-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SOsq9Hvx+fQ9hzJNanwYwh43BxTjvngHNerZLQ8oec8+IiuZEZR6vgFRSNRX9IXp k7AMF8nVXuCfTO053pyX5A== 0001073416-07-000070.txt : 20070508 0001073416-07-000070.hdr.sgml : 20070508 20070508102938 ACCESSION NUMBER: 0001073416-07-000070 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070331 FILED AS OF DATE: 20070508 DATE AS OF CHANGE: 20070508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET STREET 2: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23260 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEEBLES ROBERT CENTRAL INDEX KEY: 0001263726 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] STATE OF INCORPORATION: VA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 07826524 BUSINESS ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET STREET 2: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: 1501 NORTH HAMILTON ST CITY: RICHMOND STATE: VA ZIP: 23230 5 1 f5rmp5807_ex.xml X0202 5 2007-03-31 0 0 0 0000102037 UNIVERSAL CORP /VA/ UVV 0001263726 PEEBLES ROBERT 1501 NORTH HAMILTON STREET PO BOX 25099 RICHMOND VA 23230 0 1 0 0 Controller Common Stock 3672 D Stock Appreciation Rights 36.03 2007-06-13 2016-06-13 Common Stock 8000 8000 D Options to Buy Common Stock 46.34 2005-12-31 2015-05-23 Common Stock 6000 6000 D includes 3,500 shares of restricted stock units and 172 dividend units accumulated on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under code Section 162(m) on the date of vesting. Options issued under Universal Corporation's 2002 Executive Stock Plan. after a 12 month period of the grant date, 1/3 of total shares is exercisable and an additional 1/3 for each anniversary date after that fur 3 such periods. Robert M. Peebles, by Terri L. Marks, Power of Attorney 2007-05-08 -----END PRIVACY-ENHANCED MESSAGE-----