-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pl1krZ13sRRAyv6kBi+8IU4CieUZk2HGn+S8shCb4lJxbDEcF48DTPRIkx/KkW7T zQ1Yae/VstHyU82NJ29oAQ== 0001073416-06-000059.txt : 20060517 0001073416-06-000059.hdr.sgml : 20060517 20060517092745 ACCESSION NUMBER: 0001073416-06-000059 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060511 FILED AS OF DATE: 20060517 DATE AS OF CHANGE: 20060517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET STREET 2: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23260 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moore David C CENTRAL INDEX KEY: 0001362725 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 06847785 BUSINESS ADDRESS: BUSINESS PHONE: 804-254-1326 MAIL ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET CITY: RICHMOND STATE: VA ZIP: 23230 FORMER NAME: FORMER CONFORMED NAME: Moore David C. DATE OF NAME CHANGE: 20060515 3 1 f3dcm51506_ex.xml X0202 3 2006-05-11 0 0000102037 UNIVERSAL CORP /VA/ UVV 0001362725 Moore David C 1501 NORTH HAMILTON STREET RICHMOND VA 23230 0 1 0 0 Vice President & CAO Common Stock 6869 D Common Stock-ESPP 7839 I Employee Stock Purchase Plan Phantom stock units 1 for 1 Common Stock 9 D Options to buy Common Stock 35.67 2003-06-05 2012-12-05 Common Stock 22500 D Options to buy Common Stock 46.34 2005-12-31 2015-05-23 Common Stock 6000 D Includes 1,500 restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if individual is a covered employee under Code Section 162(m) on the date of vesting. shares held in the Employee Stock Purchase Plan the phantom stock units were acquired under the ULT Supplemental Stock Purchase Plan on a periodic basis during the fiscal year ended March 31, 2006. Each phantom until will be settled in cash upon the earlier of death, disability, retirement or termination of employment. options issued under the Executive Stock Plan Terri L. Marks, Power of Attorney for David C. Moore 2006-05-15 -----END PRIVACY-ENHANCED MESSAGE-----