-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T9+yWtHhLlNEW4inO5elGPq7CFsAm/JeWg0HSDWsiyEXAitBFdvL8QG0q0e7D6HZ +3+TpkRtisT9Ij87lkAEJg== 0001073416-07-000072.txt : 20070508 0001073416-07-000072.hdr.sgml : 20070508 20070508110014 ACCESSION NUMBER: 0001073416-07-000072 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070331 FILED AS OF DATE: 20070508 DATE AS OF CHANGE: 20070508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET STREET 2: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23260 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moore David C CENTRAL INDEX KEY: 0001362725 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 07826626 BUSINESS ADDRESS: BUSINESS PHONE: 804-254-1326 MAIL ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET CITY: RICHMOND STATE: VA ZIP: 23230 FORMER NAME: FORMER CONFORMED NAME: Moore David C. DATE OF NAME CHANGE: 20060515 5 1 f5dcm8807_ex.xml X0202 5 2007-03-31 0 0 0 0000102037 UNIVERSAL CORP /VA/ UVV 0001362725 Moore David C 1501 NORTH HAMILTON STREET RICHMOND VA 23230 0 1 0 0 Vice President & Chief Admin. Common Stock 18563 D Options to Buy Common Stock 35.67 2003-06-05 2012-12-05 Common Stock 22500 22500 D Options to Buy Common Stock 46.34 2005-12-31 2015-05-23 Common Stock 6000 6000 D Stock Appreciation Rights 36.03 2007-06-13 2016-06-13 Common Stock 12000 12000 D includes 4,500 shares of restricted stock units and 203 dividend units accumulated on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however payment will be delayed until terminiation of service if individual is a covered employee under code Section 162(m) on the date of vesting. options issued under Universal Corporation's 2002 Executive Stock Plan after a 12 month period of the grant date, 1/3 of total shares is exercisable and an additional 1/3 for each anniversary date after that for 3 such periods. David C. Moore, by Terri L. Marks, Power of Attorney 2007-05-08 -----END PRIVACY-ENHANCED MESSAGE-----