-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O9biaLfUqFkjoXEC+OWVnchlTQPAHNnSxiY740lETGwb5uHXRUp9KlejoxYGAcv4 XTUgAGU9jxQDfpazFDtnqg== 0001073416-06-000055.txt : 20060509 0001073416-06-000055.hdr.sgml : 20060509 20060509100945 ACCESSION NUMBER: 0001073416-06-000055 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060331 FILED AS OF DATE: 20060509 DATE AS OF CHANGE: 20060509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET STREET 2: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23260 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHELAN KAREN M L CENTRAL INDEX KEY: 0001073319 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 06819010 BUSINESS ADDRESS: BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: 1501 N HAMILTON STREET CITY: RICHMOND STATE: VA ZIP: 23230 5 1 f5kmlw5106_ex.xml X0202 5 2006-03-31 0 0 0 0000102037 UNIVERSAL CORP /VA/ UVV 0001073319 WHELAN KAREN M L 1501 N HAMILTON STREET RICHMOND VA 23230 0 1 0 0 Treasurer Common Stock 2006-03-31 5 I 0 438 A 41471 D Common Stock 2006-03-31 5 I 0 448 A 1760 I employee stock purchase plan Options to buy common stock 42.82 2003-12-17 2012-12-05 Common stock 13536 13536 D Options to buy common stock 43.08 2004-06-17 2012-12-05 Common stock 22747 22747 D Options to buy common stock 47.28 2004-12-17 2012-12-05 Common stock 11737 11737 D Options to buy common stock 47.28 2004-12-17 2009-12-02 Common stock 14795 14795 D Options to buy common stock 48.21 2005-06-17 2007-12-15 Common stock 20192 20192 D Options to buy common stock 48.21 2005-06-17 2009-12-02 Common stock 4698 4698 D Options to buy common stock 48.21 2005-06-17 2012-12-05 Common stock 6085 6085 D Options to buy common stock 46.34 2005-12-31 2015-05-23 Common stock 11250 11250 D includes 438 shares previously owned in the stock purchase plan and 2,800 restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under Section 162(m) on the date of vesting. includes 448 shares acquired from 4/1/05 through 3/31/06 in the stock purchase plan shares held in the stock purchase plan options issued under the executive stock plan Terri L. Marks, Power of Attorney for Karen M. L. Whelan 2006-05-09 -----END PRIVACY-ENHANCED MESSAGE-----