock Appreciation Rights
62.66
2008-05-24
2017-05-24
Common Stock
8400
8400
D
Stock Appreciation Rights
51.32
2009-05-28
2018-05-28
Common Stock
5600
5600
D
Stock Appreciation Rights
35.30
2010-05-27
2019-05-27
Common Stock
12000
12000
D
Stock Appreciation Rights
39.71
2011-06-08
2020-06-08
Common Stock
6800
6800
D
Options to buy common stock
46.34
2005-12-03
2015-05-23
Common stock
8000
8000
D
includes 10,200 restricted stock units and 1,264 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under code section 162(m) on the date of vesting.
after a 12 month period of the grant date, 1/3 of total shares are exercisable and for each anniversary date after that for 3 such periods.
options issued under the executive stock plan
Theodore G. Broome, by Terri L. Marks, Power of Attorney
2011-04-28