Chief Compliance Officer

0001085146-22-003858.txt : 20221109 0001085146-22-003858.hdr.sgml : 20221109 20221109145137 ACCESSION NUMBER: 0001085146-22-003858 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221109 DATE AS OF CHANGE: 20221109 EFFECTIVENESS DATE: 20221109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pekin Hardy Strauss, Inc. CENTRAL INDEX KEY: 0001020317 IRS NUMBER: 363667359 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05740 FILM NUMBER: 221372147 BUSINESS ADDRESS: STREET 1: 161 NORTH CLARK STREET STREET 2: SUITE 2200 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-896-9668 MAIL ADDRESS: STREET 1: 161 NORTH CLARK STREET STREET 2: SUITE 2200 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL DATE OF NAME CHANGE: 20060117 FORMER COMPANY: FORMER CONFORMED NAME: Pekin Singer Strauss Asset Management Inc. DATE OF NAME CHANGE: 20060117 FORMER COMPANY: FORMER CONFORMED NAME: PEKIN SINGER & SHAPIRO ASSET MANAGEMENT /IL DATE OF NAME CHANGE: 19990324 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001020317 XXXXXXXX 09-30-2022 09-30-2022 false Pekin Hardy Strauss, Inc.

161 NORTH CLARK STREET SUITE 2200 CHICAGO IL 60601

13F HOLDINGS REPORT 028-05740 N Jennifer Dunlap Chief Compliance Officer 312-554-7525 /s/ Jennifer Dunlap Chicago IL 11-09-2022 0 311 626969 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 89BIO INC COM 282559103 1895 327336 SH SOLE 200000 0 127336 ABBOTT LABS COM 002824100 1548 16000 SH SOLE 0 0 16000 ABBVIE INC COM 00287Y109 5065 37737 SH SOLE 0 0 37737 ABRDN ASIA PACIFIC INCOME FU COM 003009107 388 153782 SH SOLE 0 0 153782 ABRDN GOLD ETF TRUST PHYSCL GOLD SHS 00326A104 1402 88070 SH SOLE 0 0 88070 ACTIVISION BLIZZARD INC COM 00507V109 2371 31891 SH SOLE 0 0 31891 ADVISORSHARES TR PURE US CANNABIS 00768Y453 1866 209384 SH SOLE 0 0 209384 AERCAP HOLDINGS NV SHS N00985106 8046 190084 SH SOLE 75000 0 115084 AGNC INVT CORP COM 00123Q104 95 11275 SH SOLE 0 0 11275 AGNICO EAGLE MINES LTD COM 008474108 3281 77688 SH SOLE 0 0 77688 ALAMOS GOLD INC NEW COM CL A 011532108 1302 175695 SH SOLE 0 0 175695 ALCOA CORP COM 013872106 817 24280 SH SOLE 0 0 24280 ALCON AG ORD SHS H01301128 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CORP COM 13321L108 12029 453764 SH SOLE 0 0 453764 CANADIAN NATL RY CO COM 136375102 2975 27550 SH SOLE 0 0 27550 CBOE GLOBAL MKTS INC COM 12503M108 1321 11252 SH SOLE 0 0 11252 CENTENE CORP DEL COM 15135B101 2154 27688 SH SOLE 0 0 27688 CF INDS HLDGS INC COM 125269100 10936 113621 SH SOLE 35000 0 78621 CHARGEPOINT HOLDINGS INC COM CL A 15961R105 244 16500 SH SOLE 0 0 16500 CHENIERE ENERGY INC COM NEW 16411R208 4196 25294 SH SOLE 0 0 25294 CHEVRON CORP NEW COM 166764100 