-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JaYVeJncYCJJoEnQ1eA4TQZ3nYkFwSvVvVMASwQyw1KuCwEH9xdB081yPTvbBADN vy1RR4VLKTsuWU9ZeH5kow== 0001073416-06-000033.txt : 20060505 0001073416-06-000033.hdr.sgml : 20060505 20060505143400 ACCESSION NUMBER: 0001073416-06-000033 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060331 FILED AS OF DATE: 20060505 DATE AS OF CHANGE: 20060505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KING ALLEN B CENTRAL INDEX KEY: 0001073305 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 06812360 BUSINESS ADDRESS: BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: 1501 N HAMILTON STREET CITY: RICHMOND STATE: VA ZIP: 23230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET STREET 2: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23260 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 5 1 f5abk5106_ex.xml X0202 5 2006-03-31 0 0 0 0000102037 UNIVERSAL CORP /VA/ UVV 0001073305 KING ALLEN B 1501 N HAMILTON STREET RICHMOND VA 23230 1 1 0 0 Chairman, President & CEO Common Stock 142948 D Common Stock 2006-03-31 5 I 0 1394 A 22802 I shares held in the Employee Stock Purchase Plan phantom stock units 1 for 1 2006-03-31 5 A 0 1556 A Common Stock 1556 11715 D Options to buy Common Stock 42.82 2003-12-17 2012-12-05 Common Stock 6938 6938 D Options to buy Common Stock 43.08 2004-06-17 2012-12-05 Common Stock 89286 89286 D Options to buy Common Stock 47.28 2004-12-17 2007-11-20 Common Stock 24027 24027 D Options to buy Common Stock 47.28 2004-12-17 2012-12-05 Common Stock 15928 15928 D Options to buy Common Stock 47.28 2004-12-17 2009-12-02 Common Stock 60051 60051 D Options to buy Common Stock 48.21 2005-06-17 2012-12-05 Common Stock 64908 64908 D Options to buy Common Stock 48.21 2005-06-17 2007-12-15 Common Stock 49127 49127 D Options to buy Common Stock 46.34 2005-12-31 2015-05-23 Common Stock 70000 70000 D Includes 17,500 shares of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under Section 162(m) on the date of vesting. includes 1394 shares acquired from 4/1/05 through 3/31/06 in the stock purchase plan shares held in the stock purchase plan the phantom stock units were acquired under the ULT Supplemental Stock Purchase Plan on a periodic basis during the fiscal year ended March 31, 2006. Each phanton stock unit will be settled in cash upon the earlier of death, disability, retirement or termination of employment. options issued under the Executive Stock Plan Allen B. King, by Terri L. Marks, Power of Attorney 2006-05-05 -----END PRIVACY-ENHANCED MESSAGE-----