-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VoQfbci22mmZkktHZZ3aGnbo7EUACiJbkDJxPsbvwqzRthIGia2GLAlLoyeqwHHd uyOzEtTAVSEyE3KGQ8584g== 0001073416-09-000047.txt : 20090504 0001073416-09-000047.hdr.sgml : 20090504 20090504113907 ACCESSION NUMBER: 0001073416-09-000047 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090504 DATE AS OF CHANGE: 20090504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moore David C CENTRAL INDEX KEY: 0001362725 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 09792175 MAIL ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET CITY: RICHMOND STATE: VA ZIP: 23230 FORMER NAME: FORMER CONFORMED NAME: Moore David C. DATE OF NAME CHANGE: 20060515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET STREET 2: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23260 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 5/A 1 f5adcm33109_ex.xml X0303 5/A 2009-03-31 2009-03-31 0 0 0 0000102037 UNIVERSAL CORP /VA/ UVV 0001362725 Moore David C 1501 NORTH HAMILTON STREET RICHMOND VA 23230 0 1 0 0 Vice President & Chief Admin. Common Stock 32650 D Options to Buy Common Stock 46.34 2005-12-31 2015-05-23 Common Stock 6000 6000 D Stock Appreciation Rights 36.03 2007-06-13 2016-06-13 Common Stock 8000 8000 D Stock Appreciation Rights 62.66 2008-05-24 2017-05-24 Common Stock 15000 15000 D Stock Appreciation Rights 51.32 2009-05-28 2018-05-28 Common Stock 10600 10600 D includes 10900 shares of restricted stock units and 909 dividend units accumulated on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however payment will be delayed until terminiation of service if individual is a covered employee under code Section 162(m) on the date of vesting. options issued under Universal Corporation's 2002 Executive Stock Plan after a 12 month period of the grant date, 1/3 of total shares is exercisable and an additional 1/3 for each anniversary date after that for 3 such periods. reported wrong amount David C. Moore, by Terri L. Marks, Power of Attorney 2009-05-05 -----END PRIVACY-ENHANCED MESSAGE-----