4867 33874 SH SOLE 0 0 33874 CHUBB LIMITED COM H1467J104 877 4821 SH SOLE 0 0 4821 CIGNA CORP NEW COM 125523100 204 735 SH SOLE 0 0 735 CINTAS CORP COM 172908105 223 575 SH SOLE 0 0 575 CISCO SYS INC COM 17275R102 97 2422 SH SOLE 0 0 2422 CISCO SYS INC COM 17275R102 320 8000 SH Call SOLE 0 0 8000 CITIZENS FINL GROUP INC COM 174610105 942 27425 SH SOLE 0 0 27425 CLEVELAND-CLIFFS INC NEW COM 185899101 407 30200 SH SOLE 0 0 30200 CLOUDFLARE INC CL A COM 18915M107 284 5137 SH SOLE 0 0 5137 CME GROUP INC COM 12572Q105 2180 12307 SH SOLE 0 0 12307 CNB FINL CORP PA COM 126128107 5606 237860 SH SOLE 90000 0 147860 COCA COLA CO COM 191216100 1456 25996 SH SOLE 0 0 25996 COHEN & STEERS INFRASTRUCTUR COM 19248A109 339 14590 SH SOLE 0 0 14590 CONOCOPHILLIPS COM 20825C104 1256 12272 SH SOLE 0 0 12272 CONSTELLATION ENERGY CORP COM 21037T109 2997 36025 SH SOLE 0 0 36025 CONTINENTAL RES INC COM 212015101 735 11000 SH SOLE 0 0 11000 COSTCO WHSL CORP NEW COM 22160K105 299 633 SH SOLE 0 0 633 COTERRA ENERGY INC COM 127097103 1437 55020 SH SOLE 0 0 55020 CVS HEALTH CORP COM 126650100 2070 21710 SH SOLE 0 0 21710 D R HORTON INC COM 23331A109 1050 15594 SH SOLE 0 0 15594 DENISON MINES CORP COM 248356107 30 25500 SH SOLE 0 0 25500 DEVON ENERGY CORP NEW COM 25179M103 10496 174556 SH SOLE 0 0 174556 DIAGEO PLC SPON ADR NEW 25243Q205 732 4308 SH SOLE 0 0 4308 DIAMONDBACK ENERGY INC COM 25278X109 205 1700 SH SOLE 0 0 1700 DOLLAR TREE INC COM 256746108 5205 38247 SH SOLE 23000 0 15247 DYADIC INTL INC DEL COM 26745T101 98 51240 SH SOLE 0 0 51240 EATON CORP PLC SHS G29183103 1714 12851 SH SOLE 0 0 12851 EATON VANCE LTD DURATION INC COM 27828H105 125 13555 SH SOLE 0 0 13555 EMERSON ELEC CO COM 291011104 841 11492 SH SOLE 0 0 11492 ENBRIDGE INC COM 29250N105 806 21614 SH SOLE 0 0 21614 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 3403 308510 SH SOLE 0 0 308510 ENTERPRISE PRODS PARTNERS L COM 293792107 2896 121788 SH SOLE 0 0 121788 EOG RES INC COM 26875P101 4751 42526 SH SOLE 0 0 42526 EQT CORP COM 26884L109 448 10999 SH SOLE 0 0 10999 EQUINOX GOLD CORP COM 29446Y502 111 30450 SH SOLE 0 0 30450 EQUITY RESIDENTIAL SH BEN INT 29476L107 1562 23244 SH SOLE 0 0 23244 ETF MANAGERS TR BLUESTAR ISRAEL 26924G870 282 6445 SH SOLE 0 0 6445 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 1006 219101 SH SOLE 0 0 219101 ETF MANAGERS TR PRIME JUNIR SLVR 26924G102 842 92275 SH SOLE 0 0 92275 EVERCORE INC CLASS A 29977A105 4653 56567 SH SOLE 20000 0 36567 EXELON CORP COM 30161N101 4136 110418 SH SOLE 0 0 110418 EXXON MOBIL CORP COM 30231G102 10299 117959 SH SOLE 0 0 117959 FEDEX CORP COM 31428X106 591 3981 SH SOLE 0 0 3981 FIRST HORIZON CORPORATION COM 320517105 9331 407474 SH SOLE 