5 1 0001.txt FORM 5 - 6/30/00 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported ( ) Form 4 Transactions Reported 1. Name and Address of Reporting Person FOSTER, JR, CHARLES H. 1501 NORTH HAMILTON STREET RICHMOND, VA 23230 USA 2. Issuer Name and Ticker or Trading Symbol UNIVERSAL CORPORATION UVV 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 6/30/00 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| COMMON STOCK | | | | | |1,000 |I* | | -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK | | | | | |400 |D | | -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK | | | | | |2,100 |D** | | -----------------------------------------------------------------------------------------------------------------------------------| | | | | | |------------- | | | -----------------------------------------------------------------------------------------------------------------------------------| | | | | |TOTAL |3,500 | | | -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| COMMON STOCK |21.625 |10/24| |*** |A | | | |1,000 | | | | | | |/95 | | | | | | | | | | | | -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK |26.875 |10/23| |*** |A | | | |1,000 | | | | | | |/96 | | | | | | | | | | | | -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK |37.875 |10/29| |*** |A | | | |1,000 | | | | | | |/97 | | | | | | | | | | | | -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK |37.125 |10/28| |*** |A | | | |1,000 | | | | | | |/98 | | | | | | | | | | | | -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK |21.8125 |10/27| |*** |A | | | |1,000 | | | | | | |99 | | | | | | | | | | | | -----------------------------------------------------------------------------------------------------------------------------------| DEFERRED STOCK UNITS |1 FOR 1 |**** |A |273.23234 |A |**** |**** |COMMON STOCK|273.232|**** |454.32984 | | | | | | | | | | | |34 | | | | | -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: *MR FOSTER IS THE SOLE TRUSTEE OF A FAMILY TRUST WHICH HOLDS UNIVERSAL CORPORATION COMMON STOCK **SHARES WERE GRANTED FOR SERVICE AS A DIRECTOR. TRANSFER OF THE SHARES IS PROHIBITED AND THE SHARES MAY BE FORFEITED TO THE COMPANY UNLESS CERTAIN SPECIFIED CONDITIONS ARE MET. ***GRANT TO REPORTING PERSON OF OPTIONS TO BUY 1,000 SHARES OF COMMON STOCK UNDER THE UNIVERSAL CORPORATION 1994 STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS. ****THE DEFERRED STOCK UNITS WERE ACQUIRED UNDER THE UNIVERSAL CORPORATION OUTSIDE DIRECTORS' DEFERRED INCOME PLAN ON A PERIODIC BASIS DURING THE FISCAL YEAR ENDED JUNE 30, 2000. EACH DEFERRED STOCK UNIT WILL BE SETTLED IN CASH BASED UPON A FIXED DATE PAYOUT ELECTION, OR UPON DEATH, DISABILITY OR TERMINATION OF SERVICE, OR EARLIER PURSUANT TO THE TERMS OF THE PLAN. THE RANGE OF HIGH AND LOW MARKET PRICES FOR THE COMPANY'S COMMON STOCK ON THE DATES THE DEFERRED STOCK UNITS WERE CREDITED IS $28.56 AND $16.25, RESPECTIVELY. SIGNATURE OF REPORTING PERSON C. H. FOSTER, JR., SIGNATURE ON FILE,FILED ELECTRONICALLY DATE AUGUST 9, 2000