-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PlBKNMdblY+3P5R0v7JkVQrUdow8aggcDQ1YDzWu52frlOW5TUr+fRi0fzmgp/th oskKicmOD+ScWj7QgOjLsg== 0001073416-07-000005.txt : 20070105 0001073416-07-000005.hdr.sgml : 20070105 20070105132753 ACCESSION NUMBER: 0001073416-07-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070104 FILED AS OF DATE: 20070105 DATE AS OF CHANGE: 20070105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROPER HARTWELL H CENTRAL INDEX KEY: 0001073320 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 07512895 BUSINESS ADDRESS: BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: 1501 N HAMILTON STREET CITY: RICHMOND STATE: VA ZIP: 23230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET STREET 2: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23260 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 4 1 f4hhr1107_ex.xml X0202 4 2007-01-04 0 0000102037 UNIVERSAL CORP /VA/ UVV 0001073320 ROPER HARTWELL H 1501 N HAMILTON STREET RICHMOND VA 23230 0 1 0 0 Vice President & CFO phantom stock units 1 for 1 2007-01-04 4 A 0 57.858 A Common Stock 57.858 1037.858 D phantom stock units 1 for 1 2007-01-04 4 M 0 1037.858 D Common Stock 1037.858 0 D Under the ULT Supplemental Stock Purchase Plan, Mr. Roper held 1037.858 phantom stock units. He acquired 57.858 phantom stock units on a periodic basis during the previous quarter. The ULT Supplemental Stock Purchase Plan was frozen effective January 1, 2007, with no further accruals of phantom stock after that date. The Plan administor used the December 29, 2006 closing price to convert the 1037.858 phantom stock units into an equivalent cash amount which will be distributed at a later date. Terri L. Marks, Power of Attorney for Hartwell H. Roper 2007-01-05 -----END PRIVACY-ENHANCED MESSAGE-----