90000 0 317474 FIRST MAJESTIC SILVER CORP COM 32076V103 106 13850 SH SOLE 0 0 13850 FISERV INC COM 337738108 5369 57384 SH SOLE 22000 0 35384 FLEXSHARES TR MORNSTAR UPSTR 33939L407 957 25462 SH SOLE 0 0 25462 FORD MTR CO DEL COM 345370860 82 7300 SH SOLE 0 0 7300 FORD MTR CO DEL COM 345370860 56 5000 SH Call SOLE 0 0 5000 FRANCO NEV CORP COM 351858105 2364 19788 SH SOLE 0 0 19788 FREEPORT-MCMORAN INC CL B 35671D857 1663 60845 SH SOLE 0 0 60845 GABELLI EQUITY TR INC COM 362397101 141 25615 SH SOLE 0 0 25615 GAUCHO GROUP HLDGS INC COM NEW 36809R206 9 40000 SH SOLE 0 0 40000 GENCO SHIPPING & TRADING LTD SHS Y2685T131 1457 116300 SH SOLE 0 0 116300 GENERAL DYNAMICS CORP COM 369550108 503 2370 SH SOLE 0 0 2370 GENPREX INC COM 372446104 18 12578 SH SOLE 0 0 12578 GILEAD SCIENCES INC COM 375558103 409 6638 SH SOLE 0 0 6638 GLOBAL X FDS GLBL X MLP ETF 37954Y343 1139 28870 SH SOLE 0 0 28870 GLOBAL X FDS GLOBAL X COPPER 37954Y830 234 8275 SH SOLE 0 0 8275 GLOBAL X FDS GLOBAL X SILVER 37954Y848 1373 56929 SH SOLE 0 0 56929 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 645 9757 SH SOLE 0 0 9757 GOLDMAN SACHS PHYSICAL GOLD UNIT 38150K103 222 13450 SH SOLE 0 0 13450 GOLUB CAP BDC INC COM 38173M102 670 54091 SH SOLE 0 0 54091 HDFC BANK LTD SPONSORED ADS 40415F101 452 7735 SH SOLE 0 0 7735 HECLA MNG CO COM 422704106 815 206785 SH SOLE 0 0 206785 HERBALIFE NUTRITION LTD COM SHS G4412G101 5841 293671 SH SOLE 135000 0 158671 HERBALIFE NUTRITION LTD NOTE 2.625% 3/1 42703MAD5 2035 2250000 PRN SOLE 2250000 0 0 HERON THERAPEUTICS INC COM 427746102 2714 643115 SH SOLE 350000 0 293115 HIGHLAND INCOME FD HIGHLAND INCOME 43010E404 182 18733 SH SOLE 0 0 18733 HOME DEPOT INC COM 437076102 838 3036 SH SOLE 0 0 3036 IDEX CORP COM 45167R104 450 2250 SH SOLE 0 0 2250 ILLINOIS TOOL WKS INC COM 452308109 248 1374 SH SOLE 0 0 1374 INSIGHT SELECT INCOME FD COM 45781W109 526 34233 SH SOLE 0 0 34233 INTEL CORP COM 458140100 1006 39054 SH SOLE 0 0 39054 INTERNATIONAL BUSINESS MACHS COM 459200101 689 5801 SH SOLE 0 0 5801 INVESCO CURRENCYSHARES JAPAN JAPANESE YEN 46138W107 956 14800 SH SOLE 0 0 14800 INVESCO EXCH TRADED FD TR II S&P SMLCP ENGY 46138E164 187 21975 SH SOLE 0 0 21975 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 1424 65030 SH SOLE 0 0 65030 INVESCO QQQ TR UNIT SER 1 46090E103 45 170 SH SOLE 0 0 170 INVESCO QQQ TR UNIT SER 1 46090E103 10958 41000 SH Put SOLE 40000 0 1000 ISHARES GOLD TR ISHARES NEW 464285204 4049 128423 SH SOLE 0 0 128423 ISHARES INC MSCI BRAZIL ETF 464286400 4754 160452 SH SOLE 0 0 160452 ISHARES INC MSCI CHILE ETF 464286640 277 11550 SH SOLE 0 0 11550 ISHARES INC MSCI EMRG CHN 46434G764 386 8712 SH SOLE 0 0 8712 ISHARES INC MSCI MEXICO ETF 