-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P68fM7a8h5CIRtcsyyrtpasZmwes1HVe8grU9KguhDklq8pDIe/1iYhCLWqov4cC uxudhzFkXqjfmF+yKYLoTg== 0001073416-06-000047.txt : 20060508 0001073416-06-000047.hdr.sgml : 20060508 20060508140604 ACCESSION NUMBER: 0001073416-06-000047 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060331 FILED AS OF DATE: 20060508 DATE AS OF CHANGE: 20060508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET STREET 2: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23260 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STARKEY JAMES H III CENTRAL INDEX KEY: 0001063812 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 06816056 BUSINESS ADDRESS: BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: 1501 NORTH HAMILTON ST CITY: RICHMOND STATE: VA ZIP: 23230 5 1 f5jhs5106_ex.xml X0202 5 2006-03-31 1 0 0 0000102037 UNIVERSAL CORP /VA/ UVV 0001063812 STARKEY JAMES H III 1501 NORTH HAMILTON ST RICHMOND VA 23230 0 1 0 0 Vice President Common Stock 55951 D Common Stock 400 I Family Trust Common Stock-ESPP 2006-03-31 5 I 0 1115 A 17887 I shares held in the ESPP Options to buy common stock 43.08 2004-06-17 2009-12-02 Common Stock 5665 5665 D Options to buy common stock 47.28 2004-12-17 2009-12-02 Common Stock 10127 10127 D Options to buy common stock 47.28 2004-12-17 2007-11-20 Common Stock 20589 20589 D Options to buy common stock 47.28 2004-12-17 2012-12-05 Common Stock 9602 9602 D Options to buy common stock 48.21 2005-06-17 2012-12-05 Common Stock 36964 36964 D Options to buy common stock 48.21 2005-06-17 2009-12-02 Common Stock 7776 7776 D Options to buy common stock 46.64 2005-12-31 2015-05-23 Common Stock 11250 11250 D 2,800 shares of restricted stock units are included in this total. The restricted stock units vest on the fifth Anniversary of the award date, however payment will be delayed until termination if individual is a covered employee under code Section 162(m) on the date of vesting. includes 1115 shares acquired from 4/1/05 through 3/31/06 in the stock purchase plan number of shares in the stock purchase plan options issued under the executive stock plan Mr. Starkey is sole trustee of a family trust which holds UC stock. Terri L. Marks, Power of Attorney for James H. Starkey, III 2006-05-08 -----END PRIVACY-ENHANCED MESSAGE-----