-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jxo4XC9iwblyRitXc20uSseV7srgKGxHJfq5ZCRqY/FRTDLRBDdxCIVIm4szzSHy 0RitufHKy0yvHM6KkeRjWg== 0001073416-07-000097.txt : 20070530 0001073416-07-000097.hdr.sgml : 20070530 20070530094638 ACCESSION NUMBER: 0001073416-07-000097 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070530 FILED AS OF DATE: 20070530 DATE AS OF CHANGE: 20070530 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET STREET 2: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23260 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROPER HARTWELL H CENTRAL INDEX KEY: 0001073320 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 07885680 BUSINESS ADDRESS: BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: 1501 N HAMILTON STREET CITY: RICHMOND STATE: VA ZIP: 23230 5/A 1 f5ahhr53007_ex.xml X0202 5/A 2007-05-30 2007-03-31 0 0 0 0000102037 UNIVERSAL CORP /VA/ UVV 0001073320 ROPER HARTWELL H 1501 N HAMILTON STREET RICHMOND VA 23230 0 1 0 0 Vice President & CFO Common Stock 96250 D Stock Appreciation Rights 36.03 2007-06-13 2016-06-13 Common Stock 17500 17500 D includes 65,677 transfered to a Grantor Retained Annuity Trust for which Mr. Roper is the Trustee, 8,800 restricted stock units and 461 dividend units accumulated on the restricted stock. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under Section 162(m) on the date of vesting. after a 12 month period of the grant date, 1/3 of total shares is exercisable and an additional 1/3 for each anniversary date after that for 3 such periods. reported wrong date on original form 5 of 8-8-07 at signature line Terri L. Marks, Power of Attorney for Hartwell H. Roper 2007-05-08 -----END PRIVACY-ENHANCED MESSAGE-----