464286822 1002 22660 SH SOLE 0 0 22660 ISHARES SILVER TR ISHARES 46428Q109 854 48790 SH SOLE 0 0 48790 ISHARES SILVER TR ISHARES 46428Q109 175 10000 SH Call SOLE 0 0 10000 ISHARES TR CORE S&P500 ETF 464287200 270 753 SH SOLE 0 0 753 ISHARES TR ISHS 1-5YR INVS 464288646 1158 23495 SH SOLE 0 0 23495 ISHARES TR LATN AMER 40 ETF 464287390 1093 46080 SH SOLE 0 0 46080 ISHARES TR MSCI INDONIA ETF 46429B309 1364 58470 SH SOLE 0 0 58470 ISHARES TR TIPS BD ETF 464287176 771 7348 SH SOLE 0 0 7348 ITURAN LOCATION AND CONTROL SHS M6158M104 6950 297776 SH SOLE 105000 0 192776 JAPAN SMALLER CAPITALIZATION COM 47109U104 71 12095 SH SOLE 0 0 12095 JOHNSON & JOHNSON COM 478160104 5188 31757 SH SOLE 0 0 31757 JPMORGAN CHASE & CO COM 46625H100 1434 13722 SH SOLE 0 0 13722 JUPITER WELLNESS INC COM NEW 48208F105 18 22531 SH SOLE 0 0 22531 KRANESHARES TR ASIA PACIFIC HI 500767843 727 28520 SH SOLE 0 0 28520 KRANESHARES TR CALIFORNIA CARB 500767553 3757 170635 SH SOLE 60000 0 110635 KRANESHARES TR CSI CHI INTERNET 500767306 746 30272 SH SOLE 0 0 30272 KRANESHARES TR QUADRTC INT RT 500767736 7258 327514 SH SOLE 0 0 327514 KT CORP SPONSORED ADR 48268K101 180 14750 SH SOLE 0 0 14750 LILLY ELI & CO COM 532457108 360 1113 SH SOLE 0 0 1113 LINDE PLC SHS G5494J103 303 1123 SH SOLE 0 0 1123 LISTED FD TR HORIZON KINETICS 53656F623 4935 177339 SH SOLE 0 0 177339 LOCKHEED MARTIN CORP COM 539830109 328 850 SH SOLE 0 0 850 LUMENTUM HLDGS INC COM 55024U109 4374 63790 SH SOLE 18000 0 45790 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 1865 2000000 PRN SOLE 2000000 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 2892 38422 SH SOLE 0 0 38422 MAG SILVER CORP COM 55903Q104 255 20425 SH SOLE 0 0 20425 MANULIFE FINL CORP COM 56501R106 174 11124 SH SOLE 0 0 11124 MARTIN MARIETTA MATLS INC COM 573284106 250 775 SH SOLE 0 0 775 MCDONALDS CORP COM 580135101 1807 7830 SH SOLE 0 0 7830 MEDTRONIC PLC SHS G5960L103 535 6623 SH SOLE 0 0 6623 MERCK & CO INC COM 58933Y105 5934 68901 SH SOLE 0 0 68901 META PLATFORMS INC CL A 30303M102 2671 19684 SH SOLE 0 0 19684 MFS INTER INCOME TR SH BEN INT 55273C107 111 39342 SH SOLE 0 0 39342 MICRON TECHNOLOGY INC COM 595112103 5589 111550 SH SOLE 35000 0 76550 MICROSOFT CORP COM 594918104 7410 31814 SH SOLE 0 0 31814 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 48 10665 SH SOLE 0 0 10665 MOHAWK INDS INC COM 608190104 301 3300 SH SOLE 0 0 3300 MORGAN STANLEY COM NEW 617446448 912 11542 SH SOLE 0 0 11542 MORNINGSTAR INC COM 617700109 398 1875 SH SOLE 0 0 1875 MOSAIC CO NEW COM 61945C103 12880 266501 SH SOLE 60000 0 206501 MP MATERIALS CORP COM CL A 553368101 355 13015 SH SOLE 0 0 13015 MRC GLOBAL INC COM 55345K103 7271 1011331 SH SOLE 350000 0 