-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JX2qiBm/vlr+jN84Lg3HgvW6Ntkj4buxUl9OnTsIRzyDRqB4d4n3k/VIDqtKswDw O+UeoeIdhJK3MEDqhFsb3A== 0000916641-96-001058.txt : 19961203 0000916641-96-001058.hdr.sgml : 19961203 ACCESSION NUMBER: 0000916641-96-001058 CONFORMED SUBMISSION TYPE: 10-Q/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19960930 FILED AS OF DATE: 19961202 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 10-Q/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 96674702 BUSINESS ADDRESS: STREET 1: P O BOX 25099 STREET 2: 1501 N HAMILTON ST CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23260 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 10-Q/A 1 AMENDED FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A AMENDMENT # 1 [ x ] Quarterly Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the Period Ended September 30, 1996 OR [ ] Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the Transition Period From___________________to___________________ Commission file number 1-652 UNIVERSAL CORPORATION (Exact name of Registrant as specified in its charter) VIRGINIA 54-0414210 (State or other jurisdiction of (I.R. S. Employer incorporation or organization) Identification Number) 1501 North Hamilton Street, Richmond, Virginia 23230 (Address of principal executive offices) (Zip code) Registrant's telephone number, including area code - (804) 359-9311 Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15 (d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No Common Stock, No par value-35,056,357 shares outstanding as of December 1, 1996 PART II. OTHER INFORMATION ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K (a) Exhibit 12 Ratio of Earnings to Fixed Charges (b) Reports on Form 8-K None filed for the quarter ended September 30, 1996. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Date: December 1, 1996 UNIVERSAL CORPORATION (Registrant) / s / Hartwell H. Roper ------------------------------------- Hartwell H. Roper, Vice President and Chief Financial Officer / s / William J. Coronado ------------------------------------- William J. Coronado, Controller (Principal Accounting Officer) EX-12 2 RATIO OF EARNINGS TO FIXED CHARGES EXHIBIT 12. Universal Corporation and Subsidiaries RATIO OF EARNINGS TO FIXED CHARGES Years Ended September 30, 1996 and 1995 1996 1995 ------ ------ Pretax income from continuing operations ........... $33,142 $15,277 Pretax income of unconsolidated affiliates ......... 1,879 1,974 Fixed charges ...................................... 16,110 17,616 ------ ------ Earnings ........................................... $51,131 $34,867 ======= ======= Interest ........................................... $15,911 $17,225 Interest of unconsolidated affiliates .............. 110 333 Debt discount amortization ......................... 89 58 ------ ------ Fixed Charges ...................................... $16,110 $17,616 ======= ======= Ratio of Earnings to Fixed Charges ................. 3.2 2.0 ======= ======= -----END PRIVACY-ENHANCED MESSAGE-----