-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SXoYNj/hAUM5grtSrYMPOCH2zgPcNYK8FeaSoaM2uvNRtPP7ZxwuXjkDziMbwYFz 3RNW+bH7XWrqcFfHjDHSUw== 0001073416-06-000072.txt : 20060615 0001073416-06-000072.hdr.sgml : 20060615 20060615130411 ACCESSION NUMBER: 0001073416-06-000072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060613 FILED AS OF DATE: 20060615 DATE AS OF CHANGE: 20060615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHELAN KAREN M L CENTRAL INDEX KEY: 0001073319 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 06906719 BUSINESS ADDRESS: BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: 1501 N HAMILTON STREET CITY: RICHMOND STATE: VA ZIP: 23230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET STREET 2: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23260 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 4 1 f4kmlw61306_ex.xml X0202 4 2006-06-13 0 0000102037 UNIVERSAL CORP /VA/ UVV 0001073319 WHELAN KAREN M L 1501 N HAMILTON STREET RICHMOND VA 23230 0 1 0 0 Treasurer Common Stock-restricted stock units 2006-06-13 4 A 0 3000 36.03 A 44471 D Common Stock 1854 I shares held in the ESPP Stock Appreciation Right 36.03 2006-06-13 4 A 0 12000 36.03 A 2007-06-13 2016-06-13 Common Stock 12000 12000 D awarded 3,000 restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination if individual is a covered employee under Section 162(m) on the date of the vesting. shares held in the employee stock purchase plan after a 12 month period of the grant date, 1/3 of total shares is exercisable and an addtiional 1/3 for each anniversary date after for 3 such periods. Karen M. L. Whelan, by Terri L. Marks, Power of Attorney 2006-06-15 -----END PRIVACY-ENHANCED MESSAGE-----