661331 NEWMONT CORP COM 651639106 2961 70453 SH SOLE 0 0 70453 NEXGEN ENERGY LTD COM 65340P106 744 203700 SH SOLE 0 0 203700 NEXTERA ENERGY INC COM 65339F101 813 10369 SH SOLE 0 0 10369 NIKE INC CL B 654106103 562 6761 SH SOLE 0 0 6761 NOKIA CORP SPONSORED ADR 654902204 43 10006 SH SOLE 0 0 10006 NORFOLK SOUTHN CORP COM 655844108 208 992 SH SOLE 0 0 992 NORTHROP GRUMMAN CORP COM 666807102 235 500 SH SOLE 0 0 500 NOVARTIS AG SPONSORED ADR 66987V109 3364 44252 SH SOLE 0 0 44252 NU HLDGS LTD ORD SHS CL A G6683N103 102 23200 SH SOLE 0 0 23200 NU HLDGS LTD ORD SHS CL A G6683N103 22 5000 SH Call SOLE 0 0 5000 NUSCALE PWR CORP CL A COM 67079K100 219 18750 SH SOLE 0 0 18750 NUTRIEN LTD COM 67077M108 2837 33836 SH SOLE 0 0 33836 NUVEEN MORTGAGE AND INCOME F COM 670735109 340 21130 SH SOLE 0 0 21130 NVIDIA CORPORATION COM 67066G104 252 2074 SH SOLE 0 0 2074 OCCIDENTAL PETE CORP COM 674599105 2605 42395 SH SOLE 0 0 42395 PAN AMERN SILVER CORP COM 697900108 1040 65512 SH SOLE 0 0 65512 PAYPAL HLDGS INC COM 70450Y103 319 3710 SH SOLE 0 0 3710 PEABODY ENERGY CORP COM 704551100 2531 101990 SH SOLE 0 0 101990 PEPSICO INC COM 713448108 5209 31904 SH SOLE 0 0 31904 PFIZER INC COM 717081103 3254 74354 SH SOLE 0 0 74354 PHILIP MORRIS INTL INC COM 718172109 2452 29542 SH SOLE 0 0 29542 PIONEER NAT RES CO COM 723787107 963 4449 SH SOLE 0 0 4449 PROCTER AND GAMBLE CO COM 742718109 918 7269 SH SOLE 0 0 7269 PROSHARES TR SHORT QQQ NEW 74347B714 1100 73750 SH SOLE 0 0 73750 PROSHARES TR II VIX SH TRM FUTRS 74347Y854 308 17990 SH SOLE 0 0 17990 PUBLIC STORAGE COM 74460D109 1057 3611 SH SOLE 0 0 3611 QUALCOMM INC COM 747525103 599 5303 SH SOLE 0 0 5303 RANGE RES CORP COM 75281A109 270 10700 SH SOLE 0 0 10700 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1680 20518 SH SOLE 0 0 20518 ROCKLEY PHOTONICS HLDGS LTD ORDINARY SHARES G7614L109 1198 1686662 SH SOLE 750000 0 936662 ROYAL GOLD INC COM 780287108 333 3550 SH SOLE 0 0 3550 S&P GLOBAL INC COM 78409V104 262 857 SH SOLE 0 0 857 SABA CAPITAL INCOME & OPRNT SHS NEW 78518H202 408 51549 SH SOLE 0 0 51549 SALESFORCE INC COM 79466L302 334 2324 SH SOLE 0 0 2324 SANOFI SPONSORED ADR 80105N105 427 11244 SH SOLE 0 0 11244 SCHLUMBERGER LTD COM STK 806857108 1774 49414 SH SOLE 0 0 49414 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 1819 77586 SH SOLE 0 0 77586 SEABRIDGE GOLD INC COM 811916105 188 15800 SH SOLE 0 0 15800 SELECT SECTOR SPDR TR ENERGY 81369Y506 4280 59421 SH SOLE 0 0 59421 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 381 3150 SH SOLE 0 0 3150 SIBANYE STILLWATER LTD SPONSORED ADR 82575P107 914 98075 SH SOLE 0 0 98075 SILVERCREST METALS INC COM 828363101 304 54400 SH SOLE 0 0 54400 SILVERGATE CAP CORP CL A 