-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EMFCqiGKvAsOWU5bf2ox5s7hc9MT0k0TvZo7/VHWbfKIfjYZL8cSKOzkcGqDI+Pf brWO702SO5sQVA3xrfRfVw== 0001073416-07-000007.txt : 20070105 0001073416-07-000007.hdr.sgml : 20070105 20070105135136 ACCESSION NUMBER: 0001073416-07-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070104 FILED AS OF DATE: 20070105 DATE AS OF CHANGE: 20070105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moore David C CENTRAL INDEX KEY: 0001362725 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 07512991 BUSINESS ADDRESS: BUSINESS PHONE: 804-254-1326 MAIL ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET CITY: RICHMOND STATE: VA ZIP: 23230 FORMER NAME: FORMER CONFORMED NAME: Moore David C. DATE OF NAME CHANGE: 20060515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET STREET 2: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23260 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 4 1 f4dcm1107_ex.xml X0202 4 2007-01-04 0 0000102037 UNIVERSAL CORP /VA/ UVV 0001362725 Moore David C 1501 NORTH HAMILTON STREET RICHMOND VA 23230 0 1 0 0 Vice President & CAO Phantom stock units 1 for 1 2007-01-05 4 A 0 17.708 A Common stock 17.708 62.994 D Phantom stock units 1 for 1 2007-01-05 4 M 0 62.994 D Common stock 62.994 0 D Under the ULT Supplemental Stock Purchase Plan, Mr. Moore held 62.994 phantom stock units. He acquired 17.708 phantom stock units on a periodic basis during the previous quarter. The ULT Supplemental Stock Purchase Plan was frozen effective January 1, 2007, with no further accruals of phantom stock after that date. The Plan administor used the December 29, 2006 closing price to convert the 62.994 phantom stock units into an equivalent cash amount which will be distributed at the later date. Terri L. Marks, Power of Attorney for David C. Moore 2007-01-05 -----END PRIVACY-ENHANCED MESSAGE-----