-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Iu0RwxljLMtuU6yXI6AaoehFlc7D1xRGZSpuuUr+HK35MjNUlwRiIPN/wESSnsp9 4VWwyQILUbsOiLlfSqOkwQ== 0001073416-06-000049.txt : 20060509 0001073416-06-000049.hdr.sgml : 20060509 20060509093054 ACCESSION NUMBER: 0001073416-06-000049 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060331 FILED AS OF DATE: 20060509 DATE AS OF CHANGE: 20060509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET STREET 2: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23260 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROPER HARTWELL H CENTRAL INDEX KEY: 0001073320 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 06818894 BUSINESS ADDRESS: BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: 1501 N HAMILTON STREET CITY: RICHMOND STATE: VA ZIP: 23230 5 1 f5hhr5106_ex.xml X0202 5 2006-03-31 0 0 0 0000102037 UNIVERSAL CORP /VA/ UVV 0001073320 ROPER HARTWELL H 1501 N HAMILTON STREET RICHMOND VA 23230 0 1 0 0 Vice President & CFO Common Stock 2006-03-31 5 I 0 953 A 76645 D Common Stock-ESPP 2006-03-31 5 I 0 1315 A 21338 I Employee stock purchase plan phantom stock units 1 for 1 2006-03-31 5 A 0 90 A Common Shares 90 980 D Options to buy common stock 43.08 2004-06-17 2009-12-02 Common Stock 31475 31475 D Options to buy common stock 47.28 2004-12-17 2009-12-02 Common Stock 27782 27782 D Options to buy common stock 47.28 2004-12-17 2007-11-20 Common Stock 30688 30688 D Options to buy common stock 48.21 2005-06-17 2009-12-02 Common Stock 2206 2206 D Options to buy common stock 48.21 2005-06-17 2007-12-15 Common Stock 10288 10288 D Options to buy common stock 48.21 2005-06-17 2012-12-05 Common Stock 53403 53403 D Options to buy common stock 46.34 2005-12-31 2015-05-23 Common Stock 17500 17500 D includes 953 shares previously owned in the stock purchase plan and 4,400 restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under Section 162(m) on the date of vesting. includes 1315 shares acquired from 4/1/05 through 3/31/06 in the stock purchase plan shares held in the stock purchase plan the phantom stock units were acquired under the ULT supplemental stock purchase plan on a periodic basis during the fiscal year ended March 31, 2006. Each phantom stock unit will be settled in cash upon the earlier of death, disability or termination of employment. options issued under the executive stock plan Terri L. Marks, Power of Attorney for Hartwell H. Roper 2006-08-09 -----END PRIVACY-ENHANCED MESSAGE-----