82837P408 264 3500 SH SOLE 0 0 3500 SIMON PPTY GROUP INC NEW COM 828806109 423 4708 SH SOLE 0 0 4708 SK TELECOM LTD SPONSORED ADR 78440P306 470 24392 SH SOLE 0 0 24392 SLR INVESTMENT CORP COM 83413U100 1862 151100 SH SOLE 0 0 151100 SM ENERGY CO COM 78454L100 5401 143605 SH SOLE 0 0 143605 SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B 833635105 202 2225 SH SOLE 0 0 2225 SONY GROUP CORPORATION SPONSORED ADR 835699307 4931 76988 SH SOLE 5000 0 71988 SOUTHWESTERN ENERGY CO COM 845467109 342 55835 SH SOLE 0 0 55835 SPDR S&P 500 ETF TR TR UNIT 78462F103 1080 3024 SH SOLE 0 0 3024 SPDR S&P 500 ETF TR TR UNIT 78462F103 15180 42500 SH Put SOLE 42500 0 0 SPDR SER TR S&P BIOTECH 78464A870 1334 16823 SH SOLE 0 0 16823 SPDR SER TR S&P METALS MNG 78464A755 1350 31770 SH SOLE 0 0 31770 SPDR SER TR S&P OILGAS EXP 78468R556 347 2785 SH SOLE 0 0 2785 SPDR SER TR S&P REGL BKG 78464A698 211 3580 SH SOLE 0 0 3580 SPIRIT AIRLS INC NOTE 4.750% 5/1 848577AA0 518 305000 PRN SOLE 0 0 305000 SPROTT ETF TRUST GOLD MINERS ETF 85210B102 912 42747 SH SOLE 0 0 42747 SPROTT FDS TR URANIUM MINERS E 85208P303 242 3720 SH SOLE 0 0 3720 SPROTT INC COM NEW 852066208 247 7325 SH SOLE 0 0 7325 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 7896 507132 SH SOLE 0 0 507132 SPROTT PHYSICAL GOLD TR UNIT 85207H104 51887 4053677 SH SOLE 700000 0 3353677 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 294 20560 SH SOLE 0 0 20560 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 2975 449359 SH SOLE 0 0 449359 SPROUTS FMRS MKT INC COM 85208M102 8812 317553 SH SOLE 95000 0 222553 STANLEY BLACK & DECKER INC COM 854502101 201 2675 SH SOLE 0 0 2675 STARBUCKS CORP COM 855244109 858 10188 SH SOLE 0 0 10188 SUNCOR ENERGY INC NEW COM 867224107 9594 340801 SH SOLE 0 0 340801 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 401 5843 SH SOLE 0 0 5843 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 103 1500 SH Call SOLE 0 0 1500 TECK RESOURCES LTD CL B 878742204 2914 95837 SH SOLE 0 0 95837 TEMPLETON GLOBAL INCOME FD COM 880198106 51 12416 SH SOLE 0 0 12416 TESLA INC COM 88160R101 270 1017 SH SOLE 0 0 1017 TURQUOISE HILL RES LTD COM 900435207 217 7300 SH SOLE 0 0 7300 TYSON FOODS INC CL A 902494103 1303 19757 SH SOLE 0 0 19757 ULTA BEAUTY INC COM 90384S303 382 953 SH SOLE 0 0 953 UNION PAC CORP COM 907818108 1040 5338 SH SOLE 0 0 5338 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 2382 46387 SH SOLE 0 0 46387 US BANCORP DEL COM NEW 902973304 325 8060 SH SOLE 0 0 8060 VALARIS LIMITED CL A G9460G101 254 5200 SH SOLE 0 0 5200 VALE S A SPONSORED ADS 91912E105 426 31990 SH SOLE 0 0 31990 VALERO ENERGY CORP COM 91913Y100 733 6860 SH SOLE 0 0 6860 VANECK ETF TRUST AGRIBUSINESS