-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H+s8AQTCbLlzdROSsDCAArA+7hpLxLwMuznuoty1Ux6WxxGLcHekKJz59EPfU5fB YnF4aINNTmEuvPBnX1QQEw== 0001140361-10-017469.txt : 20100426 0001140361-10-017469.hdr.sgml : 20100426 20100426120600 ACCESSION NUMBER: 0001140361-10-017469 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100426 DATE AS OF CHANGE: 20100426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHELAN KAREN M L CENTRAL INDEX KEY: 0001073319 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 10769599 MAIL ADDRESS: STREET 1: 1501 N HAMILTON STREET CITY: RICHMOND STATE: VA ZIP: 23230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET STREET 2: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23260 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 5 1 doc1.xml FORM 5 X0303 5 2010-03-31 0 0 0 0000102037 UNIVERSAL CORP /VA/ UVV 0001073319 WHELAN KAREN M L 9201 FOREST HILL AVENUE RICHMOND VA 23235 0 1 0 0 VP & Treasurer common stock 54523 D stock appreciation rights 36.03 2007-06-13 2016-06-13 Common stock 8000 8000 D stock appreciation rights 62.66 2008-05-24 2017-05-24 Common stock 9600 9600 D stock appreciation rights 51.32 2009-05-28 2018-05-28 Common stock 6400 6400 D stock appreciation rights 35.30 2010-05-27 2019-05-27 Common stock 13800 13800 D includes 13,250 restricted stock units and 1,605 dividend units on the restricted stock units. The restricted stock units and the dividend units vest of the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under code section 162(m) on the date of vesting. after a 12 month period of the grant date, 1/3 total shares are exercisable and an additional 1/3 for each anniversary date after tht for 3 such periods. Karen M. L. Whelan, by Terri L. Marks, Power of Attorney 2010-04-26 -----END PRIVACY-ENHANCED MESSAGE-----