0001073416-01-500099.txt : 20011106
0001073416-01-500099.hdr.sgml : 20011106
ACCESSION NUMBER: 0001073416-01-500099
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20011031
FILED AS OF DATE: 20011101
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/
CENTRAL INDEX KEY: 0000102037
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150]
IRS NUMBER: 540414210
STATE OF INCORPORATION: VA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00652
FILM NUMBER: 1773054
BUSINESS ADDRESS:
STREET 1: 1501 NORTH HAMILTON STREET
STREET 2: PO BOX 25099
CITY: RICHMOND
STATE: VA
ZIP: 23230
BUSINESS PHONE: 8043599311
MAIL ADDRESS:
STREET 1: PO BOX 25099
CITY: RICHMOND
STATE: VA
ZIP: 23260
FORMER COMPANY:
FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC
DATE OF NAME CHANGE: 19880314
COMPANY DATA:
COMPANY CONFORMED NAME: FOSTER CHARLES H JR
CENTRAL INDEX KEY: 0001073310
STANDARD INDUSTRIAL CLASSIFICATION: []
DIRECTOR
FILING VALUES:
FORM TYPE: 4
BUSINESS ADDRESS:
STREET 1: 1501 N HAMILTON STREET
CITY: RICHMOND
STATE: VA
ZIP: 23230
BUSINESS PHONE: 8043599311
MAIL ADDRESS:
STREET 1: 1501 N HAMILTON STREET
CITY: RICHMOND
STATE: VA
ZIP: 23230
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f4chf1001.txt
FORM 4
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b).
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1. Name and Address of Reporting Person*
Foster,Jr. Charles H.
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(Last) (First) (Middle)
1501 North Hamilton Street
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(Street)
Richmond VA 23230
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
Universal Corporation-UVV
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3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
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4. Statement for Month/Year
10/01
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5. If Amendment, Date of Original (Month/Year)
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6. Relationship of Reporting Person to Issuer
(Check all applicable)
[X] Director [_] 10% Owner
[_] Officer (give title below) [_] Other (specify below)
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7. Individual or Joint/Group Filing (Check applicable line)
[X] Form filed by one Reporting Person
[_] Form filed by more than one Reporting Person
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Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
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6.
4. 5. Owner-
Securities Acquired (A) or Amount of ship
3. Disposed of (D) Securities Form: 7.
Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of
2. Code ------------------------------- Owned at End (D) or Indirect
1. Transaction (Instr. 8) (A) of Month Indirect Beneficial
Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4)
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Common Stock 1,000 I(1)
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Common Stock 400 D
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Common Stock 2,100 D(2)
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total 3,500
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* If the Form is filed by more than one Reporting Person, see Instruction
4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
(Print or Type Response) (Over)
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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10.
9. Owner-
Number ship
of Form
2. Deriv- of
Conver- 5. 7. ative Deriv- 11.
sion Number of Title and Amount Secur- ative Nature
or Derivative 6. of Underlying 8. ities Secur- of
Exer- 4. Securities Date Securities Price Bene- ity: In-
cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct
Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene-
1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial
Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner-
Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship
Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
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Common Stock $32.22 10/24/01 (3) 1,000
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Explanation of Responses:
(1)Mr. Foster is the sole trustee of a family trust which holds UC stock.
(2) shares were granted for service as a Director. Transfer of shares is
prohibited and the shares may be forfeited to the Company unless certain
specified conditions are met.
(3) grant to Director of options to buy 1,000 shares of common stock under
the Universal Corporation 1994 Stock Option Plan for non-employee Directors
signature of file, filed electronically November 1, 2001
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**Signature of Reporting Person Date
** Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
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