ETF 92189F700 305 3785 SH SOLE 0 0 3785 VANECK ETF TRUST CHINA BOND ETF 92189F379 2186 99620 SH SOLE 0 0 99620 VANECK ETF TRUST GOLD MINERS ETF 92189F106 5103 211586 SH SOLE 0 0 211586 VANECK ETF TRUST JUNIOR GOLD MINE 92189F791 666 22600 SH SOLE 0 0 22600 VANECK ETF TRUST RARE EARTH/STRTG 92189H805 334 4005 SH SOLE 0 0 4005 VANECK MERK GOLD TR GOLD TRUST 921078101 7502 465087 SH SOLE 125000 0 340087 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 315 3930 SH SOLE 0 0 3930 VANGUARD INDEX FDS SM CP VAL ETF 922908611 448 3123 SH SOLE 0 0 3123 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1480 8245 SH SOLE 0 0 8245 VANGUARD INDEX FDS VALUE ETF 922908744 537 4351 SH SOLE 0 0 4351 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 243 5480 SH SOLE 0 0 5480 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1471 40326 SH SOLE 0 0 40326 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 4021 83579 SH SOLE 0 0 83579 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 806 10650 SH SOLE 0 0 10650 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 530 7137 SH SOLE 0 0 7137 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1623 12012 SH SOLE 0 0 12012 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 2068 21798 SH SOLE 0 0 21798 VELO3D INC COMMON STOCK 92259N104 54 13719 SH SOLE 0 0 13719 VERIZON COMMUNICATIONS INC COM 92343V104 4793 126238 SH SOLE 0 0 126238 VERTICAL CAP INCOME FD SHS BEN INT 92535C104 470 52687 SH SOLE 0 0 52687 VISA INC COM CL A 92826C839 1622 9133 SH SOLE 0 0 9133 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 199 17562 SH SOLE 0 0 17562 WALGREENS BOOTS ALLIANCE INC COM 931427108 253 8052 SH SOLE 0 0 8052 WALMART INC COM 931142103 3100 23902 SH SOLE 0 0 23902 WARNER BROS DISCOVERY INC COM SER A 934423104 125 10872 SH SOLE 0 0 10872 WASTE MGMT INC DEL COM 94106L109 1009 6298 SH SOLE 0 0 6298 WELLS FARGO CO NEW PERP PFD CNV A 949746804 1530 1271 SH SOLE 0 0 1271 WESTERN ASSET HIGH INCOME OP COM 95766K109 125 34087 SH SOLE 0 0 34087 WESTERN ASST INFLTN LKD INM COM SH BEN INT 95766Q106 442 49398 SH SOLE 0 0 49398 WESTERN AST INFL LKD OPP & I COM 95766R104 634 69867 SH SOLE 0 0 69867 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 960417103 702 32650 SH SOLE 0 0 32650 WEYERHAEUSER CO MTN BE COM NEW 962166104 332 11613 SH SOLE 0 0 11613 WHEATON PRECIOUS METALS CORP COM 962879102 457 14135 SH SOLE 0 0 14135 WILLIS TOWERS WATSON PLC LTD SHS G96629103 422 2098 SH SOLE 0 0 2098 WOODSIDE ENERGY GROUP LTD SPONSORED ADR 980228308 354 17541 SH SOLE 0 0 17541 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 609 2325 SH SOLE 0 0 2325 ZIM INTEGRATED SHIPPING SERV SHS M9T951109 418 17785 SH SOLE 0 0 17785